Article   1 Amendment to the Agreement 1

Article   2 Entry Into Force 1

Article   3 Depositary 1

Chapter   1 ESTABLISHMENT OF FREE TRADE AREA, OBJECTIVES AND GENERAL DEFINITIONS 1

1 Objectives 1

2 Establishment of the ASEAN-Australia-New Zealand Free Trade Area 1

3 General Definitions 1

Chapter   2 TRADE IN GOODS 1

Section   A General Provisions and Market Access for Goods 1

1 National Treatment on Internal Taxation and Regulation 1

2 Reduction or Elimination of Customs Duties 1

3 Acceleration of Tariff Commitments 1

4 Temporary Admission of Goods 1

5 Temporary Admission for Containers and Pallets 1

6 Duty-Free Entry of Samples of No Commercial Value 2

7 Elimination of Agricultural Export Subsidies 2

8 Transposition of Schedules of Tariff Commitments 2

9 Modification of Concessions 2

Section   B Non-Tariff Measures 2

10 Application of Non-Tariff Measures 2

11 Quantitative Restrictions and Non-Tariff Measures 2

12 Publication and Administration of Trade Regulations 2

13 Technical Consultations on Non-Tariff Measures 2

14 Non-Tariff Measures on Essential Goods During Humanitarian Crises, Epidemics or Pandemics 2

15 Import Licensing Procedures 2

16 Fees and Charges Connected with Importation and Exportation 2

Section   C Institutional Arrangements 2

17 Sectoral Initiatives 2

18 Contact Points and Consultations 2

19 Committee on Trade In Goods 2

20 Application 2

Chapter   3 RULES OF ORIGIN 2

1 Definitions 2

2 Originating Goods 2

3 Goods Wholly Produced or Obtained 3

4 Goods Not Wholly Produced or Obtained 3

5 Calculation of Regional Value Content 3

6 Cumulative Rules of Origin 3

7 Minimal Operations and Processes 3

8 De Minimis 3

9 Accessories, Spare Parts, Tools and Instructional or other Information Materials 3

10 Identical and Interchangeable Materials 3

11 Treatment of Packing Materials and Containers 3

12 Indirect Materials 3

13 Recording of Costs 3

14 Direct Consignment, Transit and Transshipment 3

15 Proof of Origin 3

16 Denial of Preferential Tariff Treatment 3

17 Review and Appeal 3

18 Sub-Committee on Rules of Origin 3

19 Consultations, Review and Modification 3

20 Electronic System for Origin Information Exchange 3

Chapter   4 CUSTOMS PROCEDURES AND TRADE FACILITATION 3

1 Objectives 3

2 Scope 3

3 Definitions 3

4 Customs Procedures 3

5 Customs Co-operation 3

6 Consistency 3

7 Transparency 4

8 Enquiry Points 4

9 Confidentiality 4

10 Advance Rulings 4

11 Preshipment Inspection 4

12 Pre-arrival Processing 4

13 Single Window 4

14 Valuation 4

15 Trade Facilitation Measures for Authorised Operators 4

16 Release of Goods 4

17 Express Consignments 4

18 Perishable Goods 4

19 Facilitation of Essential Goods During Humanitarian Crises, Epidemics or Pandemics 4

20 Risk Management 4

21 Post-Clearance Audit 4

22 Time Release Studies 4

23 Review and Appeal 4

24 Consultation 5

Chapter   5 SANITARY AND PHYTOSANITARY MEASURES 5

1 Objectives 5

2 Scope 5

3 Definitions 5

4 General Provisions 5

5 Equivalence 5

6 Competent Authorities and Contact Points 5

7 Notification 5

8 Co-operation 5

9 Consultations 5

10 Meetings Among the Parties on Sanitary and Phytosanitary Matters 5

11 Non-Application of Chapter 20 (Consultations and Dispute Settlement) 5

Chapter   6 STANDARDS, TECHNICAL REGULATIONS AND CONFORMITY ASSESSMENT PROCEDURES 5

1 Objectives 5

2 Scope 5

3 Definitions 5

4 Affirmation of the TBT Agreement 5

5 Standards 5

6 Technical Regulations 5

7 Conformity Assessment Procedures 5

8 Co-operation 5

9 Technical Consultations 5

10 Agreements or Arrangements 5

11 Transparency 5

12 Contact Points 5

13 Sub-Committee on Standards, Technical Regulations and Conformity Assessment Procedures 5

Chapter   7 SAFEGUARD MEASURES 5

1 Scope 5

2 Definitions 5

3 Imposition of a Safeguard Measure 5

4 Investigation 5

5 Notification 6

6 Scope and Duration of Transitional Safeguard Measures 6

7 Provisional Safeguard Measures 6

8 Compensation 6

9 Relationship to the WTO Agreement 6

Chapter   8 TRADE IN SERVICES 6

1 Definitions 6

2 Scope 6

3 Scheduling of Commitments 6

4 National Treatment 6

5 Market Access 6

6 Additional Commitments 6

7 Review of Commitments 6

8 Work Programme 6

9 Most-Favoured-Nation Treatment 7

10 Local Presence 7

11 Schedules of Specific Commitments 7

12 Schedules of Non-Conforming Measures 7

13 Modification of Schedules 7

14 Domestic Regulation 7

15 Transparency 7

16 Development and Application of Regulations 7

17 Disclosure of Confidential Information 7

18 Monopolies and Exclusive Service Suppliers 7

19 Business Practices 7

20 Recognition 7

21 Payments and Transfers 7

22 Subsidies 7

23 Safeguard Measures 7

24 Increasing Participation for Newer ASEAN Member States 7

25 Denial of Benefits 7

26 Treatment and Protection of Commercial Presence 7

27 Co-operation 7

28 Committee on Trade In Services 7

ANNEX 8A  FINANCIAL SERVICES 8

1 Scope 8

2 Definitions 8

3 Prudential Measures 8

4 Treatment of Certain Information 8

5 Recognition 8

6 Transparency 8

7 Financial Services Exceptions 8

8 Transfers of Information and Processing of Information 8

9 Dispute Settlement 8

10 Self-Regulatory Organisations 8

11 Payment and Clearing Systems 8

12 Investment Disputes In Financial Services (12) 8

13 New Financial Services 9

14 Electronic Payment Systems 9

15 Consultations 9

16 Contact Points 9

ANNEX 8C  PROFESSIONAL SERVICES 9

Chapter   9 MOVEMENT OF NATURAL PERSONS 9

1 Objectives 9

2 Scope 9

3 Definitions 9

4 Grant of Temporary Entry 9

5 Schedules of Specific Commitments on the Movement of Natural Persons 9

6 Processing of Applications 9

7 Transparency 9

8 Application of Chapter 20 (Consultations and Dispute Settlement) 9

9 Relation to other Chapters 9

Chapter   10 ELECTRONIC COMMERCE 9

Section   A General Provisions 9

1 Definitions 9

2 Principles and Objectives 9

3 Scope  (3) 10

4 Co-operation 10

Section   B Trade Facilitation 10

5 Paperless Trading 10

6 Electronic Authentication and Electronic Signature 10

7 Electronic Invoicing 10

Section   C Creating a Conducive Environment for Electronic Commerce 10

8 Digital Trade Standards and Conformity Assessment 10

9 Online Consumer Protection 10

10 Online Personal Information Protection 10

11 Unsolicited Commercial Electronic Messages 10

12 Domestic Regulatory Framework 10

13 Customs Duties 10

14 Transparency 10

15 Open Government Data (12) 10

16 Cyber Security 10

Section   D Promoting Cross-Border Electronic Commerce 10

17 Location of Computing Facilities 10

18 Cross-border Transfer of Information by Electronic Means 10

Section   E Other Provisions 10

19 Digital Inclusion for Electronic Commerce 10

20 Settlement of Disputes 10

Chapter   11 INVESTMENT 10

Section   A 10

1 Definitions 10

2 Scope 11

3 National Treatment (8) 11

4 Most-Favoured-Nation Treatment (10) (11) 11

5 Senior Management and Board of Directors 11

6 Prohibition of Performance Requirements 11

7 Treatment of Investment (16) 11

8 Compensation for Losses 11

9 Transfers 11

10 Expropriation and Compensation (18) 11

11 Subrogation 11

12 Denial of Benefits (22) 11

13 Reservations and Non-Conforming Measures 11

14 Transparency 12

15 Special Formalities and Disclosure of Information 12

16 Special and Differential Treatment for the Newer ASEAN Member States 12

17 Work Programme 12

18 Committee on Investment 12

Section   B Investment Disputes between a Party and an Investor 12

19 Scope and Definitions 12

20 Consultations 12

21 Claim by an Investor of a Party 12

22 Submission of a Claim 12

23 Conditions and Limitations on Submission of a Claim 12

24 Selection of Arbitrators 12

25 Consolidation 12

26 Conduct of the Arbitration 12

27 Transparency of Arbitral Proceedings 12

28 Governing Law 12

29 Awards 12

ANNEX 11A  CUSTOMARY INTERNATIONAL LAW 13

ANNEX 11B  EXPROPRIATION AND COMPENSATION 13

Chapter   12 ECONOMIC CO-OPERATION 13

1 Scope and Objectives 13

2 Definitions 13

3 Resources 13

4 Economic Co-operation Work Programme 13

5 Focal Points for Implementation 13

6 Implementation and Evaluation of Work Programme Components 13

7 Review of Work Programme 13

8 Non-Application of Chapter 20 (Consultations and Dispute Settlement) 13

Chapter   13 TRADE AND SUSTAINABLE DEVELOPMENT 13

1 Basic Principles 13

2 Co-operation 13

3 Contact Points 13

4 Non-Application of Chapter 20 (Consultations and Dispute Settlement) 13

Chapter   14 INTELLECTUAL PROPERTY 13

1 Objectives 13

2 Definitions 13

3 Affirmation of the TRIPS Agreement 13

4 National Treatment 13

5 Copyright 13

6 Government Use of Software 13

7 Trademarks and Geographical Indications 13

8 Genetic Resources, Traditional Knowledge and Folklore 13

9 Co-operation 13

10 Transparency 13

11 Recognition of Transitional Periods Under the TRIPS Agreement 13

12 Committee on Intellectual Property 13

Chapter   15 COMPETITION 14

1 Objectives 14

2 Basic Principles 14

3 Appropriate Measures Against Anti-Competitive Activities (1) 14

4 Co-operation (4) 14

5 Confidentiality of Information 14

6 Technical Co-operation and Capacity Building 14

7 Consumer Protection 14

8 Consultations 14

9 Contact Points 14

10 Non-Application of Chapter 20 (Consultations and Dispute Settlement) 14

Chapter   16 MICRO, SMALL AND MEDIUM ENTERPRISES 14

1 Objectives 14

2 Information Sharing 14

3 Co-operation 14

4 Contact Points 14

5 Committee on MSMEs 14

6 Non-Application of Dispute Settlement 14

Chapter   17 GOVERNMENT PROCUREMENT 14

1 Objectives 14

2 Scope 14

3 General Principles 14

4 Transparency 14

5 Use of Electronic Means 14

6 Environmentally Sustainable Procurement 14

7 Ensuring Integrity In Procurement Practices 14

8 Facilitation of Participation by MSMEs 14

9 Co-operation 14

10 Review 15

11 Contact Points 15

12 Non-Application of Dispute Settlement 15

Chapter   18 GENERAL PROVISIONS AND EXCEPTIONS 15

1 General Exceptions 15

2 Security Exceptions 15

3 Taxation Measures 15

4 Measures to Safeguard the Balance of Payments 15

5 Treaty of Waitangi 15

6 Screening Regime and Dispute Settlement 15

Chapter   19 INSTITUTIONAL PROVISIONS 15

1 FTA Joint Committee 15

2 Communications 15

Chapter   20 CONSULTATIONS AND DISPUTE SETTLEMENT 15

Section   A Introductory Provisions 15

1 Objectives 15

2 Definitions 15

3 Scope and Coverage 15

4 General Provisions 15

5 Choice of Forum 15

Section   B Consultation Provisions 15

6 Consultations 15

7 Good Offices, Conciliation, Mediation 15

Section   C Adjudication Provisions 15

8 Request for Establishment of Arbitral Tribunals 15

9 Procedures for Multiple Complainants 15

10 Third Parties 15

11 Establishment and Re-convening of Arbitral Tribunals 15

12 Functions of Arbitral Tribunals 16

13 Arbitral Tribunal Procedures 16

14 Suspension and Termination of Proceedings 16

Section   D Implementation Provisions 16

15 Implementation 16

16 Compliance Review 16

17 Compensation and Suspension of Concessions or other Obligations 16

Section   E Final Provisions 16

18 Special and Differential Treatment Involving Newer ASEAN Member States 16

19 Expenses 16

20 Contact Points 16

21 Language 16

ANNEX 20-A  RULES OF PROCEDURE FOR ARBITRAL TRIBUNAL PROCEEDINGS 16

ANNEX 20-B  OPTIONAL PROCEDURES FOR COMPOSING ARBITRAL TRIBUNALS 17

Chapter   21 FINAL PROVISIONS 17

1 Annexes, Appendices and Footnotes 17

2 Relation to other Agreements 17

3 Amended or Successor International Agreements 17

4 Disclosure of Information 17

5 Confidentiality 17

6 Amendments 17

7 Depositary 17

8 Entry Into Force 17

9 Withdrawal and Termination 17

10 Review 17

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR INVESTMENT. CAMBODIA 17

LIST A  EXPLANATORY NOTES 17

LIST B  EXPLANATORY NOTES 18

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR INVESTMENT. INDONESIA 20

LIST A  EXPLANATORY NOTES 20

LIST B  EXPLANATORY NOTES 22

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR INVESTMENT. LAO PDR 24

LIST A  EXPLANATORY NOTES 24

LIST B  EXPLANATORY NOTES 25

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR INVESTMENT. MYANMAR 26

LIST A  EXPLANATORY NOTES 26

LIST B  EXPLANATORY NOTES 32

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR INVESTMENT. MALAYSIA 34

LIST A  EXPLANATORY NOTES 34

LIST B  EXPLANATORY NOTES 35

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR INVESTMENT. THE PHILIPPINES 37

LIST A  EXPLANATORY NOTES 37

LIST B  EXPLANATORY NOTES 38

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR INVESTMENT. THAILAND 40

LIST A  EXPLANATORY NOTES 40

LIST B  EXPLANATORY NOTES 41

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR  INVESTMENT. VIET NAM 43

LIST A  EXPLANATORY NOTES 43

LIST B  EXPLANATORY NOTES 43

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR INVESTMENT AND SERVICES. AUSTRALIA 45

LIST A  EXPLANATORY NOTES 45

LIST B  EXPLANATORY NOTES 47

APPENDIX A  AUSTRALIA'S MARKET ACCESS COMMITMENTS - REGIONAL (STATE AND TERRITORY) LEVEL 49

LIST C  ADDITIONAL COMMITMENTS - CHAPTER 8 (TRADE IN SERVICES) AUSTRALIA 49

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR INVESTMENT AND SERVICES BRUNEI DARUSSALAM 50

LIST A  EXPLANATORY NOTES 50

LIST B  EXPLANATORY NOTES 53

ANNEX 3   SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR INVESTMENT AND SERVICES. NEW ZEALAND 57

LIST A  EXPLANATORY NOTES 57

LIST B  EXPLANATORY NOTES 58

APPENDIX A  61

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR INVESTMENT AND SERVICES. SINGAPORE 61

LIST A  EXPLANATORY NOTES 61

LIST B  EXPLANATORY NOTES 64

APPENDIX TO LIST B  COMMITMENTS FOR FINANCIAL SERVICES SINGAPORE 67

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR SERVICES. INDONESIA 67

LIST A  EXPLANATORY NOTES 67

LIST B  EXPLANATORY NOTES 68

APPENDIX A  SPECIFIC COMMITMENTS FOR FINANCIAL SERVICES INDONESIA 74

APPENDIX B  SPECIFIC COMMITMENTS FOR THE PRESENCE OF NATURAL PERSONS. INDONESIA 74

ANNEX 3  SCHEDULE OF RESERVATIONS AND NON-CONFORMING MEASURES FOR SERVICES. MALAYSIA 74

LIST A  EXPLANATORY NOTES 74

LIST B  EXPLANATORY NOTES 76

APPENDIX   SPECIFIC COMMITMENTS FOR FINANCIAL SERVICES. MALAYSIA 80

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS 80

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. AUSTRALIA 80

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. BRUNEI DARUSSALAM. 80

APPENDIX A  SECTORAL SPECIFIC COMMITMENTS FOR INTRA-CORPORATE TRANSFEREES 80

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. CAMBODIA. 80

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. INDONESIA 80

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. LAO PDR 80

APPENDIX A  SECTORAL SPECIFIC COMMITMENTS 80

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. MYANMAR 81

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. MALAYSIA 81

APPENDIX  SECTORAL SPECIFIC COMMITMENTS EXCEPT FINANCIAL SERVICES 82

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. NEW ZEALAND 82

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. THE PHILIPPINES 82

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. SINGAPORE 82

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. THAILAND 82

APPENDIX A  SECTORAL SPECIFIC COMMITMENTS (3) (4) 82

ANNEX 4  SCHEDULE OF SPECIFIC COMMITMENTS ON THE MOVEMENT OF NATURAL PERSONS. VIET NAM 82