Indonesia - Korea, Republic of CEPA (2020)
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EXPLANATORY NOTES

1. The Schedule of Korea to this Annex sets out, pursuant to Article 7.10 (Non- Conforming Measures), the specific sectors, subsectors, or activities for which that Korea may maintain existing, or adopt new or more restrictive, measures that do not conform with obligations imposed by:

(a) Article 7.4 (National Treatment);

(b) Article 7.5 (Most-Favored-Nation Treatment);

(c) Article 7.8 (Performance Requirements); or

(d) Article 7.9 (Senior Management and Board of Directors).

2. Each Schedule entry sets out the following elements:

(a) Sector refers to the sector for which the entry is made;

(b) Obligations Concerned specifies the article(s) referred to in paragraph 1 that, pursuant to Articles 7.10.2(Non-Conforming Measures), do not apply to the sectors, subsectors, or activities scheduled in the entry;

(c) Description sets out the scope of the sectors, subsectors, or activities covered by the entry; and

(d) Existing Measures identifies, for transparency purposes, existing

measures that apply to the sectors, subsectors, or activities covered by the entry.

3. In accordance with Articles 7.10.2(Non-Conforming Measures), the articles of this Agreement specified in the Obligations Concerned element of an entry do not apply to the sectors, subsectors, and activities identified in the Description element of that entry.

4. A foreign person means a foreign national or an enterprise organized under the laws of another country.

1. Sector: All Sectors

Obligations Concerned: National Treatment (Article 7.4) Performance Requirements (Article 7.8)

Description: Korea reserves the right to adopt, with respect to the establishment or acquisition of an investment, any measure that is necessary for the maintenance of public order pursuant to Article 4 of the Foreign Investment Promotion Act (2018) and Article 5 of the Enforcement Decree of the Foreign Investment Promotion Act (2018), provided that the measure:

(a) is applied in accordance with the procedural requirements set out in the Foreign Investment Promotion Act (2018), Enforcement Decree of the Foreign Investment Promotion Act (2018), and other applicable law;

(b) is adopted or maintained only where the investment poses a genuine and sufficiently serious threat to the fundamental interests of society;

(c) is not applied in an arbitrary or unjustifiable manner;

(d) does not constitute a disguised restriction on investment; and

(e) is proportional to the objective it seeks to achieve.

Existing Measures: Foreign Investment Promotion Act (Law No. 16479, August 20, 2019), Article 4

Enforcement Decree of the Foreign Investment Promotion Act (Presidential Decree No. 30170, October 29, 2019), Article 5

2. Sector: All Sectors

Obligations Concerned: National Treatment (Article 7.4) Performance Requirements (Article 7.8) Senior Management and Board of Directors (Article 7.9)

Description: Korea reserves the right to adopt or maintain any measure with respect to the transfer or disposition of equity interests or assets held by state enterprises or governmental authorities.

This entry does not apply to former private enterprises that are owned by the state as a result of corporate reorganization processes.

For the purposes of this entry, a state enterprise shall include any enterprise created for the sole purpose of selling or disposing of equity interests or assets of state enterprise or governmental authorities.

Existing Measures:  Financial Investment Services and Capital Markets Act (Law No. 16191, December 31, 2018), Article 168

3. Sector: All sectors

Obligations Concerned: National Treatment (Article 7.4) Most-Favored-Nation Treatment (Article 7.5) Performance Requirements (Article 7.8) Senior Management and Board of Directors (Article 7.9)

Description: Korea reserves the right to adopt or maintain any measure with respect to the defense industry.

Existing Measures: Foreign Investment Promotion Act

Defense Acquisition Program Act

4. Sector: All sectors

Obligations Concerned: National Treatment (Article 7.4) Most-Favored-Nation Treatment (Article 7.5)

Description: Korea reserves the right to adopt or maintain any measure with respect to the critical technology, which is defined in Act on Prevention of Divulgence and Protection of Industrial Technology.

Existing Measures: Act on Prevention of Divulgence and Protection of Industrial Technology

Enforcement Decree of the Act on Prevention of Divulgence and Protection of Industrial Technology

Foreign Investment Promotion Act

Enforcement Decree of the Foreign Investment Promotion Act

5. Sector: All (Unrecognized or Technically Unfeasible Services)

Obligations Concerned: National Treatment (Article 7.4) Most-Favored-Nation Treatment (Article 7.5) Performance Requirements (Article 7.8) Senior Management and Board of Directors (Article 7.9)

Description: Korea reserves the right to adopt or maintain any measure relating to investment in or the supply of services other than those recognized or other than those that should have been recognized by the Government of Korea owing to the circumstances at the time of entry into force of this Agreement.

Any services classified positively and explicitly in KSIC or CPC, at the time of entry into force of the Agreement should have been recognized by the Government of Korea at that time.

Korea reserves the right to adopt or maintain any measure relating to investment in or the supply of services which were not technically feasible at the time of entry into force of this Agreement.

6. Sector: Acquisition of Land

Obligations Concerned: National Treatment (Article 7.4)

Description: Korea reserves the right to adopt or maintain any measure with respect to the acquisition of land by foreign persons, except that a juridical person shall continue to be permitted to acquire land where the juridical person:

1. is not deemed foreign under Article 2 of the Act on Report on Real Estate Transactions, etc., and

2. is deemed foreign under the Act on Report on Real Estate Transactions, etc. or is a branch of a foreign juridical person subject to approval or notification in accordance with the Act on Report on Real Estate Transactions, etc., if the land is to be used for any of the following legitimate business purposes:

(a) land used for ordinary business activities;

(b) land used for housing for senior management; and

(c) land used for fulfilling land-holding requirements stipulated by pertinent laws.

Korea reserves the right to adopt or maintain any measure with respect to the acquisition of farmland by foreign persons.

Existing Measures: Act on Report on Real Estate Transactions, etc. (Law No. 14569, February 8, 2017), Articles 2, 3, 7, 8,9 and 11

Farmland Act (Law No. 16652, November 26, 2019), Article 6

7. Sector: Firearms, Swords, Explosives, and Similar Items

Obligations Concerned: National Treatment (Article 7.4) Performance Requirements (Article 7.8) Senior Management and Board of Directors (Article 7.9)

Description: Korea reserves the right to adopt or maintain any measure with respect to the firearms, swords, explosives, gas sprays, electric shocks, and crossbows sector, including the manufacture, use, sale, storage, transport, import, export, and possession of firearms, swords, explosives, gas sprays, electric shocks, and crossbows.

8. Sector: Disadvantaged Groups

Obligations Concerned: National Treatment (Article 7.4) Most-Favored-Nation Treatment (Article 7.5) Performance Requirements (Article 7.8) Senior Management and Board of Directors (Article 7.9)

Description: Korea reserves the right to adopt or maintain any measure that accords rights or preferences to socially or economically disadvantaged groups, such as the disabled, persons who have rendered distinguished services to the state, and ethnic minorities.

9. Sector: State-Owned National Electronic/Information System

Obligations Concerned: National Treatment (Article 7.4) Performance Requirements (Article 7.8) Senior Management and Board of Directors (Article 7.9)

Description: Korea reserves the right to adopt or maintain any measure affecting the administration and operation of any state- owned electronic information system that contains proprietary government information or information gathered pursuant to the regulatory functions and powers of the government.

10. Sector: All Sectors

Obligations Concerned: Most-Favored-Nation Treatment (Article 7.5)

Description: Korea reserves the right to adopt or maintain any measure that accords differential treatment to countries under any bilateral or multilateral international agreement in force or signed prior to the date of entry into force of this Agreement (1)€™.

Korea reserves the right to adopt or maintain any measure that accords differential treatment to countries under any bilateral or multilateral international agreement in force or signed after the date of entry into force of this Agreement involving:

(a) aviation;

(b) fisheries;

(c) maritime matters, including salvage;

(d) railroad transportation; or

(e) telecommunications.

(1) For greater certainty, this right extends to any differential treatment accorded pursuant to a subsequent review or amendment of the relevant bilateral or multilateral international agreement.

11. Sector: Atomic Energy - Nuclear Power Generation; Manufacturing and Supply of Nuclear Fuel; Nuclear Materials; Radioactive Waste Treatment and Disposal (including treatment and disposal of spent and irradiated nuclear fuel); Radioisotope and Radiation Generation Facilities; Monitoring Services for Radiation; Services Related to Nuclear Energy; Planning, Maintenance, and Repair Services

Obligations Concerned: National Treatment (Article 7.4) Performance Requirements (Article 7.8) Senior Management and Board of Directors (Article 7.9)

Description: Korea reserves the right to adopt or maintain any measure with respect to the atomic energy industry.

12. Sector: Energy Industry - Electric Power Generation other than Nuclear Power Generation; Electric Power Transmission, Distribution, and Sales; Electricity Business

Obligations Concerned: National Treatment (Article 7.4) Performance Requirements (Article 7.8) Senior Management and Board of Directors (Article 7.9)

Description: Korea reserves the right to adopt or maintain any measure with respect to electric power generation, transmission, distribution, and sales.

Any such measure shall not decrease the level of foreign ownership permitted in the electric power industry as provided by the entry in Korea’s Schedule to Annex I related to Energy Industry (electric power).

Notwithstanding this entry, Korea shall not adopt or maintain any measure inconsistent with Article 7.8.1(f) (Performance Requirement — technology transfer).

13. Sector: Energy Industry - Gas Industry

Obligations Concerned: National Treatment (Article 7.4) Performance Requirements (Article 7.8) Senior Management and Board of Directors (Article 7.9)

Description: Korea reserves the right to adopt or maintain any measure with respect to the import and wholesale distribution of natural gas and the operation of terminals and the national high-pressure pipeline network.

Any such measure shall not decrease the level of foreign ownership permitted in the gas industry as provided by the entry in Korea'€™s Schedule to Annex I related to Energy Industry (gas industry).

14. Sector: Fishing

Obligations Concerned: National Treatment (Article 7.4)

Description: Korea reserves the right to adopt or maintain any measure with respect to fishing activities in Korea'™s territorial waters and Exclusive Economic Zone.

15. Sector: Cultural Heritage

Obligations Concerned: National Treatment (Article 7.4) Most-Favored-Nation Treatment (Article 7.5) Performance Requirements (Article 7.8) Senior Management and Board of Directors (Article 7.9)

Description: Korea reserves the right to adopt or maintain any measure with respect to the conservation, reconstruction, and restoration of cultural heritage and properties, including the excavation, appraisal, or dealing of cultural heritage and properties.

16. Sector: Manufacturing of Liquor

Obligations Concerned: Performance Requirements (Article 7.8)

Description: Korea reserves the right to adopt or maintain any measure with respect to manufacturing of liquor.

17. Sector: All Services Sectors

Obligations Concerned: National Treatment (Articles 7.4) Most-Favored-Nation Treatment (Articles 7.5) Performance Requirements (Article 7.8) Senior Management and Board of Directors (Article 7.9)

Description: Korea reserves the right to adopt or maintain any measure relating to investments in services sectors subject to the condition that they do not violate the obligations under the Chapter on Trade in Services.

Previous page Page 15
  • Chapter   1 GENERAL PROVISIONS 1
  • Article   1.1 General Definitions 1
  • Article   1.2 Establishment of a Free Trade Area 1
  • Article   1.3 Objectives 1
  • Article   1.4 Relation to other Agreements 1
  • Chapter   2 NATIONAL TREATMENT AND MARKET ACCESS FOR GOODS 1
  • Article   2.1 Scope and Coverage 1
  • Section   A Definitions 1
  • Article   2.2 Definitions 1
  • Section   B National Treatment 1
  • Article   2.3 National Treatment 1
  • Section   C Tariff Reduction or Elimination 1
  • Article   2.4 Reduction or Elimination of Customs Duties 1
  • Article   2.5 Customs Valuation for Purposes of Determining the Customs Value of Goods Traded 1
  • Section   D Special Regimes 1
  • Article   2.6 Temporary Admission of Goods 1
  • Article   2.7 Duty-Free Entry of Samples of No Commercial Value 1
  • Section   E Non-Tariff Measures 1
  • Article   2.8 Application of Non-Tariff Measures 1
  • Article   2.9 General Elimination of Quantitative Restrictions 1
  • Article   2.10 Technical Consultations on Non-Tariff Measures 1
  • Article   2.11 Import Licensing 1
  • Article   2.12 Fees and Formalities Connected with Importation and Exportation 1
  • Article   2.13 Sanitary and Phytosanitary Measures 1
  • Article   2.14 Technical Barriers to Trade 2
  • Section   F Institutional Provisions 2
  • Article   2.15 Committee on Trade In Goods 2
  • Chapter   3 RULES OF ORIGIN AND ORIGIN PROCEDURES 2
  • Section   A Rules of Origin 2
  • Article   3.1 Definitions 2
  • Article   3.2 Origin Criteria 2
  • Article   3.3 Wholly Obtained or Produced Goods 2
  • Article   3.4 Calculation of Regional/Qualifying Value Content 2
  • Article   3.5 Treatment for Certain Goods 2
  • Article   3.6 Accumulation 2
  • Article   3.7 Non-Qualifying Operations 2
  • Article   3.8 Intermediate Goods (10) 2
  • Article   3.9 Direct Consignment 2
  • Article   3.10 De Minimis 2
  • Article   3.11 Treatment of Packaging and Packing Materials 2
  • Article   3.12 Accessories, Spare Parts and Tools 2
  • Article   3.13 Neutral Elements 2
  • Article   3.14 Identical and Interchangeable Goods or Materials 2
  • Section   B Origin Procedures 2
  • Article   3.15 Proof of Origin 2
  • Article   3.16 Certificate of Origin (11) 2
  • Article   3.17 Issuing Body 3
  • Article   3.18 Claims for Preferential Tariff Treatment 3
  • Article   3.19 Waiver of Proof of Origin 3
  • Article   3.20 Record Keeping Requirements 3
  • Article   3.21 Discrepancies and Formal Errors 3
  • Article   3.22 Non-Party Invoice 3
  • Article   3.23 Verification 3
  • Article   3.24 Denial of Preferential Tariff Treatment 3
  • Article   3.25 Electronic Origin Data Exchange System 3
  • Article   3.26 Transitional Provisions for Goods In Transit and Storage 3
  • Chapter   4 CUSTOMS PROCEDURES AND TRADE FACILITATION 3
  • Article   4.1 Publication 3
  • Article   4.2 Release of Goods 3
  • Article   4.3 Automation 3
  • Article   4.4 Risk Management 3
  • Article   4.5 Cooperation 3
  • Article   4.6 Confidentiality 3
  • Article   4.7 Express Shipments 3
  • Article   4.8 Review or Appeal 3
  • Article   4.9 Penalties 3
  • Article   4.10 Advance Rulings 3
  • Article   4.11 Consultation 4
  • Article   4.12 Committee on Customs and Trade Facilitation 4
  • Chapter   5 TRADE REMEDIES 4
  • Section   A Safeguard Measures 4
  • Article   5.1 Definitions 4
  • Article   5.2 Application of a Safeguard Measure 4
  • Article   5.3 Conditions and Limitations 4
  • Article   5.4 Provisional Measures 4
  • Article   5.5 Compensation 4
  • Article   5.6 Global Safeguard Measures 4
  • Section   B Anti-Dumping and Countervailing Duties 4
  • Article   5.7 General Provisions 4
  • Article   5.8 Notification and Consultations 4
  • Article   5.9 Investigation after Termination Resulting from a Review 4
  • Article   5.10 Cumulative Assessment 4
  • Article   5.11 Cooperation In Anti-Circumvention Investigations 4
  • Chapter   6 TRADE IN SERVICES 4
  • Article   6.1 Definitions 4
  • Article   6.2 Scope 4
  • Article   6.3 National Treatment 5
  • Article   6.4 Most-Favored-Nation Commitments 5
  • Article   6.5 Market Access 5
  • Article   6.6 Additional Commitments 5
  • Article   6.7 Schedules of Specific Commitments 5
  • Article   6.8 Modification of Schedules 5
  • Article   6.9 Transparency 5
  • Article   6.10 Domestic Regulation 5
  • Article   6.11 Recognition 5
  • Article   6.12 Monopolies and Exclusive Service Suppliers 5
  • Article   6.13 Business Practices 5
  • Article   6.14 Safeguard Measures 5
  • Article   6.15 Payments and Transfers (8) 5
  • Article   6.16 Denial of Benefits 5
  • Article   6.17 Progressive Liberalization 5
  • Article   6.18 Cooperation 5
  • Chapter   7 INVESTMENT 5
  • Article   7.1 Definitions 5
  • Article   7.2 Scope and Coverage 6
  • Article   7.3 Relations to other Chapters 6
  • Article   7.4 National Treatment 6
  • Article   7.5 Most-Favored-Nation Treatment (17) 6
  • Article   7.6 Treatment of Investment (18) 6
  • Article   7.7 Compensation for Losses 6
  • Article   7.8 Performance Requirements (19) (20) (21) 6
  • Article   7.9 Senior Management and Boards of Directors 6
  • Article   7.10 Non-Conforming Measures 6
  • Article   7.11 Transfers (23) 6
  • Article   7.12 Expropriation and Compensation 6
  • Article   7.13 Subrogation 6
  • Article   7.14 Special Formalities and Treatment of Information 6
  • Article   7.15 Denial of Benefits 6
  • Article   7.16 Environmental Measures 6
  • Article   7.17 Investment Promotion 6
  • Article   7.18 Corporate Social Responsibility 7
  • Article   7.19 Investor-State Dispute Settlement 7
  • Annex 7-A  Customary International Law 7
  • Annex 7-B  Expropriation 7
  • Annex 7-C  Temporary Safeguard Measures 7
  • Chapter   8 ECONOMIC COOPERATION 7
  • Article   8.1 Basic Principles 7
  • Article   8.2 Sectors for Cooperation 7
  • Article   8.3 Forms of Cooperation 8
  • Article   8.4 Implementation 8
  • Article   85 Resources for Economic Cooperation 8
  • Article   8.6 Dispute Settlement 8
  • Chapter   9 TRANSPARENCY 8
  • Article   9.1 Definitions 8
  • Article   9.2 Publication 8
  • Article   9.3 Provision of Information 8
  • Article   9.4 Administrative Proceedings 8
  • Article   9.5 Review and Appeal 8
  • Chapter   10 DISPUTE SETTLEMENT 8
  • Article   10.1 Definitions 8
  • Article   10.2 Objective 8
  • Article   10.3 Scope 8
  • Article   10.4 Choice of Forum 8
  • Article   10.5 Consultations 8
  • Article   10.6 Good Offices, Conciliation or Mediation 8
  • Article   10.7 Establishment of the Arbitration Panel 8
  • Article   10.8 Terms of Reference of the Arbitration Panel 8
  • Article   10.9 Composition of the Arbitration Panel 8
  • Article   10.10 Proceedings of the Arbitration Panel 8
  • Article   10.11 Suspension or Termination of Proceedings 8
  • Article   10.12 Interim Report 8
  • Article   10.13 Final Report 8
  • Article   10.14 Implementation of the Final Report 8
  • Article   10.15 Non-Implementation, Compensation and Suspension of Concessions or other Obligations 8
  • Article   10.16 Rules of Procedure 9
  • Article   10.17 Expenses 9
  • Article   10.18 Annexes 9
  • ANNEX  10-A   Rules of Procedures for Arbitration 9
  • ANNEX 10-B   Code of Conduct for Arbitrators 9
  • Chapter   11 EXCEPTIONS 9
  • Article   11.1 General Exceptions 9
  • Article   11.2 Security Exceptions 9
  • Article   11.3 Taxation Measures 9
  • Article   11.4 Confidentiality of Information 9
  • Chapter   12 INSTITUTIONAL PROVISIONS 9
  • Article   12.1 Establishment of Joint Committee 9
  • Article   12.2 Functions of Joint Committee 9
  • Article   12.3 Procedures of the Joint Committee 10
  • Article   12.4 Committees and Subsidiary Bodies 10
  • Article   12.5 Contact Points 10
  • Chapter   13 FINAL PROVISIONS 10
  • Article   13.1 Annexes, Appendices, and Footnotes 10
  • Article   13.2 Amendments 10
  • Article   13.3 Amendments to the WTO Agreement 10
  • Article   13.4 Entry Into Force 10
  • Article   13.5 Review of the Agreement 10
  • Article   13.6 Duration and Termination 10
  • ANNEX I  SCHEDULE OF INDONESIA 10
  • ANNEX I   SCHEDULE OF KOREA 12
  • ANNEX II   SCHEDULE OF INDONESIA 12
  • ANNEX II   SCHEDULE OF KOREA 15