Canada - EU CETA (2016)
Previous page Next page

(d) the Joint Management Committee for Sanitary and Phytosanitary Measures, which addresses matters concerning sanitary and phytosanitary measures;

(e) the Committee on Government Procurement, which addresses matters concerning government procurement;

(f) the Financial Services Committee, which addresses matters concerning financial services;

(g) the Committee on Trade and Sustainable Development, which addresses matters concerning sustainable development;

(h) the Regulatory Cooperation Forum, which addresses matters concerning regulatory cooperation; and

(i) the CETA Committee on Geographical Indications, which addresses matters concerning geographical indications.

2. The specialised committees established pursuant to paragraph 1 shall operate according to the provisions of paragraphs 3 through 5.

3. The remit and tasks of the specialised committees established pursuant to paragraph 1 are further defined in the relevant Chapters and Protocols of this Agreement.

4. Unless otherwise provided under this Agreement, or if the co-chairs decide otherwise, the specialised committees shall meet once a year. Additional meetings may be held at the request of a Party or of the CETA Joint Committee. They shall be co-chaired by representatives of Canada and the European Union. The specialised committees shall set their meeting schedule and agenda by mutual consent. They shall set and modify their own rules of procedures, if they deem it appropriate. The specialised committees may propose draft decisions for adoption by the CETA Joint Committee, or take decisions when this Agreement so provides.

5. Each Party shall ensure that when a specialised committee meets, all the competent authorities for each issue on the agenda are represented, as each Party deems appropriate, and that each issue can be discussed at the adequate level of expertise.

6. The specialised committees shall inform the CETA Joint Committee of their schedules and agenda sufficiently in advance of their meetings and shall report to the CETA Joint Committee on results and conclusions from each of their meetings. The creation or existence of a specialised committee does not prevent a Party from bringing any matter directly to the CETA Joint Committee.

Article 26.3. Decision Making

1. The CETA Joint Committee shall, for the purpose of attaining the objectives of this Agreement, have the power to make decisions in respect of all matters when this Agreement so provides.

2. The decisions made by the CETA Joint Committee shall be binding on the Parties, subject to the completion of any necessary internal requirements and procedures, and the Parties shall implement them. The CETA Joint Committee may also make appropriate recommendations.

3. The CETA Joint Committee shall make its decisions and recommendations by mutual consent.

Article 26.4. Information Sharing

When a Party submits to the CETA Joint Committee or any specialised committee established under this Agreement information considered as confidential or protected from disclosure under its laws, the other Party shall treat that information as confidential.

Article 26.5. CETA Contact Points

1. Each Party shall promptly appoint a CETA contact point and notify the other Party within 60 days following the entry into force of this Agreement.

2. The CETA contact points shall:

(a) monitor the work of all institutional bodies established under this Agreement, including communications relating to successors to those bodies;

(b) coordinate preparations for committee meetings;

(c) follow up on any decisions made by the CETA Joint Committee, as appropriate;

(d) except as otherwise provided in this Agreement, receive all notifications and information provided pursuant to this Agreement and, as necessary, facilitate communications between the Parties on any matter covered by this Agreement;

(e) respond to any information requests pursuant to Article 27.2 (Provision of information); and

(f) consider any other matter that may affect the operation of this Agreement as mandated by the CETA Joint Committee.

3. The CETA contact points shall communicate as required.

Article 26.6. Meetings

1. Meetings referred to in this Chapter should be in person. Parties may also agree to meet by videoconference or teleconference.

2. The Parties shall endeavour to meet within 30 days after a Party receives a request to meet by the other Party.

Chapter TWENTY-SEVEN. Transparency

Article 27.1. Publication

1. Each Party shall ensure that its laws, regulations, procedures and administrative rulings of general application respecting any matter covered by this Agreement are promptly published or made available in such a manner as to enable interested persons and the other Party to become acquainted with them.

2. To the extent possible, each Party shall:

(a) publish in advance any such measure that it proposes to adopt; and

(b) provide interested persons and the other Party a reasonable opportunity to comment on such proposed measures.

Article 27.2. Provision of Information

1. At the request of the other Party, a Party shall, to the extent possible, promptly provide information and respond to questions pertaining to any existing or proposed measure that materially affects the operation of this Agreement.

2. Information provided under this Article is without prejudice as to whether the measure is consistent with this Agreement.

Article 27.3. Administrative Proceedings

To administer a measure of general application affecting matters covered by this Agreement in a consistent, impartial and reasonable manner, each Party shall ensure that its administrative proceedings applying measures referred to in Article 27.1 to a particular person, good or service of the other Party in a specific case:

(a) whenever possible, provide reasonable notice to a person of the other Party who is directly affected by a proceeding, in accordance with domestic procedures, when a proceeding is initiated, including a description of the nature of the proceeding, a statement of the legal authority under which the proceeding is initiated and a general description of the issues in controversy;

(b) provide a person referred to in subparagraph (a) a reasonable opportunity to present facts and arguments in support of its position prior to any final administrative action, when permitted by time, the nature of the proceeding, and the public interest; and

(c) are conducted in accordance with its law.

Article 27.4. Review and Appeal

1. Each Party shall establish or maintain judicial, quasi-judicial or administrative tribunals or procedures for the purpose of the prompt review and, if warranted, correction of final administrative actions regarding matters covered by this Agreement. Each Party shall ensure that its tribunals are impartial and independent of the office or authority entrusted with administrative enforcement and that they do not have any substantial interest in the outcome of the matter.

2. Each Party shall ensure that, in any tribunals or procedures referred to in paragraph 1, the parties to the proceeding are provided with the right to:

(a) a reasonable opportunity to support or defend their respective positions; and

(b) a decision based on the evidence and submissions of record or, if required by its law, the record compiled by the administrative authority.

3. Each Party shall ensure, subject to appeal or further review as provided in its law, that such decisions are implemented by and govern the practice of the offices or authorities with respect to the administrative action at issue.

Article 27.5. Cooperation on Promoting Increased Transparency

The Parties agree to cooperate in bilateral, regional and multilateral fora on ways to promote transparency in respect of international trade and investment.

Chapter TWENTY-EIGHT. Exceptions

Article 28.1. Definitions

For the purposes of this Chapter:

residence means residence for tax purposes;

tax convention means a convention for the avoidance of double taxation or other international taxation agreement or arrangement; and

tax and taxation measure includes an excise duty, but does not include:

(a) a customs duty as defined in Article 1.1 (General definitions), and

(b) a measure listed in exceptions (b) or (c) in the definition of "customs duty" in Article 1.1 (General definitions).

Article 28.2. Party-specific Definitions

For the purposes of this Chapter: competition authority means:

(a) for Canada, the Commissioner of Competition or a successor notified to the other Party through the CETA contact points; and

(b) for the European Union, the Commission of the European Union with respect to its responsibilities pursuant to the competition laws of the European Union;

competition laws means:

(a) for Canada, the Competition Act, R.S.C. 1985, c. C-34; and

(b) for the European Union, Articles 101, 102 and 106 of the Treaty on the Functioning of the European Union, of 13 December 2007, Council Regulation (EC) No. 139/2004 of 20 January 2004 on the control of concentrations between undertakings, and their implementing regulations or amendments; and

information protected under its competition laws means:

(a) for Canada, information within the scope of Section 29 of the Competition Act, R.S.C. 1985, c. C-34; and

(b) for the European Union, information within the scope of Article 28 of Council Regulation (EC) No. 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty or Article 17 of Council Regulation (EC) No. 139/2004 of 20 January 2004 on the control of concentrations between undertakings.

Article 28.3. General Exceptions

1. For the purposes of Article 30.8.5 (Termination, suspension or incorporation of other existing agreements), Chapters Two (National Treatment and Market Access for Goods), Five (Sanitary and Phytosanitary Measures), and Six (Customs and Trade Facilitation), the Protocol on rules of origin and origin procedures and Sections B (Establishment of investment) and C (Non-discriminatory treatment) of Chapter Eight (Investment), Article XX of the GATT 1994 is incorporated into and made part of this Agreement. The Parties understand that the measures referred to in Article XX (b) of the GATT 1994 include environmental measures necessary to protect human, animal or plant life or health. The Parties understand that Article XX(g) of the GATT 1994 applies to measures for the conservation of living and non- living exhaustible natural resources.

2. For the purposes of Chapters Nine (Cross-Border Trade in Services), Ten (Temporary Entry and Stay of Natural Persons for Business Purposes), Twelve (Domestic Regulation), Thirteen (Financial Services), Fourteen (International Maritime Transport Services), Fifteen (Telecommunications), Sixteen (Electronic Commerce), and Sections B (Establishment of investments) and C (Non-discriminatory treatment) of Chapter Eight (Investment), subject to the requirement that such measures are not applied in a manner which would constitute a means of arbitrary or unjustifiable discrimination between the Parties where like conditions prevail, or a disguised restriction on trade in services, nothing in this Agreement shall be construed to prevent the adoption or enforcement by a Party of measures necessary:

(a) to protect public security or public morals or to maintain public order (1);

(b) to protect human, animal or plant life or health (2); or

(c) to secure compliance with laws or regulations which are not inconsistent with the provisions of this Agreement including those relating to:

(i) the prevention of deceptive and fraudulent practices or to deal with the effects of a default on contracts;

(ii) the protection of the privacy of individuals in relation to the processing and dissemination of personal data and the protection of confidentiality of individual records and accounts; or

(iii) safety.

(1) The public security and public order exceptions may be invoked only where a genuine and sufficiently serious threat is posed to one of the fundamental interests of society.
(2) The Parties understand that the measures referred to in subparagraph (b) include environmental measures necessary to protect human, animal or plant life or health.

Article 28.4. Temporary Safeguard Measures with Regard to Capital Movements and Payments

1. Where, in exceptional circumstances, capital movements and payments, including transfers, cause or threaten to cause serious difficulties for the operation of the economic and monetary union of the European Union, the European Union may impose safeguard measures that are strictly necessary to address such difficulties for a period not to exceed 180 days.

2. Measures imposed by the European Union pursuant to paragraph 1 shall not constitute a means of arbitrary or unjustifiable discrimination in respect of Canada or its investors compared to a third country or its investors. The European Union shall inform Canada forthwith and present, as soon as possible, a schedule for the removal of such measures.

Article 28.5. Restrictions In Case of Serious Balance of Payments and External Financial Difficulties

1. Where Canada or a Member State of the European Union that is not a member of the European Monetary Union experiences serious balance-of-payments or external financial difficulties, or threat thereof, it may adopt or maintain restrictive measures with regard to capital movements or payments, including transfers.

2. Measures referred to in paragraph 1 shall:

(a) not treat a Party less favourably than a third country in like situations;

(b) be consistent with the Articles of Agreement of the International Monetary Fund, done at Bretton Woods on 22 July 1944, as applicable;

(c) avoid unnecessary damage to the commercial, economic and financial interests of a Party;

(d) be temporary and phased out progressively as the situation specified in paragraph 1 improves and shall not exceed 180 days. If extremely exceptional circumstances arise such that a Party seeks to extend such measures beyond a period of 180 days, it will consult in advance with the other Party regarding the implementation of any proposed extension.

3. In the case of trade in goods, a Party may adopt restrictive measures in order to safeguard its balance-of-payments or external financial position. Such measures shall be in accordance with the GATT 1994 and the Understanding on the Balance-of-Payments Provisions of the General Agreement on Tariffs and Trade 1994, contained in Annex 1A to the WTO Agreement.

4. In the case of trade in services, a Party may adopt restrictive measures in order to safeguard its balance-of-payments or external financial position. Such measures shall be in accordance with the GATS.

5. A Party that adopts or maintains a measure referred to in paragraph 1 shall promptly notify the other Party and provide, as soon as possible, a schedule for its removal.

6. Where the restrictions are adopted or maintained under this Article, consultations between the Parties shall be held promptly in the CETA Joint Committee, if such consultations are not otherwise taking place in a forum outside of this Agreement. The consultations held under this paragraph shall assess the balance-of-payments or external financial difficulty that led to the respective measures, taking into account, among other things, such factors as:

(a) the nature and extent of the difficulties;

(b) the external economic and trading environment; or

(c) the availability of alternative corrective measures.

7. The consultations pursuant to paragraph 6 shall address the compliance of any restrictive measures with paragraphs 1 through 4. The Parties shall accept all findings of statistical and other facts presented by the International Monetary Fund (IMF) relating to foreign exchange, monetary reserves, balance-of-payments, and their conclusions shall be based on the assessment by the IMF of the balance-of-payments and the external financial situation of the Party concerned.

Article 28.6. National Security

Nothing In this Agreement shall be construed:

(a) to require a Party to furnish or allow access to information if that Party determines that the disclosure of this information would be contrary to its essential security interests; or

(b) to prevent a Party from taking an action that it considers necessary to protect its essential security interests:

(i) connected to the production of or traffic in arms, ammunition and implements of war and to such traffic and transactions in other goods and materials, services and technology undertaken, and to economic activities, carried out directly or indirectly for the purpose of supplying a military or other security establishment (1);

(i) taken in time of war or other emergency in international relations; or

(iii) relating to fissionable and fusionable materials or the materials from which they are derived; or

(c) prevent a Party from taking any action in order to carry out its international obligations for the purpose of maintaining international peace and security.

(1) The expression "traffic in arms, ammunition and implements of war" in this Article is equivalent to the expression "trade in arms, munitions and war material".

Article 28.7. Taxation

1. Nothing in this Agreement shall be construed to prevent a Party from adopting or maintaining any taxation measure that distinguishes between persons who are not in the same situation, in particular with regard to their place of residence or with regard to the place where their capital is invested.

2. Nothing in this Agreement shall be construed to prevent a Party from adopting or maintaining any taxation measure aimed at preventing the avoidance or evasion of taxes pursuant to its tax laws or tax conventions.

3. This Agreement does not affect the rights and obligations of a Party under a tax convention. In the event of inconsistency between this Agreement and a tax convention, that convention prevails to the extent of the inconsistency.

4. Nothing in this Agreement or in any arrangement adopted under this Agreement shall apply:

(a) to a taxation measure of a Party that provides a more favourable tax treatment to a corporation, or to a shareholder of a corporation, on the basis that the corporation is wholly or partly owned or controlled, directly or indirectly, by one or more investors who are residents of that Party;

(b) to a taxation measure of a Party that provides an advantage relating to the contributions made to, or income of, an arrangement providing for the deferral of, or exemption from, tax for pension, retirement, savings, education, health, disability or other similar purposes, conditional on a requirement that that Party maintains continuous jurisdiction over such arrangement;

(c) to a taxation measure of a Party that provides an advantage relating to the purchase or consumption of a particular service, conditional on a requirement that the service be provided in the territory of that Party;

(d) to a taxation measure of a Party that is aimed at ensuring the equitable and effective imposition or collection of taxes, including a measure that is taken by a Party in order to ensure compliance with the Party's taxation system;

(e) to a taxation measure that provides an advantage to a government, a part of a government, or a person that is directly or indirectly owned, controlled or established by a government;

(f) to an existing non-conforming taxation measure not otherwise covered in paragraphs 1, 2 and 4(a) through (¢), to the continuation or prompt renewal of such a measure, or an amendment of such a measure, provided that the amendment does not decrease its conformity with the provisions of this Agreement as it existed immediately before the amendment.

5. For greater certainty, the fact that a taxation measure constitutes a significant amendment to an existing taxation measure, takes immediate effect as of its announcement, clarifies the intended application of an existing taxation measure, or has an unexpected impact on an investor or covered investment, does not, in and of itself, constitute a violation of Article 8.10 (Treatment of investors and of covered investments).

6. Articles 8.7 (Most-favoured-nation treatment), 9.5 (Most-favoured-nation treatment) and 13.4 (Most-favoured- nation treatment) do not apply to an advantage accorded by a Party pursuant to a tax convention.

7. (a) Where an investor submits a request for consultations pursuant to Article 8.19 (Consultations) claiming that a taxation measure breaches an obligation under Sections C (Non-discriminatory treatment) or D (Investment protection) of Chapter Eight (Investment), the respondent may refer the matter for consultation and joint determination by the Parties as to whether:

(i) the measure is a taxation measure;

(ii) the measure, if it is found to be a taxation measure, breaches an obligation under Sections C (Non-discriminatory treatment) or D (Investment protection) of Chapter Eight (Investment); or

(ii) there is an inconsistency between the obligations in this Agreement that are alleged to have been breached and those of a tax convention.

(b) A referral pursuant to subparagraph (a) cannot be made later than the date the Tribunal fixes for the respondent to submit its counter-memorial. Where the respondent makes such a referral the time periods or proceedings specified in Section F (Resolution of investment disputes between investors and states) of Chapter Eight (Investment) shall be suspended. If within 180 days from the referral the Parties do not agree to consider the issue, or fail to make a joint determination, the suspension of the time periods or proceedings shall no longer apply and the investor may proceed with its claim.

(c) A joint determination by the Parties pursuant to subparagraph (a) shall be binding on the Tribunal.

(d) Each Party shall ensure that its delegation for the consultations to be conducted pursuant to subparagraph (a) shall include persons with relevant expertise on the issues covered by this Article, including representatives from the relevant tax authorities of each Party. For Canada, this means officials from the Department of Finance Canada.

8. For greater certainty, (a) taxation measure of a Party means a taxation measure adopted at any level of government of a Party; and

(b) for measures of a sub-national government, resident of a Party, means either resident of that sub-national jurisdiction or resident of the Party of which it forms a part.

Article 28.8. Disclosure of Information

1. This Agreement does not require a Party to furnish or allow access to information which, if disclosed, would impede law enforcement or the disclosure of which is prohibited or restricted under its law.

2. In the course of a dispute settlement procedure under this Agreement, (a) a Party is not required to furnish or allow access to information protected under its competition laws; and

(b) a competition authority of a Party is not required to furnish or allow access to information that is privileged or otherwise protected from disclosure.

Article 28.9. Exceptions Applicable to Culture

The Parties recall the exceptions applicable to culture as set out in the relevant provisions of Chapters Seven (Subsidies), Eight (Investment), Nine (Cross-Border Trade in Services), Twelve (Domestic Regulation) and Nineteen (Government Procurement).

Article 28.10. WTO Waivers

If a right or obligation in this Agreement duplicates one under the WTO Agreement, the Parties agree that a measure in conformity with a waiver decision adopted by the WTO pursuant to Article IX of the WTO Agreement is deemed to be also in conformity with the duplicated provision in this Agreement.

Chapter TWENTY-NINE. Dispute Settlement

Section A. Initial Provisions

Article 29.1. Cooperation

The Parties shall, at all times, endeavour to agree on the interpretation and application of this Agreement, and shall make every attempt through cooperation and consultations to arrive at a mutually satisfactory resolution of any matter that might affect its operation.

Article 29.2. Scope

Except as otherwise provided in this Agreement, this Chapter applies to any dispute concerning the interpretation or application of the provisions of this Agreement.

Article 29.3. Choice of Forum

1. Recourse to the dispute settlement provisions of this Chapter is without prejudice to recourse to dispute settlement under the WTO Agreement or under any other agreement to which the Parties are party.

2. Notwithstanding paragraph 1, if an obligation is equivalent in substance under this Agreement and under the WTO Agreement, or under any other agreement to which the Parties are party, a Party may not seek redress for the breach of such an obligation in the two fora. In such case, once a dispute settlement proceeding has been initiated under one agreement, the Party shall not bring a claim seeking redress for the breach of the substantially equivalent obligation under the other agreement, unless the forum selected fails, for procedural or jurisdictional reasons, other than termination under paragraph 20 of Annex 29-A, to make findings on that claim.

3. For the purposes of paragraph 2:

(a) dispute settlement proceedings under the WTO Agreement are deemed to be initiated by a Party's request for the establishment of a panel under Article 6 of the DSU;

(b) dispute settlement proceedings under this Chapter are deemed to be initiated by a Party's request for the establishment of an arbitration panel under Article 29.6; and

  • Chapter   ONE General Definitions and Initial Provisions 1
  • Section   A General Definitions 1
  • Article   1.1 Definitions of General Application 1
  • Article   1.2 Party-specific Definitions 1
  • Article   1.3 Geographical Scope of Application 1
  • Section   B Initial Provisions 1
  • Article   1.4 Establishment of a Free Trade Area 1
  • Article   1.5 Relation to the WTO Agreement and other Agreements 1
  • Article   1.6 Reference to other Agreements 1
  • Article   1.7 Reference to Laws 1
  • Article   1.8 Extent of Obligations 1
  • Article   1.9 Rights and Obligations Relating to Water 1
  • Article   1.10 Persons Exercising Delegated Governmental Authority 1
  • Chapter   TWO National Treatment and Market Access for Goods 1
  • Article   2.1 Objective 1
  • Article   2.2 Scope 1
  • Article   2.3 National Treatment 1
  • Article   2.4 Reduction and Elimination of Customs Duties on Imports 1
  • Article   2.5 Restriction on Duty Drawback, Duty Deferral and Duty Suspension Programs 1
  • Article   2.6 Duties, Taxes or other Fees and Charges on Exports 2
  • Article   2.7 Standstill 2
  • Article   2.8 Temporary Suspension of Preferential Tariff Treatment 2
  • Article   2.9 Fees and other Charges 2
  • Article   2.10 Goods Re-entered after Repair or Alteration 2
  • Article   2.11 Import and Export Restrictions 2
  • Article   2.12 Other Provisions Related to Trade In Goods 2
  • Article   2.13 Committee on Trade In Goods 2
  • Chapter   THREE Trade Remedies 2
  • Section   A Anti-dumping and Countervailing Measures 2
  • Article   3.1 General Provisions Concerning Anti-dumping and Countervailing Measures 2
  • Article   3.2 Transparency 2
  • Article   3.3 Consideration of Public Interest and Lesser Duty 2
  • Section   B Global Safeguard Measures 2
  • Article   3.4 General Provisions Concerning Global Safeguard Measures 2
  • Article   3.5 Transparency 2
  • Article   3.6 Imposition of Definitive Measures 2
  • Section   C General Provisions 2
  • Article   3.7 Exclusion from Dispute Settlement 2
  • Chapter   FOUR Technical Barriers to Trade 2
  • Article   4.1 Scope and Definitions 2
  • Article   4.2 Incorporation of the TBT Agreement 2
  • Article   4.3 Cooperation 2
  • Article   4.4 Technical Regulations 2
  • Article   4.5 Conformity Assessment 2
  • Article   4.6 Transparency 2
  • Article   4.7 Management of the Chapter 2
  • Chapter   FIVE Sanitary and Phytosanitary Measures 2
  • Article   5.1 Definitions 2
  • Article   5.2 Objectives 2
  • Article   5.3 Scope 3
  • Article   5.4 Rights and Obligations 3
  • Article   5.5 Adaptation to Regional Conditions 3
  • Article   5.6 Equivalence 3
  • Article   5.7 Trade Conditions 3
  • Article   5.8 Audit and Verification 3
  • Article   5.9 Export Certification 3
  • Article   5.10 Import Checks and Fees 3
  • Article   5.11 Notification and Information Exchange 3
  • Article   5.12 Technical Consultations 3
  • Article   5.13 Emergency SPS Measures 3
  • Article   5.14 Joint Management Committee for Sanitary and Phytosanitary Measures 3
  • Chapter   SIX Customs and Trade Facilitation 3
  • Article   6.1 Objectives and Principles 3
  • Article   6.2 Transparency 3
  • Article   6.3 Release of Goods 3
  • Article   6.4 Customs Valuation 3
  • Article   6.5 Classification of Goods 3
  • Article   6.6 Fees and Charges 3
  • Article   6.7 Risk Management 3
  • Article   6.8 Automation 3
  • Article   6.9 Advance Rulings 3
  • Article   6.10 Review and Appeal 3
  • Article   6.11 Penalties 3
  • Article   6.12 Confidentiality 3
  • Article   6.13 Cooperation 3
  • Article   6.14 Joint Customs Cooperation Committee 4
  • Chapter   SEVEN Subsidies 4
  • Article   7.1 Definition of a Subsidy 4
  • Article   7.2 Transparency 4
  • Article   7.3 Consultations on Subsidies and Government Support In Sectors other Than Agriculture and Fisheries 4
  • Article   7.4 Consultations on Subsidies Related to Agricultural Goods and Fisheries Products 4
  • Article   7.5 Agriculture Export Subsidies 4
  • Article   7.6 Confidentiality 4
  • Article   7.7 Exclusion of Subsidies and Government Support for Audio-visual Services and Cultural Industries 4
  • Article   7.8 Relationship with the WTO Agreement 4
  • Article   7.9 Dispute Settlement 4
  • Chapter   EIGHT Investment 4
  • Section   A Definitions and Scope 4
  • Article   8.1 Definitions 4
  • Article   8.2 Scope 4
  • Article   8.3 Relation to other Chapters 4
  • Section   B Establishment of Investments 4
  • Article   8.4 Market Access 4
  • Article   8.5 Performance Requirements 4
  • Section   C Non-discriminatory Treatment 5
  • Article   8.6 National Treatment 5
  • Article   8.7 Most-favoured-nation Treatment 5
  • Article   8.8 Senior Management and Boards of Directors 5
  • Section   D Investment Protection 5
  • Article   8.9 Investment and Regulatory Measures 5
  • Article   8.10 Treatment of Investors and of Covered Investments 5
  • Article   8.11 Compensation for Losses 5
  • Article   8.12 Expropriation 5
  • Article   8.13 Transfers 5
  • Article   8.14 Subrogation 5
  • Section   E Reservations and Exceptions 5
  • Article   8.15 Reservations and Exceptions 5
  • Article   8.16 Denial of Benefits 5
  • Article   8.17 Formal Requirements 5
  • Section   F Resolution of Investment Disputes between Investors and States 5
  • Article   8.18 Scope 5
  • Article   8.19 Consultations 5
  • Article   8.20 Mediation 5
  • Article   8.21 Determination of the Respondent for Disputes with the European Union or Its Member States 5
  • Article   8.22 Procedural and other Requirements for the Submission of a Claim to the Tribunal  6
  • Article   8.23 Submission of a Claim to the Tribunal 6
  • Article   8.24 Proceedings Under Another International Agreement 6
  • Article   8.25 Consent to the Settlement of the Dispute by the Tribunal 6
  • Article   8.26 Third Party Funding 6
  • Article   8.27 Constitution of the Tribunal        6
  • Article   8.28 Appellate Tribunal 6
  • Article   8.29 Establishment of a Multilateral Investment Tribunal and Appellate Mechanism 6
  • Article   8.30 Ethics 6
  • Article   8.31 Applicable Law and Interpretation 6
  • Article   8.32 Claims Manifestly without Legal Merit 6
  • Article   8.33 Claims Unfounded as a Matter of Law 6
  • Article   8.34 Interim Measures of Protection 6
  • Article   8.35 Discontinuance 6
  • Article   8.36 Transparency of Proceedings 6
  • Article   8.37 Information Sharing 6
  • Article   8.38 Non-disputing Party 6
  • Article   8.39 Final Award 6
  • Article   8.40 Indemnification or other Compensation 7
  • Article   8.41 Enforcement of Awards 7
  • Article   8.42 Role of the Parties 7
  • Article   8.43 Consolidation 7
  • Article   8.44 Committee on Services and Investment 7
  • Article   8.45 Exclusion 7
  • Chapter   NINE Cross-border Trade In Services 7
  • Article   9.1 Definitions 7
  • Article   9.2 Scope 7
  • Article   9.3 National Treatment 7
  • Article   9.4 Formal Requirements 7
  • Article   9.5 Most-favoured-nation Treatment 7
  • Article   9.6 Market Access 7
  • Article   9.7 Reservations 7
  • Article   9.8 Denial of Benefits 7
  • Chapter   TEN Temporary Entry and Stay of Natural Persons for Business Purposes 7
  • Article   10.1 Definitions 7
  • Article   10.2 Objectives and Scope 8
  • Article   10.3 General Obligations 8
  • Article   10.4 Provision of Information 8
  • Article   10.5 Contact Points 8
  • Article   10.6 Obligations In other Chapters 8
  • Article   10.7 Key Personnel 8
  • Article   10.8 Contractual Services Suppliers and Independent Professionals 8
  • Article   10.9 Short-term Business Visitors 8
  • Article   10.10 Review of Commitments 8
  • Chapter   ELEVEN Mutual Recognition of Professional Qualifications 8
  • Article   11.1 Definitions 8
  • Article   11.2 Objectives and Scope 8
  • Article   11.3 Negotiation of an MRA 8
  • Article   11.4 Recognition 8
  • Article   11.5 Joint Committee on Mutual Recognition of Professional Qualifications 8
  • Article   11.6 Guidelines for the Negotiation and Conclusion of MRAs 8
  • Article   11.7 Contact Points 8
  • Chapter   TWELVE Domestic Regulation 8
  • Article   12.1 Definitions 8
  • Article   12.2 Scope 8
  • Article   12.3 Licensing and Qualification Requirements and Procedures 9
  • Chapter   THIRTEEN Financial Services 9
  • Article   13.1 Definitions 9
  • Article   13.2 Scope 9
  • Article   13.3 National Treatment 9
  • Article   13.4 Most-favoured-nation Treatment 9
  • Article   13.5 Recognition of Prudential Measures 9
  • Article   13.6 Market Access 9
  • Article   13.7 Cross-border Supply of Financial Services 9
  • Article   13.8 Senior Management and Boards of Directors 9
  • Article   13.9 Performance Requirements 9
  • Article   13.10 Reservations and Exceptions 9
  • Article   13.11 Effective and Transparent Regulation 10
  • Article   13.12 Self-regulatory Organisations 10
  • Article   13.13 Payment and Clearing Systems 10
  • Article   13.14 New Financial Services 10
  • Article   13.15 Transfer and Processing of Information 10
  • Article   13.16 Prudential Carve-out 10
  • Article   13.17 Specific Exceptions 10
  • Article   13.18 Financial Services Committee 10
  • Article   13.19 Consultations 10
  • Article   13.20 Dispute Settlement 10
  • Article   13.21 Investment Disputes In Financial Services 10
  • Chapter   FOURTEEN International Maritime Transport Services 10
  • Article   14.1 Definitions 10
  • Article   14.2 Scope 10
  • Article   14.3 Obligations 10
  • Article   14.4 Reservations 10
  • Chapter   FIFTEEN Telecommunications 10
  • Article   15.1 Definitions 10
  • Article   15.2 Scope 10
  • Article   15.3 Access to and Use of Public Telecommunications Transport Networks or Services 10
  • Article   15.4 Competitive Safeguards on Major Suppliers 11
  • Article   15.5 Access to Essential Facilities 11
  • Article   15.6 Interconnection 11
  • Article   15.8 Universal Service 11
  • Article   15.9 Scarce Resources 11
  • Article   15.12 Resolution of Telecommunication Disputes 11
  • Article   15.13 Transparency 11
  • Article   15.14 Forbearance 11
  • Article   15.15 Relation to other Chapters 11
  • Chapter   SIXTEEN Electronic Commerce 11
  • Article   16.1 Definitions 11
  • Article   16.2 Objective and Scope 11
  • Article   16.3 Customs Duties on Electronic Deliveries 11
  • Article   16.4 Trust and Confidence In Electronic Commerce 11
  • Article   16.5 General Provisions 11
  • Article   16.6 Dialogue on Electronic Commerce 11
  • Article   16.7 Relation to other Chapters 11
  • Chapter   SEVENTEEN Competition Policy 11
  • Article   17.1 Definitions 11
  • Article   17.2 Competition Policy 11
  • Article   17.3 Application of Competition Policy to Enterprises 11
  • Article   17.4 Dispute Settlement 11
  • Chapter   EIGHTEEN State Enterprises, Monopolies, and Enterprises Granted Special Rights or Privileges 11
  • Article   18.1 Definitions 11
  • Article   18.2 Scope 11
  • Article   18.3 State Enterprises, Monopolies and Enterprises Granted Special Rights or Privileges 11
  • Article   18.4 Non-discriminatory Treatment 11
  • Article   18.5 Commercial Considerations 11
  • Chapter   NINETEEN Government Procurement 11
  • Article   19.1 Definitions 11
  • Article   19.2 Scope and Coverage 12
  • Article   19.3 Security and General Exceptions 12
  • Article   19.4 General Principles 12
  • Article   19.5 Information on the Procurement System 12
  • Article   19.7 Conditions for Participation 12
  • Article   19.8 Qualification of Suppliers 12
  • Article   19.9 Technical Specifications and Tender Documentation 13
  • Article   19.10 Time-periods 13
  • Article   19.11 Negotiation  13
  • Article   19.12 Limited Tendering 13
  • Article   19.13 Electronic Auctions 13
  • Article   19.14 Treatment of Tenders and Awarding of Contracts 13
  • Article   19.15 Transparency of Procurement Information 13
  • Article   19.16 Disclosure of Information 14
  • Article   19.17 Domestic Review Procedures 14
  • Article   19.18 Modifications and Rectifications to Coverage 14
  • Article   19.19 Committee on Government Procurement 14
  • Chapter   TWENTY Intellectual Property 14
  • Section   A General Provisions 14
  • Article   20.1 Objectives 14
  • Article   20.2 Nature and Scope of Obligations 14
  • Article   20.3 Public Health Concerns 14
  • Article   20.4 Exhaustion 14
  • Article   20.5 Disclosure of Information 14
  • Section   B Standards Concerning Intellectual Property Rights 14
  • Article   20.6 Definition 14
  • Subsection   A Copyright and Related Rights 14
  • Article   20.7 Protection Granted 14
  • Article   20.8 Broadcasting and Communication to the Public 14
  • Article   20.9 Protection of Technological Measures 14
  • Article   20.10 Protection of Rights Management Information. 14
  • Article   20.11 Liability of Intermediary Service Providers 14
  • Article   20.12 Camcording 14
  • Subsection   B Trademarks 14
  • Article   20.13 International Agreements 14
  • Article   20.14 Registration Procedure 14
  • Article   20.15 Exceptions to the Rights Conferred by a Trademark 14
  • Subsection   C Geographical Indications 14
  • Article   20.16 Definitions 15
  • Article   20.17 Scope 15
  • Article   20.18 Listed Geographical Indications 15
  • Article   20.19 Protection for Geographical Indications Listed In Annex 20-a 15
  • Article   20.20 Homonymous Geographical Indications 15
  • Article   20.21 Exceptions 15
  • Article   20.22 Amendments to Annex 20-a 15
  • Article   20.23 Other Protection 15
  • Subsection   E Patents 15
  • Article   20.26 International Agreements 15
  • Article   20.27 Sui Generis Protection for Pharmaceuticals 15
  • Article   20.28 Patent Linkage Mechanisms Relating to Pharmaceutical Products 15
  • Subsection   F Data Protection 15
  • Article   20.29 Protection of Undisclosed Data Related to Pharmaceutical Products 15
  • Article   20.30 Protection of Data Related to Plant Protection Products 15
  • Subsection   G Plant Varieties 15
  • Article   20.31 Plant Varieties 15
  • Section   C Enforcement of Intellectual Property Rights 15
  • Article   20.32 General Obligations 15
  • Article   20.33 Entitled Applicants 15
  • Article   20.34 Evidence 15
  • Article   20.35 Measures for Preserving Evidence 15
  • Article   20.36 Right of Information 15
  • Article   20.37 Provisional and Precautionary Measures 15
  • Article   20.38 Other Remedies 15
  • Article   20.39 Injunctions 15
  • Article   20.40 Damages  15
  • Article   20.41 Legal Costs 15
  • Article   20.42 Presumption of Authorship or Ownership 15
  • Section   D Border Measures 15
  • Article   20.43 Scope of Border Measures 15
  • Article   20.44 Application by the Right Holder 16
  • Article   20.45 Provision of Information from the Right Holder 16
  • Article   20.46 Security or Equivalent Assurance 16
  • Article   20.47 Determination as to Infringement 16
  • Article   20.48 Remedies 16
  • Article   20.49 Specific Cooperation In the Area of Border Measures 16
  • Section   E Co-operation 16
  • Article   20.50 Co-operation 16
  • Chapter   TWENTY-ONE Regulatory Cooperation 16
  • Article   21.1 Scope 16
  • Article   21.2 Principles 16
  • Article   21.3 Objectives of Regulatory Cooperation 16
  • Article   21.4 Regulatory Cooperation Activities 16
  • Article   21.5 Compatibility of Regulatory Measures 16
  • Article   21.6 The Regulatory Cooperation Forum 16
  • Article   21.7 Further Cooperation between the Parties 16
  • Article   21.8 Consultations with Private Entities 16
  • Article   21.9 Contact Points 16
  • Chapter   TWENTY-TWO Trade and Sustainable Development 16
  • Article   22.1 Context and Objectives 16
  • Article   22.2 Transparency 17
  • Article   22.3 Cooperation and Promotion of Trade Supporting Sustainable Development 17
  • Article   22.4 Institutional Mechanisms 17
  • Article   22.5 Civil Society Forum 17
  • Chapter   TWENTY-THREE Trade and Labour 17
  • Article   23.1 Context and Objectives 17
  • Article   23.2 Right to Regulate and Levels of Protection 17
  • Article   23.3 Multilateral Labour Standards and Agreements 17
  • Article   23.4 Upholding Levels of Protection 17
  • Article   23.5 Enforcement Procedures, Administrative Proceedings and Review of Administrative Action 17
  • Article   23.6 Public Information and Awareness 17
  • Article   23.7 Cooperative Activities 17
  • Article   23.8 Institutional Mechanisms 17
  • Article   23.9 Consultations 17
  • Article   23.10 Panel of Experts 17
  • Article   23.11 Dispute Resolution 17
  • Chapter   TWENTY-FOUR Trade and Environment 17
  • Article   24.1 Definition 17
  • Article   24.2 Context and Objectives 17
  • Article   24.3 Right to Regulate and Levels of Protection 17
  • Article   24.4 Multilateral Environmental Agreements 17
  • Article   24.5 Upholding Levels of Protection 17
  • Article   24.6 Access to Remedies and Procedural Guarantees 17
  • Article   24.7 Public Information and Awareness 17
  • Article   24.8 Scientific and Technical Information 18
  • Article   24.9 Trade Favouring Environmental Protection 18
  • Article   24.10 Trade In Forest Products 18
  • Article   24.11 Trade In Fisheries and Aquaculture Products 18
  • Article   24.12 Cooperation on Environment Issues 18
  • Article   24.13 Institutional Mechanisms 18
  • Article   24.14 Consultations 18
  • Article   24.15 Panel of Experts 18
  • Article   24.16 Dispute Resolution 18
  • Chapter   TWENTY-FIVE Bilateral Dialogues and Cooperation 18
  • Article   25.1 Objectives and Principles 18
  • Article   25.2 Dialogue on Biotech Market Access Issues 18
  • Article   25.3 Bilateral Dialogue on Forest Products 18
  • Article   25.4 Bilateral Dialogue on Raw Materials 18
  • Article   25.5 Enhanced Cooperation on Science, Technology, Research and Innovation 18
  • Chapter   TWENTY-SIX Administrative and Institutional Provisions 18
  • Article   26.1 CETA Joint Committee 18
  • Article   26.2 Specialised Committees 18
  • Article   26.3 Decision Making 19
  • Article   26.4 Information Sharing 19
  • Article   26.5 CETA Contact Points 19
  • Article   26.6 Meetings 19
  • Chapter   TWENTY-SEVEN Transparency 19
  • Article   27.1 Publication 19
  • Article   27.2 Provision of Information 19
  • Article   27.3 Administrative Proceedings 19
  • Article   27.4 Review and Appeal 19
  • Article   27.5 Cooperation on Promoting Increased Transparency 19
  • Chapter   TWENTY-EIGHT Exceptions 19
  • Article   28.1 Definitions 19
  • Article   28.2 Party-specific Definitions 19
  • Article   28.3 General Exceptions 19
  • Article   28.4 Temporary Safeguard Measures with Regard to Capital Movements and Payments 19
  • Article   28.5 Restrictions In Case of Serious Balance of Payments and External Financial Difficulties 19
  • Article   28.6 National Security 19
  • Article   28.7 Taxation 19
  • Article   28.8 Disclosure of Information 19
  • Article   28.9 Exceptions Applicable to Culture 19
  • Article   28.10 WTO Waivers 19
  • Chapter   TWENTY-NINE Dispute Settlement 19
  • Section   A Initial Provisions 19
  • Article   29.1 Cooperation 19
  • Article   29.2 Scope 19
  • Article   29.3 Choice of Forum 19
  • Section   B Consultations and Mediation 20
  • Article   29.4 Consultations 20
  • Article   29.5 Mediation 20
  • Section   C Dispute Settlement Procedures and Compliance 20
  • Subsection   A Dispute Settlement Procedures 20
  • Article   29.6 Request for the Establishment of an Arbitration Panel 20
  • Article   29.7 Composition of the Arbitration Panel 20
  • Article   29.8 List of Arbitrators 20
  • Article   29.9 Interim Panel Report 20
  • Article   29.10 Final Panel Report 20
  • Article   29.11 Urgent Proceedings 20
  • Subsection   B Compliance 20
  • Article   29.12 Compliance with the Final Panel Report 20
  • Article   29.13 Reasonable Period of Time for Compliance 20
  • Article   29.14 Temporary Remedies In Case of Non-compliance. 20
  • Article   29.15 Review of Measures Taken to Comply after the Suspension of Obligations 20
  • Section   D General Provisions 20
  • Article   29.16 Rules of Procedure 20
  • Article   29.17 General Rule of Interpretation 20
  • Article   29.18 Rulings of the Arbitration Panel 20
  • Article   29.19 Mutually Agreed Solutions 20
  • Chapter   THIRTY Final Provisions 20
  • Article   30.1 Integral Parts of this Agreement 20
  • Article   30.2 Amendments 20
  • Article   30.3 Preference Utilisation 20
  • Article   30.4 Current Account 20
  • Article   30.5 Movement of Capital 20
  • Article   30.6 Private Rights 20
  • Article   30.8 Termination, Suspension or Incorporation of other Existing Agreements 20
  • Article   30.9 Termination 20
  • Article   30.10 Accession of New Member States of the European Union 20
  • Article   30.11 Authentic Texts 20
  • ANNEX 8-A  EXPROPRIATION 21
  • ANNEX 8-B  PUBLIC DEBT 21
  • ANNEX 8-C  EXCLUSIONS FROM DISPUTE SETTLEMENT 21
  • ANNEX 8-D  JOINT DECLARATION CONCERNING ARTICLE 8.12.6 21
  • ANNEX 8-E  JOINT DECLARATION ON ARTICLES 8.16, 9.8, AND 28.6 21
  • ANNEX 8-F  DECLARATION BY CANADA ON THE INVESTMENT CANADA ACT 21
  • ANNEX 29-A  RULES OF PROCEDURE FOR ARBITRATION 21
  • ANNEX 29-B  CODE OF CONDUCT FOR ARBITRATORS AND MEDIATORS 22
  • ANNEX 29-C  RULES OF PROCEDURE FOR MEDIATION 22
  • 1 Objective 22
  • Section   A Mediation Proceeding 22
  • 2 Initiation of the Proceeding 22
  • 3 Selection of the Mediator 22
  • 4 Rules of Procedure for Mediation 22
  • Section   B Implementation 22
  • 5 Implementation of a Mutually Agreed Solution 22
  • Section   C General Provisions 22
  • 6 Confidentiality and Relationship to Dispute Settlement 22
  • 7 Time Limits 22
  • 8 Costs 22
  • 9 Review 22
  • ANNEX 30-A  LIST OF BILATERAL INVESTMENT TREATIES BETWEEN CANADA AND MEMBER STATES OF THE EUROPEAN UNION 22
  • ANNEX I  Headnote 22
  • Schedule of Canada — Federal Reservations applicable in Canada (applicable in all Provinces and Territories) 22
  • Schedule of Canada — Provincial and Territorial Reservations applicable in Alberta 23
  • Reservations applicable in British Columbia 23
  • Reservations applicable in Manitoba 23
  • Reservations applicable in New Brunswick 23
  • Reservations applicable in Newfoundland and Labrador 23
  • Reservations applicable in the Northwest Territories 23
  • Reservations applicable in Nova Scotia 23
  • Reservations applicable in Nunavut 23
  • Reservations applicable in Ontario 23
  • Reservations applicable in Prince Edward Island 24
  • Reservations applicable in Québec 24
  • Reservations applicable in Saskatchewan 24
  • Reservations applicable in Yukon 24
  • EU Party Reservations applicable in the European Union (applicable in all Member States of the EU unless otherwise indicated) 24
  • Reservations applicable in Austria 24
  • Reservations applicable in Belgium 24
  • Reservations applicable in Bulgaria 24
  • Reservations applicable in Croatia 24
  • Reservations applicable in Cyprus 24
  • Reservations applicable in the Czech Republic 25
  • Reservations applicable in Denmark 25
  • Reservations applicable in Estonia 25
  • Reservations applicable in Finland 25
  • Reservations applicable in France 25
  • Reservations applicable in Germany 25
  • Reservations applicable in Greece 25
  • Reservations applicable in Hungary 25
  • Reservations applicable in Ireland 25
  • Reservations applicable in Italy 25
  • Reservations applicable in Latvia 25
  • Reservations applicable in Lithuania 25
  • Reservations applicable in Luxembourg 25
  • Reservations applicable in Malta 25
  • Reservations applicable in the Netherlands 26
  • Reservations applicable in Poland 26
  • Reservations applicable in Portugal 26
  • Reservations applicable in Romania 26
  • Reservations applicable in the Slovak Republic 26
  • Reservations applicable in Slovenia 26
  • Reservations applicable in Spain 26
  • Reservations applicable in Sweden 26
  • Reservations applicable in the United Kingdom 26
  • ANNEX II  Headnote Reservations for future measures 26
  • Schedule of Canada Reservations applicable in Canada (applicable in all Provinces and Territories) 26
  • Reservations applicable in Alberta 26
  • Reservations applicable in British Columbia 26
  • Reservations applicable in Manitoba 27
  • Reservations applicable in New Brunswick 27
  • Reservations applicable in Newfoundland and Labrador 27
  • Reservations applicable in the Northwest Territories 27
  • Reservations applicable in Nova Scotia 27
  • Reservations applicable in Nunavut 27
  • Reservations applicable in Ontario 27
  • Reservations applicable in Prince Edward Island 27
  • Reservations applicable in Québec 27
  • Reservations applicable in Saskatchewan 27
  • Reservations applicable in Yukon 27
  • EU Party Reservations applicable in the European Union (applicable in all Member States of the EU unless otherwise indicated) 27
  • Reservations applicable in Austria 27
  • Reservations applicable in Belgium 27
  • Reservations applicable in Bulgaria 27
  • Reservations applicable in Croatia 28
  • Reservations applicable in Cyprus 28
  • Reservations applicable in the Czech Republic 28
  • Reservations applicable in Denmark 28
  • Reservations applicable in Estonia 28
  • Reservations applicable in Finland 28
  • Reservations applicable in France 28
  • Reservations applicable in Germany 28
  • Reservations applicable in Greece 28
  • Reservations applicable in Hungary 28
  • Reservations applicable in Ireland 28
  • Reservations applicable in Italy 28
  • Reservations applicable in Latvia 28
  • Reservations applicable in Lithuania 28
  • Reservations applicable in Malta 28
  • Reservations applicable in the Netherlands 29
  • Reservations applicable in Poland 29
  • Reservations applicable in Portugal 29
  • Reservations applicable in Romania 29
  • Reservations applicable in the Slovak Republic 29
  • Reservations applicable in Slovenia 29
  • Reservations applicable in Spain 29
  • Reservations applicable in Sweden 29
  • Reservations applicable in the United Kingdom 29