EU - Singapore FTA (2018)
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(b) provide reasonable opportunities for interested persons to comment on such proposed measures, allowing, in particular, for sufficient time for such opportunities; and

(c) endeavour to take into account the comments received from interested persons with respect to such proposed measures.

Article 13.4. Enquiries and Contact Points

1. In order to facilitate the effective implementation of this Agreement, and to facilitate communication between the Parties on any matter covered by this Agreement, each Party shall designate a contact point upon the entry into force of this Agreement.

2. Upon the request of a Party, the contact point of the other Party shall indicate the office or the official responsible for any particular matter that pertains to the implementation of this Agreement and assist, as necessary, in facilitating communication with the requesting Party.

3. Each Party shall establish or maintain appropriate mechanisms for responding to enquiries from any interested person of the other Party regarding any measures of general application which are proposed or in force, and their application. Enquiries may be addressed through the contact points established under paragraph 1 or any other mechanism, as appropriate.

4. The Parties recognise that any response provided for in paragraph 3 may not be definitive or legally binding but for information purposes only, unless otherwise provided for in their laws and regulations.

5. Requests or information under this Article shall be conveyed to the other Party through the relevant contact points provided for in paragraph 1.

6. Upon the request of a Party, the other Party shall promptly provide information and respond to questions pertaining to any actual or proposed measure of general application that the requesting Party considers might affect the operation of this Agreement, regardless of whether the requesting Party has previously been notified of that measure.

7. Each Party shall establish or maintain appropriate mechanism with the task of seeking to effectively resolve problems for interested persons of the other Party that may arise from the application of any measure of general application. Such processes should be easily accessible, time-bound, result-oriented and transparent. They shall be without prejudice to any appeal or review procedures which the Parties establish or maintain. They shall also be without prejudice to the Parties' rights and obligations under Chapter Fourteen (Dispute Settlement) and Chapter Fifteen (Mediation Mechanism).

8. Any information provided under this Article shall be without prejudice as to whether the measure is consistent with this Agreement.

Article 13.5. Administrative Proceedings

With a view to administering in a consistent, impartial and reasonable manner all measures of general application, each Party, in applying such measures to particular persons, goods or services of the other Party in specific cases, shall:

(a) when proceedings are initiated, endeavour to provide reasonable notice in accordance with its procedures to interested persons of the other Party who are directly affected by such proceedings, including a description of the nature of the proceedings, a statement of the legal authority under which the proceedings are initiated, and a general description of any issues in controversy;

(b) afford such interested persons a reasonable opportunity to present facts and arguments in support of their positions prior to any final administrative action, insofar as permitted by time, the nature of the proceedings and the public interest; and

(c) ensure that its procedures are based on and in accordance with its law.

Article 13.6. Review of Administrative Actions

1. Each Party shall, subject to its domestic law, establish or maintain judicial, quasi-judicial or administrative tribunals or procedures for the purposes of the prompt review and, where warranted, the correction of administrative actions (78) relating to matters covered by this Agreement. Such tribunals shall be impartial and shall be independent of the office or authority entrusted with administrative enforcement, and shall not have any substantial interest in the outcome of the matter.

2. Each Party shall ensure that, in any such tribunals or procedures, the parties to the proceedings have the right to:

(a) a reasonable opportunity to support or defend their respective positions; and

(b) a decision that was based on the evidence and submissions of record or, where required by law of the Party, based on the record compiled by the administrative authority.

3. Each Party shall ensure, subject to appeal or further review as provided for under the law of that Party, that the decision referred to in paragraph 2 shall be implemented by, and shall govern the practice of, the office or authority with respect to the administrative action at issue.

(78) For greater certainty, the review of administrative actions can take the form of common law judicial review, and the correction of administrative actions may include a referral back to the body that took such action for corrective action.

Article 13.7. Regulatory Quality and Performance and Good Administrative Behaviour

1. The Parties agree to cooperate in promoting regulatory quality and performance in their respective regulatory policies through the exchange of information and best practices.

2. The Parties subscribe to the principles of good administrative behaviour, and agree to cooperate in promoting it in their respective administrations through the exchange of information and best practices.

Article 13.8. Specific Rules

Specific rules in other Chapters of this Agreement regarding the subject matter of this Chapter shall prevail to the extent that they differ from the provisions of this Chapter.

Chapter FOURTEEN. DISPUTE SETTLEMENT

Section A. OBJECTIVE AND SCOPE

Article 14.1. Objective

The objective of this Chapter is to establish an effective and efficient mechanism for avoiding and settling disputes between the Parties concerning the interpretation and application of this Agreement with a view to reaching, where possible, a mutually acceptable solution.

Article 14.2. Scope

This Chapter applies to any dispute between the Parties concerning the interpretation and application of the provisions of this Agreement, except as otherwise expressly provided.

Section B. CONSULTATIONS

Article 14.3. Consultations

1. The Parties shall endeavour to resolve any dispute concerning the interpretation and application of the provisions referred to in Article 14.2 (Scope) by entering into consultations in good faith with the aim of reaching a mutually agreed solution.

2. A Party shall seek consultations by means of a written request to the other Party, copied to the Trade Committee, which shall give the reasons for requesting consultations, including the identification of the measures at issue, the applicable provisions referred to in Article 14.2 (Scope), and the reasons for considering the measures as incompatible with such provisions.

3. Consultations shall be held within 30 days of the date of receipt of the request and, unless the Parties agree otherwise, shall take place on the territory of the Party complained against. The consultations shall be deemed to be con- cluded within 60 days of the date of receipt of the request, unless the Parties agree otherwise. Consultations shall be confidential, and shall be without prejudice to the rights of either Party in any further proceedings.

4. Consultations on matters of urgency, including those regarding perishable goods and, where appropriate, seasonal goods or services, shall be held within 15 days of the date of receipt of the request, and shall be deemed concluded within 30 days of the date of receipt of the request, unless the Parties agree otherwise.

5. If the Party to which the request is made does not respond to the request for consultations within ten days of the date of its receipt, or if consultations are not held within the timeframes laid down in paragraph 3 or in paragraph 4 respectively, or if consultations have been concluded and no mutually agreed solution has been reached, the complain- ing Party may request the establishment of an arbitration panel in accordance with Article 14.4 (Initiation of Arbitration Procedure).

Section C. DISPUTE SETTLEMENT PROCEDURES

Subsection A. ARBITRATION PROCEDURES

Article 14.4. Initiation of Arbitration Procedure

1. Where the Parties have failed to resolve a dispute by recourse to consultations as provided for in Article 14.3 (Consultations), the complaining Party may request the establishment of an arbitration panel in accordance with this Article.

2. The request for the establishment of an arbitration panel shall be made in writing to the Party complained against and to the Trade Committee. The complaining Party shall identify in its request the specific measure at issue, and it shall explain how such measure constitutes a breach of the provisions referred to in Article 14.2 (Scope) in a manner sufficient to clearly present the legal basis for the complaint.

Article 14.5. Establishment of the Arbitration Panel

1. An arbitration panel shall be composed of three arbitrators.

2. Within five days of the date of receipt of the request referred to in paragraph 1 of Article 14.4 (Initiation of Arbitration Procedure) by the Party complained against, the Parties shall enter into consultations in order to agree on the composition of the arbitration panel.

3. In the event that the Parties are unable to agree on the choice of chairperson of the arbitration panel within ten days of entering into the consultations referred to in paragraph 2, within 20 days of entering into consultations referred to in paragraph 2, the chairperson of the Trade Committee or the chairperson's delegate shall select one arbitrator who will serve as a chairperson by lot from the list referred to under paragraph 1 of Article 14.20 (Lists of Arbitrators).

4. In the event that the Parties are unable to agree on the arbitrators within ten days of entering into the consultations referred to in paragraph 2:

(a) each Party may select one arbitrator, who will not act as a chairperson, from the individuals on the list established under paragraph 2 of Article 14.20 (Lists of Arbitrators), within 15 days of entering into the consultations referred to in paragraph 2; and

(b) if either Party fails to select an arbitrator under subparagraph 4(a), the chairperson of the Trade Committee or the chairperson's delegate shall select any remaining arbitrator by lot from among the individuals proposed by that Party pursuant to paragraph 2 of Article 14.20 (Lists of Arbitrators), within 20 days of entering into consultations referred to in paragraph 2.

5. Should the list provided for in paragraph 2 of Article 14.20 (Lists of Arbitrators) not be established at the time required pursuant to paragraph 4:

(a) where both Parties have proposed individuals pursuant to paragraph 2 of Article 14.20 (Lists of Arbitrators), each Party may select one arbitrator, who will not act as a chairperson, from among the individuals proposed, within 15 days of entering into the consultations referred to in paragraph 2. If a Party fails to select an arbitrator, the chairperson of the Trade Committee or the chairperson's delegate shall select the arbitrator by lot from among the individuals proposed by the Party which failed to select its arbitrator; or

(b) where only one Party has proposed individuals pursuant to paragraph 2 of Article 14.20 (Lists of Arbitrators), each Party may select one arbitrator, who will not act as a chairperson, from among the individuals proposed, within 15 days of entering into the consultations referred to in paragraph 2. If a Party fails to select an arbitrator, the chairperson of the Trade Committee or the chairperson's delegate shall select the arbitrator by lot from among the individuals proposed.

6. Should the list provided for in paragraph 1 of Article 14.20 (Lists of Arbitrators) not be established at the time required for the purposes of paragraph 3, the chairperson shall be selected by lot from among former Members of the WTO Appellate Body, none of whom shall be natural persons of a Party.

7. The date of establishment of the arbitration panel shall be the date on which the last of the three arbitrators is selected.

8. The replacement of arbitrators shall take place only for the reasons detailed in Rules 19 to 25 of Annex 14-A and in accordance with the procedures thereunder.

Article 14.6. Preliminary Ruling on Urgency

If a Party so requests, the arbitration panel shall give a preliminary ruling within ten days of its establishment on whether it deems the case to be urgent.

Article 14.7. Interim Panel Report

1. The arbitration panel shall issue an interim report to the Parties setting out the findings of fact, the applicability of relevant provisions of this Agreement, and the basic rationale behind any findings and recommendations, not later than 90 days from the date of establishment of the arbitration panel. Where the arbitration panel considers that this deadline cannot be met, the chairperson of the arbitration panel must notify the Parties and the Trade Committee in writing, stating the reasons for the delay and the date on which the arbitration panel plans to issue its interim report. Under no circumstances should the arbitration panel issue its interim report later than 120 days after the date of its establishment.

2. Any Party may submit a written request for the arbitration panel to review specific aspects of the interim report within 30 days of its notification.

3. In cases of urgency, including those involving perishable goods or, where appropriate, seasonal goods or services, the arbitration panel shall make every effort to issue its interim report within half of the period allowed under paragraph 1, and any Party may submit a written request for the arbitration panel to review specific aspects of the interim report within 15 days of its notification.

4. After considering any written comments by the Parties on the interim report, the arbitration panel may modify its report and make any further examination it considers appropriate. The findings of the final ruling of the arbitration panel shall include a sufficient discussion of the arguments made at the interim review stage, and shall clearly address the written comments of the two Parties.

Article 14.8. Arbitration Panel Ruling

1. The arbitration panel shall issue its ruling to the Parties and to the Trade Committee within 150 days from the date of the establishment of the arbitration panel. Where it considers that this deadline cannot be met, the chairperson of the arbitration panel shall notify the Parties and the Trade Committee in writing, stating the reasons for the delay and the date on which the arbitration panel plans to issue its ruling. Under no circumstances should the arbitration panel issue its ruling later than 180 days after the date of its establishment.

2. In cases of urgency, including those involving perishable goods or, where appropriate, seasonal goods or services, the arbitration panel shall make every effort to issue its ruling within 75 days of the date of its establishment. Under no circumstances should the arbitration panel issue its ruling later than 90 days after the date of its establishment.

Subsection B. COMPLIANCE

Article 14.9. Compliance with the Arbitration Panel Ruling

Each Party shall take any measure necessary to comply in good faith with the ruling of the arbitration panel, and the Parties shall endeavour to agree on the period of time to comply with the ruling.

Article 14.10. Reasonable Period of Time for Compliance

1. No later than 30 days after the receipt of the notification of the ruling of the arbitration panel to the Parties, the Party against which the complaint was made shall notify the complaining Party and the Trade Committee of the time it will require to comply with the ruling of the arbitration panel (hereinafter referred to as "reasonable period of time"), if immediate compliance is not possible.

2. If there is disagreement between the Parties on the reasonable period of time for compliance with the ruling of the arbitration panel, within 20 days of the receipt of the notification made under paragraph 1 by the Party complained against, the complaining Party shall request in writing that the original arbitration panel determine the reasonable period of time. Such request shall be notified simultaneously to the other Party and to the Trade Committee. The original arbitration panel shall issue its ruling to the Parties, and shall notify the Trade Committee thereof, within 20 days of the date of the submission of the request.

3. In the event that any member of the original arbitration panel is no longer available, the procedures set out in Article 14.5 (Establishment of the Arbitration Panel) shall apply. The time limit for issuing the ruling shall be 35 days from the date of the submission of the request referred to in paragraph 2.

4. The Party against which the complaint was made shall inform the complaining Party in writing of its progress in complying with the ruling of the arbitration panel at least one month before the expiry of the reasonable period of time.

5. The reasonable period of time may be extended by mutual agreement of the Parties.

Article 14.11. Review of Any Measure Taken to Comply with the Arbitration Panel Ruling

1. The Party complained against shall notify the complaining Party and the Trade Committee, before the end of the reasonable period of time, of any measures that it has taken to comply with the ruling of the arbitration panel.

2. In the event that there is disagreement between the Parties concerning the existence of any measures notified under paragraph 1 or the consistency of such measures with the provisions referred to in Article 14.2 (Scope), the complaining Party may request in writing that the original arbitration panel rule on the matter. Such request shall identify the specific measure at issue and the provisions referred to in Article 14.2 (Scope) with which it considers that measure to be inconsistent, in a manner sufficient to present the legal basis for the complaint clearly. Such request shall also explain how the measure in question is inconsistent with the provisions referred to in Article 14.2 (Scope). The original arbitration panel shall notify its ruling within 45 days of the date of the submission of the request.

3. In the event that any member of the original arbitration panel is no longer available, the procedures set out in Article 14.5 (Establishment of the Arbitration Panel) shall apply. The time limit for issuing the ruling shall be 60 days from the date of the submission of the request referred to in paragraph 2.

Article 14.12. Temporary Remedies In Case of Non-compliance

1. If the Party complained against fails to notify any measure taken to comply with the ruling of the arbitration panel before the expiry of the reasonable period of time, or if the arbitration panel rules that no such measures were taken or that the measure notified under paragraph 1 of Article 14.11 (Review of Any Measure Taken to Comply with the Arbitration Panel Ruling) is inconsistent with that Party's obligations under the provisions referred to in Article 14.2 (Scope), the Party against which the complaint was made shall enter into negotiations with the complaining Party with a view to reaching a mutually acceptable agreement on compensation.

2. If no agreement on compensation is reached within 30 days of the end of the reasonable period of time or within 30 days of the issuance of the ruling of the arbitration panel under Article 14.11 (Review of Any Measure Taken to Comply with the Arbitration Panel Ruling) that no measures were taken to comply with the ruling of the arbitration panel or that a measure taken to comply with that ruling is inconsistent with the provisions referred to in Article 14.2 (Scope), the complaining Party shall be entitled, upon notification to the other Party and to the Trade Committee, to suspend obligations arising from any provision referred to in Article 14.2 (Scope) at a level equivalent to the nullification or impairment caused. by the violation. The notification shall specify the level of obligations that the complaining Party intends to suspend. The complaining Party may implement the suspension at any moment after the expiry of ten days after the date of receipt of the notification by the Party complained against, unless the Party complained against has requested arbitration under paragraph 3.

3. If the Party complained against considers that the level of suspension is not equivalent to the nullification or impairment caused by the violation, it may request in writing that the original arbitration panel rule on the matter. Such request shall be notified to the complaining Party and to the Trade Committee before the expiry of the ten-day period referred to in paragraph 2. The original arbitration panel, having sought, if appropriate, the opinion of experts, shall notify its ruling on the level of the suspension of obligations to the Parties and to the Trade Committee within 30 days of the date of the submission of the request. Obligations shall not be suspended until the original arbitration panel has notified its ruling, and any suspension shall be consistent with the ruling of the arbitration panel.

4. In the event that any member of the original arbitration panel is no longer available, the procedures laid down in Article 14.5 (Establishment of the Arbitration Panel) shall apply. The period for issuing the ruling shall be 45 days from the date of the submission of the request referred to in paragraph 3.

5. The suspension of obligations shall be temporary and shall not be applied after:

(a) the Parties have reached a mutually agreed solution pursuant to Article 14.15 (Mutually Agreed Solution); or

(b) the Parties have reached an agreement on whether the measure notified under paragraph 1 of Article 14.13 (Review of Any Measure Taken to Comply After the Suspension of Obligations) brings the Party complained against into conformity with the provisions referred to in Article 14.2 Scope); or

(c) any measure found to be inconsistent with the provisions referred to in Article 14.2 (Scope) has been withdrawn or amended so as to bring it into conformity with those provisions, as ruled under paragraph 2 of Article 14.13 (Review of Any Measure Taken to Comply After the Suspension of Obligations).

Article 14.13. Review of Any Measure Taken to Comply after the Suspension of Obligations

1. The Party complained against shall notify the complaining Party and the Trade Committee of any measure it has taken to comply with the ruling of the arbitration panel and of its request for the termination of the suspension of obligations applied by the complaining Party.

2. If the Parties do not reach an agreement on whether the notified measure brings the Party complained against into conformity with the provisions referred to in Article 14.2 (Scope) within 30 days of the date of receipt of the notification, the complaining Party shall request in writing that the original arbitration panel rule on the matter. Such request shall be notified simultaneously to the other Party and the Trade Committee. The ruling of the arbitration panel shall be notified to the Parties and the Trade Committee within 45 days of the date of the submission of the request. If the arbitration panel rules that any measure taken to comply is in conformity with the provisions referred to in Article 14.2 (Scope), the suspension of obligations shall be terminated.

Subsection C. COMMON PROVISIONS

Article 14.14. Suspension and Termination of Arbitration Procedures

1. The arbitration panel shall, at the written request of both Parties, suspend its work at any time for a period agreed by the Parties, which shall not exceed twelve months. The arbitration panel shall resume its work at the end of this agreed period at the written request of the complaining Party, or before the end of this agreed period at the written request of both Parties. If the complaining Party does not request the resumption of the arbitration panel's work before the expiry of the agreed period, the dispute settlement procedures initiated pursuant to this Section shall be deemed terminated. Subject to Article 14.21 (Relation with WTO Obligations), the suspension and termination of the arbitration panel's work are without prejudice to the rights of either Party in other proceedings.

2. At any time, the Parties may agree in writing to terminate the dispute settlement procedures initiated pursuant to this Section.

Article 14.15. Mutually Agreed Solution

The Parties may reach a mutually agreed solution to a dispute under this Chapter at any time. They shall notify the Trade Committee and the arbitration panel, if any, of such solution. If the solution requires approval pursuant to the relevant domestic procedures of either Party, the notification shall refer to this requirement, and the dispute settlement procedure initiated pursuant to this Section shall be suspended. The procedure shall be terminated if such approval is not required or upon notification of the completion of any such domestic procedures.

Article 14.16. Rules of Procedure

1. Dispute settlement procedures under this Chapter shall be governed by Annex 14-A.

2. Any meetings of the arbitration panel shall be open to the public in accordance with Annex 14-A.

Article 14.17. Submission of Information

1. At the request of a Party, or upon its own initiative, the arbitration panel may obtain information from any source it deems appropriate for the arbitration panel proceedings, including from the Parties involved in the dispute. The arbitration panel also has the right to seek the relevant opinions of experts as it deems appropriate. The arbitration panel shall consult the Parties before choosing such experts. Any information obtained in this manner must be disclosed to the Parties and submitted for their comments.

2. Interested natural and legal persons of the Parties are authorised to submit amicus curiae briefs to the arbitration panel in accordance with Annex 14-A.

Article 14.18. Rules of Interpretation

The arbitration panel shall interpret the provisions referred to in Article 14.2 (Scope) in accordance with customary rules of interpretation of public international law, including those codified in the Vienna Convention on the Law of Treaties. Where an obligation under this Agreement is identical to an obligation under the WTO Agreement, the arbitra- tion panel shall take into account any relevant interpretation established in rulings of the WTO Dispute Settlement Body (hereinafter referred to as the "DSB"). The rulings of the arbitration panel shall not add to or diminish the rights and obligations provided in the provisions referred to in Article 14.2 (Scope).

Article 14.19. Arbitration Panel Decisions and Rulings

1. The arbitration panel shall make every effort to take any decision by consensus. Where, nevertheless, a decision cannot be reached by consensus, the matter at issue shall be decided by majority vote.

2. Any ruling of the arbitration panel shall be binding on the Parties and shall not create any rights or obligations to physical or legal persons. The ruling shall set out the findings of fact, the applicability of the relevant provisions referred to in Article 14.2 (Scope), and the rationale behind any findings and conclusions that it makes. The Trade Committee shall make the ruling of the arbitration panel publicly available in its entirety, unless it decides not to do so in order to ensure the confidentiality of any information designated by either Party as confidential.

Section D. GENERAL PROVISIONS

Article 14.20. Lists of Arbitrators

1. Upon the entry into force of this Agreement, the Parties shall establish a list of five individuals who are willing and able to serve as the chairperson of an arbitration panel referred to in Article 14.5 (Establishment of the Arbitration Panel).

2. No later than six months after the entry into force of this Agreement, the Trade Committee shall establish a list of at least ten individuals who are willing and able to serve as arbitrators. Upon the entry into force of this Agreement, each Party shall propose at least five individuals to serve as arbitrators.

3. The Trade Committee will ensure that the list of individuals to serve as chairpersons or arbitrators, established pursuant to paragraphs 1 and 2 respectively, are maintained.

4. Arbitrators shall have specialised knowledge of or experience in law and international trade or in the settlement of disputes arising under international trade agreements. They shall be independent, shall serve in their individual capacities, shall not be affiliated with the government of either Party, and shall comply with Annex 14-B.

Article 14.21. Relation with WTO Obligations

1. Recourse to the dispute settlement provisions of this Chapter shall be without prejudice to any action in the WTO framework, including dispute settlement proceedings.

2. Notwithstanding paragraph 1, where a Party has initiated dispute settlement proceedings with regard to a particular measure, either under this Chapter or under the WTO Agreement, it may not institute dispute settlement proceedings regarding the same measure in the other forum until the first proceedings have ended. Moreover, neither Party shall initiate dispute settlement proceedings under both this Chapter and under the WTO Agreement unless substantially different obligations under both agreements are in dispute, or unless the selected forum fails for procedural or jurisdictional reasons to make findings on the claim seeking redress in relation to that obligation, provided that the failure of the forum is not the result of a failure of a disputing Party to act diligently.

3. For the purposes of paragraph 2:

(a) dispute settlement proceedings under the WTO Agreement shall be deemed to be initiated by a Party's request for the establishment of a panel under Article 6 of the DSU and shall be deemed to be ended when the DSB adopts the Panel's report, and the Appellate Body's report as the case may be, under Articles 16 and 17(14) of the DSU; and

(b) dispute settlement proceedings under this Chapter shall be deemed to be initiated by a Party's request for the establishment of an arbitration panel under paragraph 1 of Article 14.4 (Initiation of Arbitration Procedure) and shall be deemed to be ended when the arbitration panel issues its ruling to the Parties and to the Trade Committee under paragraph 2 of Article 14.8 (Arbitration Panel Ruling) or when the parties have reached a mutually agreed solution under Article 14.15 (Mutually Agreed Solution).

4. Nothing in this Chapter shall preclude a Party from implementing the suspension of obligations authorised by the DSB. The WTO Agreement shall not be invoked to preclude a Party from suspending obligations as provided for under this Chapter.

Article 14.22. Time Limits

1. All time limits laid down in this Chapter, including the limits for the arbitration panels to notify their rulings, shall be counted in calendar days, the first day being the day following the acts or facts to which they refer, unless otherwise specified.

2. Any time limit referred to in this Chapter may be modified by mutual agreement of the Parties.

Article 14.23. Review and Modification of the Chapter

The Parties may, by decision in the Trade Committee, modify this Chapter and Annexes 14-A and 14-B.

Chapter FIFTEEN. MEDIATION MECHANISM

Article 15.1. Objective and Scope

1. The objective of this Chapter is to facilitate the finding of a mutually agreed solution through a comprehensive and expeditious procedure with the assistance of a mediator.

2. This Chapter shall apply to any measure that is within the scope of this Agreement and that adversely affects trade or investment between the Parties, except as otherwise provided.

Section A. PROCEDURE UNDER THE MEDIATION MECHANISM

Article 15.2. Request for Information

1. At any time before the initiation of the mediation procedure, a Party may request the other Party in writing to provide information regarding a measure that adversely affects trade or investment between the Parties. The Party to which such request is made shall provide a written response within 20 days.

2. Where the responding Party considers that it is not practicable to respond within 20 days, it shall inform the requesting Party of the reasons why it is not practicable to respond within this period, together with an estimate of the shortest period within which it will be able to provide its response.

Article 15.3. Initiation of the Procedure

1. At any time, a Party may request that the Parties enter into a mediation procedure. Such request shall be addressed to the other Party in writing. The request shall be sufficiently detailed to present clearly the concerns of the requesting Party and shall:

(a) identify the specific measure at issue;

(b) provide a statement of the alleged adverse effects that the requesting Party believes the measure has, or will have, on trade or investment between the Parties; and

(c) explain how the requesting Party considers that those effects are linked to the measure.

2. The Party to which such request is addressed shall give sympathetic consideration to the request and reply by accepting or rejecting it in writing within ten days of its receipt.

Article 15.4. Selection of the Mediator

1. The Parties shall endeavour to agree on a mediator no later than 15 days after the receipt of the reply to the request referred to in paragraph 2 of Article 15.3 (Initiation of the Procedure).

2. If the Parties cannot agree on the mediator within the established time frame, either Party may request the chairperson of the Trade Committee or the chairperson's delegate to select the mediator by lot from the list established under paragraph 2 of Article 14.20 (Lists of Arbitrators). Representatives of both Parties are entitled to be present when the lots are drawn.

3. The chairperson of the Trade Committee or the chairperson's delegate shall select the mediator within five working days of the request referred to in paragraph 2.

4. The mediator shall not be a national of either Party, unless the Parties agree otherwise.

5. The mediator shall assist the Parties, in an impartial and transparent manner, in bringing clarity to the measure and its possible adverse effects on trade and investment, and in reaching a mutually agreed solution. Annex 14-B shall apply to mediators, mutatis mutandis. Rules 4 to 9 and Rules 46 to 49 of Annex 14-A shall also apply, mutatis mutandis.

Article 15.5. Rules of the Mediation Procedure

  • Chapter   One OBJECTIVES AND GENERAL DEFINITIONS 1
  • Article   1.1 Establishment of a Free Trade Area 1
  • Article   1.2 Objectives 1
  • Article   1.3 Definitions of General Application 1
  • Chapter   Two NATIONAL TREATMENT AND MARKET ACCESS FOR GOODS 1
  • Section   A COMMON PROVISIONS 1
  • Article   2.1 Objective 1
  • Article   2.2 Scope 1
  • Article   2.3 National Treatment 1
  • Article   2.4 Customs Duty 1
  • Article   2.5 Classification of Goods 1
  • Section   B REDUCTION OR ELIMINATION OF CUSTOMS DUTIES 1
  • Article   2.6 Reduction or Elimination of Customs Duties on Imports 1
  • Article   2.7 Elimination of Customs Duties and Taxes on Exports 1
  • Article   2.8 Standstill 1
  • Section   C NON-TARIFF MEASURES 1
  • Article   2.9 Import and Export Restrictions 1
  • Article   2.10 Fees and Formalities Connected with Importation and Exportation 1
  • Article   2.11 Import and Export Licensing Procedures 1
  • Article   2.12 State Trading Enterprises 1
  • Article   2.13 Elimination of Sectoral Non-Tariff Measures 1
  • Section   D SPECIFIC EXCEPTIONS RELATED TO GOODS 1
  • Article   2.14 General Exceptions 1
  • Section   E INSTITUTIONAL PROVISIONS 1
  • Article   2.15 Committee on Trade In Goods 1
  • Chapter   THREE TRADE REMEDIES 1
  • Section   A ANTI-DUMPING AND COUNTERVAILING MEASURES 1
  • Article   3.1 General Provisions 1
  • Article   3.2 Transparency and Information Exchange 1
  • Article   3.3 Lesser Duty Rule 1
  • Article   3.4 Consideration of Public Interest 1
  • Article   3.5 Exclusion from Bilateral Dispute Settlement and Mediation Mechanism 1
  • Section   B GLOBAL SAFEGUARD MEASURES 1
  • Article   3.6 General Provisions 1
  • Article   3.7 Transparency 1
  • Article   3.8 Exclusion from Bilateral Dispute Settlement and Mediation Mechanism 1
  • Section   C BILATERAL SAFEGUARD CLAUSE 1
  • Article   3.9 Definitions 1
  • Article   3.10 Application of Bilateral Safeguard Measure 2
  • Article   3.11 Conditions and Limitations 2
  • Article   3.12 Provisional Measures 2
  • Article   3.13 Compensation 2
  • Chapter   FOUR TECHNICAL BARRIERS TO TRADE 2
  • Article   4.1 Objectives 2
  • Article   4.2 Scope and Definitions 2
  • Article   4.3 Affirmation of the TBT Agreement 2
  • Article   4.4 Joint Cooperation 2
  • Article   4.5 Standards 2
  • Article   4.6 Technical Regulations 2
  • Article   4.7 Conformity Assessment Procedures 2
  • Article   4.8 Transparency 2
  • Article   4.9 Market Surveillance 2
  • Article   4.10 Marking and Labelling 2
  • Article   4.11 Contact Points 2
  • Article   4.12 Final Provisions 2
  • Chapter   FIVE SANITARY AND PHYTOSANITARY MEASURES 2
  • Article   5.1 Objectives 2
  • Article   5.2 Scope 2
  • Article   5.3 Definitions 2
  • Article   5.4 Rights and Obligations 2
  • Article   5.5 Competent Authorities 2
  • Article   5.6 General Principles 2
  • Article   5.7 Import Requirements 2
  • Article   5.8 Verifications 2
  • Article   5.9 Trade Facilitation 3
  • Article   5.10 Measures Linked to Animal and Plant Health 3
  • Article   5.11 Transparency and Exchange of Information 3
  • Article   5.12 Consultations 3
  • Article   5.13 Emergency Measures 3
  • Article   5.14 Equivalence 3
  • Article   5.15 Committee on Sanitary and Phytosanitary Measures 3
  • Article   5.16 Technical Consultations 3
  • Chapter   SIX CUSTOMS AND TRADE FACILITATION 3
  • Article   6.1 Objectives 3
  • Article   6.2 Principles 3
  • Article   6.3 Customs Cooperation 3
  • Article   6.4 Transit and Transhipment 3
  • Article   6.5 Advance Rulings 3
  • Article   6.6 Simplified Customs Procedure 3
  • Article   6.7 Release of Goods 3
  • Article   6.8 Fees and Charges 3
  • Article   6.9 Customs Brokers 3
  • Article   6.10 Preshipment Inspections 3
  • Article   6.11 Customs Valuations 3
  • Article   6.12 Risk Management 3
  • Article   6.13 Single Window 3
  • Article   6.14 Appeal Procedures 3
  • Article   6.15 Transparency 3
  • Article   6.16 Relations with the Business Community 3
  • Article   6.17 Committee on Customs 3
  • Chapter   SEVEN NON-TARIFF BARRIERS TO TRADE AND INVESTMENT IN RENEWABLE ENERGY GENERATION 3
  • Article   7.1 Objectives 3
  • Article   7.2 Definitions 3
  • Article   7.3 Scope 3
  • Article   7.4 Principles 4
  • Article   7.5 Standards, Technical Regulations and Conformity Assessment 4
  • Article   7.6 Exceptions 4
  • Article   7.7 Implementation and Cooperation 4
  • Chapter   EIGHT SERVICES, ESTABLISHMENT AND ELECTRONIC COMMERCE 4
  • Section   A GENERAL PROVISIONS 4
  • Article   8.1 Objective and Scope 4
  • Article   8.2 Definitions 4
  • Section   B CROSS-BORDER SUPPLY OF SERVICES 4
  • Article   8.3 Scope 4
  • Article   8.4 Definitions 4
  • Article   8.5 Market Access 4
  • Article   8.6 National Treatment 4
  • Article   8.7 Schedule of Specific Commitments 4
  • Section   C ESTABLISHMENT 4
  • Article   8.8 Definitions 4
  • Article   8.9 Scope 4
  • Article   8.10 Market Access 4
  • Article   8.11 National Treatment 4
  • Article   8.12 Schedule of Specific Commitments 4
  • Section   D TEMPORARY PRESENCE OF NATURAL PERSONS FOR BUSINESS PURPOSES 5
  • Article   8.13 Scope and Definitions 5
  • Article   8.14 Key Personnel and Graduate Trainees 5
  • Article   8.15 Business Services Sellers 5
  • Section   E REGULATORY FRAMEWORK 5
  • Subsection   1 PROVISIONS OF GENERAL APPLICATION 5
  • Article   8.16 Mutual Recognition of Professional Qualifications 5
  • Article   8.17 Transparency 5
  • Subsection   2 DOMESTIC REGULATION 5
  • Article   8.18 Scope and Definitions 5
  • Article   8.19 Conditions for Licensing and Qualification 5
  • Article   8.20 Licensing and Qualification Procedures 5
  • Subsection   3 COMPUTER SERVICES 5
  • Article   8.21 Computer Services 5
  • Subsection   4 POSTAL SERVICES 5
  • Article   8.22 Prevention of Anti-Competitive Practices in the Postal Sector  (25) 5
  • Article   8.23 Independence of Regulatory Bodies 5
  • Subsection   5 TELECOMMUNICATIONS SERVICES 5
  • Article   8.24 Scope 5
  • Article   8.25 Definitions 5
  • Article   8.26 Access to and Use of Public Telecommunications Networks and Services 5
  • Article   8.27 Confidentiality of Information 5
  • Article   8.28 Interconnection  (27) 5
  • Article   8.29 Interconnection with Major Suppliers 5
  • Article   8.30 Conduct of Major Suppliers 5
  • Article   8.31 Competitive Safeguards on Major Suppliers 5
  • Article   8.32 Unbundled Network Elements 5
  • Article   8.33 Co-location 6
  • Article   8.34 Resale 6
  • Article   8.35 Facility Sharing 6
  • Article   8.36 Provisioning of Leased Circuits Services 6
  • Article   8.37 Number Portability 6
  • Article   8.38 Submarine Cable Landing Stations 6
  • Article   8.39 Independent Regulatory Authority 6
  • Article   8.40 Universal Services 6
  • Article   8.41 Authorisation to Provide Telecommunications Services 6
  • Article   8.42 Allocation and Use of Scarce Resources 6
  • Article   8.43 Enforcement 6
  • Article   8.44 Resolution of Telecommunications Disputes 6
  • Article   8.45 Transparency 6
  • Article   8.46 Flexibility in the Choice of Technologies 6
  • Article   8.47 Relationship to other Sub-Sections, Sections and Chapters 6
  • Article   8.48 Cooperation 6
  • Subsection   6 FINANCIAL SERVICES 6
  • Article   8.49 Scope and Definitions 6
  • Article   8.50 Prudential Carve-out 6
  • Article   8.51 Self-regulatory Organisations 6
  • Article   8.52 Payment and Clearing Systems 6
  • Article   8.53 New Financial Services 6
  • Article   8.54 Data Processing 6
  • Article   8.55 Specific Exceptions 6
  • Subsection   7 INTERNATIONAL MARITIME TRANSPORT SERVICES 6
  • Article   8.56 Scope, Definitions and Principles 6
  • Section   F ELECTRONIC COMMERCE 7
  • Article   8.57 Objectives 7
  • Article   8.58 Customs Duties 7
  • Article   8.59 Electronic Supply of Services 7
  • Article   8.60 Electronic Signatures 7
  • Article   8.61 Regulatory Cooperation on Electronic Commerce 7
  • Section   G GENERAL PROVISIONS 7
  • Article   8.62 General Exceptions 7
  • Article   8.63 Review 7
  • Article   8.64 Committee on Trade In Services, Investment and Government Procurement 7
  • Chapter   NINE GOVERNMENT PROCUREMENT 7
  • Article   9.1 Definitions 7
  • Article   9.2 Scope and Coverage Application of this Chapter 7
  • Article   9.3 Security and General Exceptions 7
  • Article   9.4 General Principles 7
  • Article   9.5 Information on the Procurement System 8
  • Article   9.6 Notices Notice of Intended Procurement 8
  • Article   9.7 Conditions for Participation 8
  • Article   9.8 Qualification of Suppliers Registration Systems and Qualification Procedures 8
  • Article   9.9 Technical Specifications and Tender Documentation Technical Specifications 8
  • Article   9.10 Time Periods General 8
  • Article   9.11 Negotiations 8
  • Article   9.12 Limited Tendering 9
  • Article   9.13 Electronic Auctions 9
  • Article   9.14 Treatment of Tenders and Awarding of Contracts Treatment of Tenders 9
  • Article   9.15 Transparency of Procurement InformationInformation Provided to Suppliers 9
  • Article   9.16 Disclosure of Information Provision of Information to Parties 9
  • Article   9.17 Domestic Review Procedures 9
  • Article   9.18 Modification and Rectification of Coverage Notification of Proposed Modification 9
  • Article   9.19 Responsibilities of the Committee 9
  • Article   9.20 Adjustment to GPA provisions 9
  • Chapter   TEN INTELLECTUAL PROPERTY 9
  • Article   10.1 Objectives 9
  • Section   A PRINCIPLES 9
  • Article   10.2 Scope and Definitions 9
  • Article   10.3 Exhaustion 9
  • Section   B STANDARDS CONCERNING INTELLECTUAL PROPERTY RIGHTS 9
  • Subsection   A COPYRIGHT AND RELATED RIGHTS 9
  • Article   10.4 Protection Granted 9
  • Article   10.5 Term of Protection 9
  • Article   10.6 Producers of Phonograms 10
  • Article   10.7 Resale Rights 10
  • Article   10.8 Cooperation on Collective Management of Rights 10
  • Article   10.9 Protection of Technological Measures 10
  • Article   10.10 Protection of Rights Management Information 10
  • Article   10.11 Exceptions and Limitations 10
  • Subsection   B TRADEMARKS 10
  • Article   10.12 International Agreements 10
  • Article   10.13 Registration Procedure 10
  • Article   10.14 Well-Known Trademarks 10
  • Article   10.15 Exceptions to the Rights Conferred by a Trademark Each Party: 10
  • Subsection   C GEOGRAPHICAL INDICATIONS  (47) 10
  • Article   10.16 Scope 10
  • Article   10.17 System of Protection of Geographical Indications 10
  • Article   10.18 Amendment of List of Geographical Indications 10
  • Article   10.19 Scope of Protection of Geographical Indications 10
  • Article   10.20 Right of Use of Geographical Indications 10
  • Article   10.21 Relationship with Trademarks 10
  • Article   10.22 General Rules 10
  • Article   10.23 Relation to Trade Committee 10
  • Subsection   D DESIGNS 10
  • Article   10.24 Requirements for Protection of Registered Designs  (53) 10
  • Article   10.25 Rights Conferred by Registration 10
  • Article   10.26 Term of Protection 10
  • Article   10.27 Exceptions 10
  • Article   10.28 Relationship to Copyright 10
  • Subsection   E PATENTS 10
  • Article   10.29 International Agreements 10
  • Article   10.30 Patents and Public Health 10
  • Article   10.31 Extension of the Duration of the Rights Conferred by a Patent 10
  • Article   10.32 Cooperation 10
  • Subsection   F PROTECTION OF TEST DATA 11
  • Article   10.33 Protection of Test Data Submitted to Obtain an Administrative Marketing Approval to put a Pharmaceutical Product on the Market 11
  • Article   10.34 Protection of Test Data Submitted to Obtain an Administrative Marketing Approval to put an Agricultural Chemical Product on the Market  (64) 11
  • Subsection   G PLANT VARIETIES 11
  • Article   10.35 International Agreements 11
  • Section   C CIVIL ENFORCEMENT OF INTELLECTUAL PROPERTY RIGHTS 11
  • Article   10.36 General Obligations 11
  • Article   10.37 Publication of Judicial Decisions 11
  • Article   10.38 Availability of Civil Measures, Procedures and Remedies 11
  • Article   10.39 Measures for Preserving Evidence 11
  • Article   10.40 Evidence and Right of Information 11
  • Article   10.41 Other Remedies 11
  • Article   10.42 Injunctions 11
  • Article   10.43 Alternative Measures 11
  • Article   10.44 Damages 11
  • Article   10.45 Legal Costs 11
  • Article   10.46 Presumptions Relating to Copyright and Related Rights 11
  • Article   10.47 Liability of Intermediary Service Providers 11
  • Section   D BORDER MEASURES 11
  • Article   10.48 Definitions 11
  • Article   10.49 Scope of Border Measures 11
  • Article   10.50 Identification of Shipments 11
  • Article   10.51 Cooperation 11
  • Section   E COOPERATION 11
  • Article   10.52 Cooperation 11
  • Chapter   ELEVEN COMPETITION AND RELATED MATTERS 11
  • Section   A ANTI-COMPETITIVE CONDUCT AND MERGERS 11
  • Article   11.1 Principles 11
  • Article   11.2 Implementation 11
  • Section   B PUBLIC UNDERTAKINGS, UNDERTAKINGS ENTRUSTED WITH SPECIAL OR EXCLUSIVE RIGHTS AND STATE MONOPOLIES 11
  • Article   11.3 Public Undertakings and Undertakings Entrusted with Special or Exclusive Rights 11
  • Article   11.4 State Monopolies 11
  • Section   C SUBSIDIES 11
  • Article   11.5 Definition and Scope 11
  • Article   11.6 Relationship with the WTO 12
  • Article   11.7 Prohibited Subsidies 12
  • Article   11.8 Other Subsidies 12
  • Article   11.9 Transparency 12
  • Article   11.10 Review Clause 12
  • Section   D GENERAL MATTERS 12
  • Article   11.11 Cooperation and Coordination in Law Enforcement 12
  • Article   11.12 Confidentiality 12
  • Article   11.13 Consultation 12
  • Article   11.14 Dispute Settlement and Mediation Mechanism 12
  • Chapter   TWELVE TRADE AND SUSTAINABLE DEVELOPMENT 12
  • Section   A INTRODUCTORY PROVISIONS 12
  • Article   12.1 Context and Objectives 12
  • Article   12.2 Right to Regulate and Levels of Protection 12
  • Section   B TRADE AND SUSTAINABLE DEVELOPMENT - LABOUR ASPECTS (76) 12
  • Article   12.3 Multilateral Labour Standards and Agreements 12
  • Article   12.4 Labour Cooperation in the Context of Trade and Sustainable Development 12
  • Article   12.5 Scientific Information 12
  • Section   C TRADE AND SUSTAINABLE DEVELOPMENT - ENVIRONMENTAL ASPECTS 12
  • Article   12.6 Multilateral Environmental Standards and Agreements 12
  • Article   12.7 Trade in Timber and Timber Products 12
  • Article   12.8 Trade in Fish Products 12
  • Article   12.9 Scientific Information 12
  • Article   12.10 Cooperation on Environmental Aspects in the Context of Trade and Sustainable Development 12
  • Section   D GENERAL PROVISIONS 12
  • Article   12.11 Trade and Investment Promoting Sustainable Development 12
  • Article   12.12 Upholding Levels of Protection 12
  • Article   12.13 Transparency 12
  • Article   12.14 Review of Impact on Sustainable Development 12
  • Article   12.15 Institutional Set up and Monitoring Mechanism 12
  • Article   12.16 Government Consultations 12
  • Article   12.17 Panel of Experts 12
  • Chapter   THIRTEEN TRANSPARENCY 12
  • Article   13.1 Definitions 12
  • Article   13.2 Objectives and Scope 12
  • Article   13.3 Publication regarding Measures of General Application 12
  • Article   13.4 Enquiries and Contact Points 13
  • Article   13.5 Administrative Proceedings 13
  • Article   13.6 Review of Administrative Actions 13
  • Article   13.7 Regulatory Quality and Performance and Good Administrative Behaviour 13
  • Article   13.8 Specific Rules 13
  • Chapter   FOURTEEN DISPUTE SETTLEMENT 13
  • Section   A OBJECTIVE AND SCOPE 13
  • Article   14.1 Objective 13
  • Article   14.2 Scope 13
  • Section   B CONSULTATIONS 13
  • Article   14.3 Consultations 13
  • Section   C DISPUTE SETTLEMENT PROCEDURES 13
  • Subsection   A ARBITRATION PROCEDURES 13
  • Article   14.4 Initiation of Arbitration Procedure 13
  • Article   14.5 Establishment of the Arbitration Panel 13
  • Article   14.6 Preliminary Ruling on Urgency 13
  • Article   14.7 Interim Panel Report 13
  • Article   14.8 Arbitration Panel Ruling 13
  • Subsection   B COMPLIANCE 13
  • Article   14.9 Compliance with the Arbitration Panel Ruling 13
  • Article   14.10 Reasonable Period of Time for Compliance 13
  • Article   14.11 Review of Any Measure Taken to Comply with the Arbitration Panel Ruling 13
  • Article   14.12 Temporary Remedies in Case of Non-compliance 13
  • Article   14.13 Review of Any Measure Taken to Comply After the Suspension of Obligations 13
  • Subsection   C COMMON PROVISIONS 13
  • Article   14.14 Suspension and Termination of Arbitration Procedures 13
  • Article   14.15 Mutually Agreed Solution 13
  • Article   14.16 Rules of Procedure 13
  • Article   14.17 Submission of Information 13
  • Article   14.18 Rules of Interpretation 13
  • Article   14.19 Arbitration Panel Decisions and Rulings 13
  • Section   D GENERAL PROVISIONS 13
  • Article   14.20 Lists of Arbitrators 13
  • Article   14.21 Relation with WTO Obligations 13
  • Article   14.22 Time Limits 13
  • Article   14.23 Review and Modification of the Chapter 13
  • Chapter   FIFTEEN MEDIATION MECHANISM 13
  • Article   15.1 Objective and Scope 13
  • Section   A PROCEDURE UNDER THE MEDIATION MECHANISM 13
  • Article   15.2 Request for Information 13
  • Article   15.3 Initiation of the Procedure 13
  • Article   15.4 Selection of the Mediator 13
  • Article   15.5 Rules of the Mediation Procedure 14
  • Section   B IMPLEMENTATION 14
  • Article   15.6 Implementation of a Mutually Agreed Solution 14
  • Section   C GENERAL PROVISIONS 14
  • Article   15.7 Relationship to Dispute Settlement 14
  • Article   15.8 Time Limits 14
  • Article   15.9 Costs 14
  • Article   15.10 Review 14
  • Chapter   SIXTEEN INSTITUTIONAL, GENERAL AND FINAL PROVISIONS 14
  • Article   16.1 Trade Committee 14
  • Article   16.2 Specialised Committees 14
  • Article   16.3 Evolving WTO Law 14
  • Article   16.4 Decision-making 14
  • Article   16.5 Amendments 14
  • Article   16.6 Taxation 14
  • Article   16.7 Current Account and Capital Movements 14
  • Article   16.8 Sovereign Wealth Funds 14
  • Article   16.9 Restrictions to Safeguard the Balance of Payments 14
  • Article   16.10 Temporary Safeguard Measures on Capital Movements and Payments 14
  • Article   16.11 Security Exceptions 14
  • Article   16.12 Disclosure of Information 14
  • Article   16.13 Entry Into Force 14
  • Article   16.14 Duration 14
  • Article   16.15 Fulfilment of Obligations 14
  • Article   16.16 No Direct Effect 14
  • Article   16.17 Annexes, Appendices, Joint Declarations, Protocols and Understandings 14
  • Article   16.18 Relations with other Agreements 14
  • Article   16.19 Future Accessions to the Union 14
  • Article   16.20 Territorial Application 14
  • Article   16.21 Authentic Texts 14