North American Free Trade Agreement (NAFTA) (1992)
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5. The special committee shall comprise three members selected in accordance with the procedures set out in Annex 1904.13.

6. The Parties shall establish rules of procedure in accordance with the principles set out in Annex 1905.6.

7. Where the special committee makes an affirmative finding with respect to one of the grounds specified in paragraph 1, the complaining Party and the Party complained against shall begin consultations within 10 days thereafter and shall seek to achieve a mutually satisfactory solution within 60 days of the issuance of the committee's report.

8. If, within the 60day period, the Parties are unable to reach a mutually satisfactory solution to the matter, or the Party complained against has not demonstrated to the satisfaction of the special committee that it has corrected the problem or problems with respect to which the committee has made an affirmative finding, the complaining Party may suspend:

(a) the operation of Article 1904 with respect to the Party complained against; or

(b) the application to the Party complained against of such benefits under this Agreement as may be appropriate under the circumstances.

If the complaining Party decides to take action under this paragraph, it shall do so within 30 days after the end of the 60day consultation period.

9. In the event that a complaining Party suspends the operation of Article 1904 with respect to the Party complained against, the latter Party may reciprocally suspend the operation of Article 1904 within 30 days after the suspension of the operation of Article 1904 by the complaining Party. If either Party decides to suspend the operation of Article 1904, it shall provide written notice of such suspension to the other Party.

10. At the request of the Party complained against, the special committee shall reconvene to determine whether:

(a) the suspension of benefits by the complaining Party pursuant to paragraph 8(b) is manifestly excessive; or

(b) the Party complained against has corrected the problem or problems with respect to which the committee has made an affirmative finding.

The special committee shall, within 45 days of the request, present a report to both Parties containing its determination. Where the special committee determines that the Party complained against has corrected the problem or problems, any suspension effected by the complaining Party or the Party complained against, or both, pursuant to paragraph 8 or 9 shall be terminated.

11. If the special committee makes an affirmative finding with respect to one of the grounds specified in paragraph 1, then effective as of the day following the date of issuance of the special committee's report:

(a) binational panel or extraordinary challenge committee review under Article 1904 shall be stayed

(i) in the case of review of any final determination of the complaining Party requested by the Party complained against, if such review was requested after the date on which consultations were requested pursuant to paragraph 1, and in no case more than 150 days prior to an affirmative finding by the special committee, or

(ii) in the case of review of any final determination of the Party complained against requested by the complaining Party, at the request of the complaining Party; and

(b) the time set out in Article 1904(4) or Annex 1904.13 for requesting panel or committee review shall not run unless and until resumed in accordance with paragraph 12.

12. If either Party suspends the operation of Article 1904 pursuant to paragraph 8(a), the panel or committee review stayed under paragraph 11(a) shall be terminated and the challenge to the final determination shall be irrevocably referred to the appropriate domestic court for decision, as provided below:

(a) in the case of review of any final determination of the complaining Party requested by the Party complained against, at the request of either Party, or of a party to the panel review under Article 1904; or

(b) in the case of review of any final determination of the Party complained against requested by the complaining Party, at the request of the complaining Party, or of a person of the complaining Party that is a party to the panel review under Article 1904.

If either Party suspends the operation of Article 1904 pursuant to paragraph 8(a), any running of time suspended under paragraph 11(b) shall resume.

If the suspension of the operation of Article 1904 does not become effective, panel or committee review stayed under paragraph 11(a), and any running of time suspended under paragraph 11(b), shall resume.

13. If the complaining Party suspends the application to the Party complained against of such benefits under the Agreement as may be appropriate under the circumstances pursuant to paragraph 8(b), panel or committee review stayed under paragraph 11(a), and any running of time suspended under paragraph 11(b), shall resume.

14. Each Party shall provide in its domestic legislation that, in the event of an affirmative finding by the special committee, the time for requesting judicial review of a final antidumping or countervailing duty determination shall not run unless and until the Parties concerned have negotiated a mutually satisfactory solution under paragraph 7, have suspended the operation of Article 1904 or the application of other benefits under paragraph 8.

Article 1906. Prospective Application

This Chapter shall apply only prospectively to:

(a) final determinations of a competent investigating authority made after the date of entry into force of this Agreement; and

(b) with respect to declaratory opinions under Article 1903, amendments to antidumping or countervailing duty statutes enacted after the date of entry into force of this Agreement.

Article 1907. Consultations

1. The Parties shall consult annually, or on the request of any Party, to consider any problems that may arise with respect to the implementation or operation of this Chapter and recommend solutions, where appropriate. The Parties shall each designate one or more officials, including officials of the competent investigating authorities, to be responsible for ensuring that consultations occur, when required, so that the provisions of this Chapter are carried out expeditiously.

2. The Parties further agree to consult on:

(a) the potential to develop more effective rules and disciplines concerning the use of government subsidies; and

(b) the potential for reliance on a substitute system of rules for dealing with unfair transborder pricing practices and government subsidization.

3. The competent investigating authorities of the Parties shall consult annually, or on the request of any Party, and may submit reports to the Commission, where appropriate. In the context of these consultations, the Parties agree that it is desirable in the administration of antidumping and countervailing duty laws to:

(a) publish notice of initiation of investigations in the importing Party's official journal, setting forth the nature of the proceeding, the legal authority under which the proceeding is initiated, and a description of the goods at issue;

(b) provide notice of the times for submissions of information and for decisions that the competent investigating authorities are expressly required by statute or regulations to make;

(c) provide explicit written notice and instructions as to the information required from interested parties and reasonable time to respond to requests for information;

(d) accord reasonable access to information, noting that in this context 

(i) "reasonable access" means access during the course of the investigation, to the extent practicable, so as to permit an opportunity to present facts and arguments as set out in paragraph (e); when it is not practicable to provide access to information during the investigation in such time as to permit an opportunity to present facts and arguments, reasonable access shall mean in time to permit the adversely affected party to make an informed decision as to whether to seek judicial or panel review, and

(ii) "access to information" means access to representatives determined by the competent investigating authority to be qualified to have access to information received by that competent investigating authority, including access to confidential (business proprietary) information, but does not include information of such high degree of sensitivity that its release would lead to substantial and irreversible harm to the owner or which is required to be kept confidential in accordance with domestic law of a Party; any privileges arising under the domestic law of the importing Party relating to communications between the competent investigating authorities and a lawyer in the employ of, or providing advice to, those authorities may be maintained;

(e) provide an opportunity for interested parties to present facts and arguments, to the extent time permits, including an opportunity to comment on the preliminary determination of dumping or of subsidization;

(f) protect confidential (business proprietary) information received by the competent investigating authority to ensure that there is no disclosure except to representatives determined by the competent investigating authority to be qualified;

(g) prepare administrative records, including recommendations of official advisory bodies that may be required to be kept, and any record of ex parte meetings that may be required to be kept;

(h) provide disclosure of relevant information, including an explanation of the calculation or the methodology used to determine the margin of dumping or the amount of the subsidy, on which any preliminary or final determination of dumping or of subsidization is based, within a reasonable time after a request by interested parties;

(i) provide a statement of reasons concerning the final determination of dumping or subsidization; and

(j) provide a statement of reasons for final determinations concerning material injury to a domestic industry, threat of material injury to a domestic industry or material retardation of the establishment of such an industry.

Inclusion of an item in subparagraphs (a) through (j) is not intended to serve as guidance to a binational panel reviewing a final antidumping or countervailing duty determination pursuant to Article 1904 in determining whether such determination was in accordance with the antidumping or countervailing duty law of the importing Party.

Article 1908. Special Secretariat Provisions

1. Each Party shall establish a division within its section of the Secretariat established pursuant to Article 2002 to facilitate the operation of this Chapter, including the work of panels or committees that may be convened pursuant to this Chapter.

2. The Secretaries of the Secretariat shall act jointly to provide administrative assistance to all panels or committees established pursuant to this Chapter. The Secretary for the Section of the Party in which a panel or committee proceeding is held shall prepare a record thereof and shall preserve an authentic copy of the same in that Party's Section office. Such Secretary shall, on request, provide to the Secretary for the Section of any other Party a copy of such portion of the record as is requested, except that only public portions of the record shall be provided to the Secretary for the Section of any Party that is not an involved Party.

3. Each Secretary shall receive and file all requests, briefs and other papers properly presented to a panel or committee in any proceeding before it that is instituted pursuant to this Chapter and shall number in numerical order all requests for a panel or committee. The number given to a request shall be the file number for briefs and other papers relating to such request.

4. The Secretary for the Section of the Party in which a panel or committee proceeding is held shall forward to the Secretary for the Section of the other involved Party copies of all official letters, documents or other papers received or filed with that Party's Section office pertaining to any proceeding before a panel or committee, except for the administrative record, which shall be handled in accordance with paragraph 2. The Secretary for the Section of an involved Party shall provide on request to the Secretary for the Section of a Party that is not an involved Party in the proceeding a copy of such public documents as are requested.

Article 1909. Code of Conduct

The Parties shall, by the date of entry into force of this Agreement, exchange letters establishing a code of conduct for panelists and members of committees established pursuant to Articles 1903, 1904 and 1905.

Article 1910. Miscellaneous

On request of another Party, the competent investigating authority of a Party shall provide to the other Party copies of all public information submitted to it for purposes of an antidumping or countervailing duty investigation with respect to goods of that other Party.

Article 1911. Definitions

For purposes of this Chapter:

administrative record means, unless otherwise agreed by the Parties and the other persons appearing before a panel:

(a) all documentary or other information presented to or obtained by the competent investigating authority in the course of the administrative proceeding, including any governmental memoranda pertaining to the case, and including any record of ex parte meetings as may be required to be kept;

(b) a copy of the final determination of the competent investigating authority, including reasons for the determination;

(c) all transcripts or records of conferences or hearings before the competent investigating authority; and

(d) all notices published in the official journal of the importing Party in connection with the administrative proceeding;

antidumping statute as referred to in Articles 1902 and 1903 means "antidumping statute" of a Party as defined in Annex 1911;

competent investigating authority means "competent investigating authority" of a Party as defined in Annex 1911;

countervailing duty statute as referred to in Articles 1902 and 1903 means "countervailing duty statute" of a Party as defined in Annex 1911;

domestic law for purposes of Article 1905(1) means a Party's constitution, statutes, regulations and judicial decisions to the extent they are relevant to the antidumping and countervailing duty laws;

final determination means "final determination" of a Party as defined in Annex 1911;

foreign interests includes exporters or producers of the Party whose goods are the subject of the proceeding or, in the case of a countervailing duty proceeding, the government of the Party whose goods are the subject of the proceeding;

general legal principles includes principles such as standing, due process, rules of statutory construction, mootness and exhaustion of administrative remedies;

goods of a Party means domestic products as these are understood in the General Agreement on Tariffs and Trade,

importing Party means the Party that issued the final determination; interested parties includes foreign interests; involved Party means:

(a) the importing Party; or

(b) a Party whose goods are the subject of the final determination;

remand means a referral back for a determination not inconsistent with the panel or committee decision; and

standard of review means the "standard of review" for each Party as defined in Annex 1911.

Chapter Twenty. INSTITUTIONAL ARRANGEMENTS AND DISPUTE SETTLEMENT PROCEDURES

Section A. Institutions

Article 2011. The Free Trade Commission

1. The Parties hereby establish the Free Trade Commission, comprising cabinet-level representatives of the Parties or their designees.

2. The Commission shall:

(a) supervise the implementation of this Agreement;

(b) oversee its further elaboration;

(c) resolve disputes that may arise regarding its interpretation or application;

(d) supervise the work of all committees and working groups established under this Agreement, referred to in Annex 2001.2; and

(e) consider any other matter that may affect the operation of this Agreement.

3. The Commission may:

(a) establish, and delegate responsibilities to, ad hoc or standing committees, working groups or expert groups;

(b) seek the advice of non-governmental persons or groups; and (c) take such other action in the exercise of its functions as the Parties may agree.

4. The Commission shall establish its rules and procedures. All decisions of the Commission shall be taken by consensus, except as the Commission may otherwise agree.

5. The Commission shall convene at least once a year in regular session. Regular sessions of the Commission shall be chaired successively by each Party.

Article 2002. The Secretariat

1 The Commission shall establish and oversee a Secretariat comprising national Sections.

2. Each Party shall:

(a) establish a permanent office of its Section;

(b) be responsible for

(i) the operation and costs of its Section, and

(ii) the remuneration and payment of expenses of panelists and members of committees and scientific review boards established under this Agreement, as set out in Annex 2002.2;

(c) designate an individual to serve as Secretary for its Section, who shall be responsible for its administration and management; and

(d) notify the Commission of the location of its Section's office.

3. The Secretariat shall:

(a) provide assistance to the Commission;

(b) provide administrative assistance to

(i) panels and committees established under Chapter Nineteen (Review and Dispute Settlement in Antidumping and Countervailing Duty Matters), in accordance with the procedures established pursuant to Article 1908; and

(ii) panels established under this Chapter, in accordance with procedures established pursuant to Article 2012; and

(c) as the Commission may direct

(i) support the work of other committees and groups established under this Agreement, and

(ii) otherwise facilitate the operation of this Agreement.

Section B. Dispute Settlement

Article 2003. Cooperation

The Parties shall at all times endeavor to agree on the interpretation and application of this Agreement, and shall make every attempt through cooperation and consultations to arrive at a mutually satisfactory resolution of any matter that might affect its operation.

Article 2004. Recourse to Dispute Settlement Procedures

Except for the matters covered in Chapter Nineteen (Review and Dispute Settlement in Antidumping and Countervailing Duty Matters) and as otherwise provided in this Agreement, the dispute settlement provisions of this Chapter shall apply with respect to the avoidance or settlement of all disputes between the Parties regarding the interpretation or application of this Agreement or wherever a Party considers that an actual or proposed measure of another Party is or would be inconsistent with the obligations of this Agreement or cause nullification or impairment in the sense of Annex 2004.

Article 2005. GATT Dispute Settlement

1 Subject to paragraphs 2, 3 and 4, disputes regarding any matter arising under both this Agreement and the General Agreement on Tariffs and Trade, any agreement negotiated thereunder, or any successor agreement (GATT), may be settled in either forum at the discretion of the complaining Party.

2. Before a Party initiates a dispute settlement proceeding in the GATT against another Party on grounds that are substantially equivalent to those available to that Party under this Agreement, that Party shall notify any third Party of its intention. If a third Party wishes to have recourse to dispute settlement procedures under this Agreement regarding the matter, it shall inform promptly the notifying Party and those Parties shall consult with a view to agreement on a single forum. If those Parties cannot agree, the dispute normally shall be settled under this Agreement.

3. In any dispute referred to in paragraph 1 where the responding Party claims that its action is subject to Article 104 (Relation to Environmental and Conservation Agreements) and requests in writing that the matter be considered under this Agreement, the complaining Party may, in respect of that matter, thereafter have recourse to dispute settlement procedures solely under this Agreement.

4. In any dispute referred to in paragraph 1 that arises under Section B of Chapter Seven (Sanitary and Phytosanitary Measures) or Chapter Nine (Standards-Related Measures):

(a) concerning a measure adopted or maintained by a Party to protect its human, animal or plant life or health, or to protect its environment, and

(b) that raises factual issues concerning the environment, health, safety or conservation, including directly related scientific matters,

where the responding Party requests in writing that the matter be considered under this Agreement, the complaining Party may, in respect of that matter, thereafter have recourse to dispute settlement procedures solely under this Agreement.

5. The responding Party shall deliver a copy of a request made pursuant to paragraph 3 or 4 to the other Parties and to its Section of the Secretariat. Where the complaining Party has initiated dispute settlement proceedings regarding any matter subject to paragraph 3 or 4, the responding Party shall deliver its request no later than 15 days thereafter. On receipt of such request, the complaining Party shall promptly withdraw from participation in those proceedings and may initiate dispute settlement procedures under Article 2007.

6. Once dispute settlement procedures have been initiated under Article 2007 or dispute settlement proceedings have been initiated under the GATT, the forum selected shall be used to the exclusion of the other, unless a Party makes a request pursuant to paragraph 3 or 4.

7. For purposes of this Article, dispute settlement proceedings under the GATT are deemed to be initiated by a Party's request for a panel, such as under Article XXTIT:2 of the General Agreement on Tariffs and Trade 1947, or for a committee investigation, such as under Article 20.1 of the Customs Valuation Code.

Consultations

Article 2006. Consultations

1. Any Party may request in writing consultations with any other Party regarding any actual or proposed measure or any other matter that it considers might affect the operation of this Agreement.

2. The requesting Party shall deliver the request to the other Parties and to its Section of the Secretariat.

3. Unless the Commission otherwise provides in its rules and procedures established under Article 2001(4), a third Party that considers it has a substantial interest in the matter shall be entitled to participate in the consultations on delivery of written notice to the other Parties and to its Section of the Secretariat.

4. Consultations on matters regarding perishable agricultural goods shall commence within 15 days of the date of delivery of the request.

5. The consulting Parties shall make every attempt to arrive at a mutually satisfactory resolution of any matter through consultations under this Article or other consultative provisions of this Agreement. To this end, the consulting Parties shall:

(a) provide sufficient information to enable a full examination of how the actual or proposed measure or other matter might affect the operation of this Agreement;

(b) treat any confidential or proprietary information exchanged in the course of consultations on the same basis as the Party providing the information; and

(c) seek to avoid any resolution that adversely affects the interests under this Agreement of any other Party.

Initiation of Procedures

Article 2007. Commission - Good Offices, Conciliation and Mediation

1. If the consulting Parties fail to resolve a matter pursuant to Article 2006 within:

(a) 30 days of delivery of a request for consultations,

(b) 45 days of delivery of such request if any other Party has subsequently requested or has participated in consultations regarding the same matter,

(c) 15 days of delivery of a request for consultations in matters regarding perishable agricultural goods, or

(d) such other period as they may agree, any such Party may request in writing a meeting of the Commission.

2. A Party may also request in writing a meeting of the Commission where:

(a) it has initiated dispute settlement proceedings under the GATT regarding any matter subject to Article 2005(3) or (4), and has received a request pursuant to Article 2005(5) for recourse to dispute settlement procedures under this Chapter; or

(b) consultations have been held pursuant to Article 513 (Working Group on Rules of Origin), Article 723 (Sanitary and Phytosanitary Measures Technical Consultations) and Article 914 (Standards-Related Measures Technical Consultations).

3. The requesting Party shall state in the request the measure or other matter complained of and indicate the provisions of this Agreement that it considers relevant, and shall deliver the request to the other Parties and to its Section of the Secretariat.

4. Unless it decides otherwise, the Commission shall convene within 10 days of delivery of the request and shall endeavor to resolve the dispute promptly.

5. The Commission may:

(a) call on such technical advisers or create such working groups or expert groups as it deems necessary,

(b) have recourse to good offices, conciliation, mediation or such other dispute resolution procedures, or

(c) make recommendations, as may assist the consulting Parties to reach a mutually satisfactory resolution of the dispute.

  • Part   One GENERAL PART 1
  • Chapter   One OBJECTIVES 1
  • Article   101 Establishment of the Free Trade Area 1
  • Article   102 Objectives 1
  • Article   103 Relation to other Agreements 1
  • Article   104 Relation to Environmental and Conservation Agreements 1
  • Article   105 Extent of Obligations 1
  • Annex 104.1  Bilateral and Other Environmental and Conservation Agreements 1
  • Chapter   Two GENERAL DEFINITIONS 1
  • Article   201 Definitions of General Application 1
  • Annex 201.1  Country-Specific Definitions 1
  • Part   Two TRADE IN GOODS 1
  • Chapter   Three NATIONAL TREATMENT AND MARKET ACCESS FOR GOODS 1
  • Article   300 Scope and Coverage 1
  • Section   A National Treatment 1
  • Article   301 National Treatment 1
  • Section   B Tariffs 1
  • Article   302 Tariff Elimination 1
  • Article   303 Restriction on Drawback and Duty Deferral Programs 1
  • Article   304 Waiver of Customs Duties 1
  • Article   305 Temporary Admission of Goods 1
  • Article   306 Duty-Free Entry of Certain Commercial Samples and Printed Advertising Materials 2
  • Article   307 Goods Re-Entered after Repair or Alteration 2
  • Article   308 Most-Favored-Nation Rates of Duty on Certain Goods 2
  • Section   C Non-Tariff Measures 2
  • Article   309 Import and Export Restrictions 2
  • Article   310 Customs User Fees 2
  • Article   311 Country of Origin Marking 2
  • Article   312 Wine and Distilled Spirits 2
  • Article   313 Distinctive Products 2
  • Article   314 Export Taxes 2
  • Article   315 Other Export Measures 2
  • Section   D Consultations 2
  • Article   316 Consultations and Committee on Trade In Goods 2
  • Article   317 Third Country Dumping 2
  • Section   E Definitions 2
  • Article   318 Definitions 2
  • Chapter   Four RULES OF ORIGIN 2
  • Article   401 Originating Goods 2
  • Article   402 Regional Value Content 2
  • Article   403 Automotive Goods 3
  • Article   404 Accumulation 3
  • Article   405 De Minimis 3
  • Article   406 Fungible Goods and Materials for Purposes of Determining Whether a Good Is an Originating Good: 3
  • Article   407 Accessories, Spare Parts and Tools 3
  • Article   408 Indirect Materials 3
  • Article   409 Packaging Materials and Containers for Retail Sale 3
  • Article   410 Packing Materials and Containers for Shipment 3
  • Article   411 Trans-shipment 3
  • Article   412 Non-Qualifying Operations 3
  • Article   413 Interpretation and Application 3
  • Article   414 Consultation and Modifications 3
  • Article   415 Definitions 3
  • Chapter   Five CUSTOMS PROCEDURES 4
  • Section   A Certification of Origin 4
  • Article   501 Certificate of Origin 4
  • Article   502 Obligations Regarding Importations 4
  • Article   503 Exceptions 4
  • Article   504 Obligations Regarding Exportations 4
  • Section   B Administration and Enforcement 4
  • Article   505 Records 4
  • Article   506 Origin Verifications 4
  • Article   507 Confidentiality 4
  • Article   508 Penalties 4
  • Section   C Advance Rulings 4
  • Article   509 Advance Rulings 4
  • Section   D Review and Appeal of Origin Determinations and Advance Rulings 5
  • Article   510 Review and Appeal 5
  • Section   E Uniform Regulations 5
  • Article   511 Uniform Regulations 5
  • Section   F Cooperation 5
  • Article   512 Cooperation 5
  • Article   513 Working Group and Customs Subgroup 5
  • Article   514 Definitions 5
  • Chapter   Six ENERGY AND BASIC PETROCHEMICALS 5
  • Article   601 Principles 5
  • Article   602 Scope and Coverage 5
  • Article   603 Import and Export Restrictions 5
  • Article   604 Export Taxes 5
  • Article   605 Other Export Measures 5
  • Article   606 Energy Regulatory Measures 5
  • Article   607 National Security Measures 5
  • Article   608 Miscellaneous Provisions 5
  • Article   609 Definitions 5
  • Annex 602.3  Reservations and Special Provisions 6
  • Chapter   Seven AGRICULTURE AND SANITARY AND PHYTOSANITARY MEASURES 6
  • Section   A Agriculture 6
  • Article   701 Scope and Coverage 6
  • Article   702 International Obligations 6
  • Article   703 Market Access 6
  • Article   704 Domestic Support 6
  • Article   705 Export Subsidies 6
  • Article   706 Committee on Agricultural Trade 6
  • Article   707 Advisory Committee on Private Commercial Disputes Regarding Agricultural Goods 6
  • Article   708 Definitions 6
  • Section   B Sanitary and Phytosanitary Measures 6
  • Article   709 Scope and Coverage 6
  • Article   710 Relation to other Chapters 6
  • Article   711 Reliance on Non-Governmental Entities 6
  • Article   712 Basic Rights and Obligations 6
  • Article   713 International Standards and Standardizing Organizations 6
  • Article   714 Equivalence 6
  • Article   715 Risk Assessment and Appropriate Level of Protection 6
  • Article   716 Adaptation to Regional Conditions 7
  • Article   717 Control, Inspection and Approval Procedures 7
  • Article   718 Notification, Publication and Provision of Information 7
  • Article   719 Inquiry Points 7
  • Article   720 Technical Cooperation 7
  • Article   721 Limitations on the Provision of Information 7
  • Article   722 Committee on Sanitary and Phytosanitary Measures 7
  • Article   723 Technical Consultations 7
  • Article   724 Definitions 7
  • Chapter   Eight EMERGENCY ACTION 7
  • Article   801 Bilateral Actions 7
  • Article   802 Global Actions 8
  • Article   803 Administration of Emergency Action Proceedings 8
  • Article   804 Dispute Settlement In Emergency Action Matters 8
  • Article   805 Definitions for Purposes of this Chapter: 8
  • Part   Three TECHNICAL BARRIERS TO TRADE 8
  • Chapter   Nine STANDARDS-RELATED MEASURES 8
  • Article   901 Scope and Coverage 8
  • Article   902 Extent of Obligations 8
  • Article   903 Affirmation of Agreement on Technical Barriers to Trade and other Agreements 8
  • Article   904 Basic Rights and Obligations Right to Take Standards-Related Measures 8
  • Article   905 Use of International Standards 8
  • Article   906 Compatibility and Equivalence 8
  • Article   907 Assessment of Risk 8
  • Article   908 Conformity Assessment 8
  • Article   909 Notification, Publication, and Provision of Information 8
  • Article   910 Inquiry Points 8
  • Article   911 Technical Cooperation 8
  • Article   912 Limitations on the Provision of Information 8
  • Article   913 Committee on Standards-Related Measures 8
  • Article   914 Technical Consultations 9
  • Article   915 Definitions 9
  • Part   Four GOVERNMENT PROCUREMENT 9
  • Chapter   Ten GOVERNMENT PROCUREMENT 9
  • Section   A Scope and Coverage and National Treatment 9
  • Article   1001 Scope and Coverage 9
  • Article   1002 Valuation of Contracts 9
  • Article   1003 National Treatment and Non-Discrimination 9
  • Article   1004 Rules of Origin 9
  • Article   1005 Denial of Benefits 9
  • Article   1006 Prohibition of Offsets 9
  • Article   1007 Technical Specifications 9
  • Section   B Tendering Procedures 9
  • Article   1008 Tendering Procedures 9
  • Article   1009 Qualification of Suppliers 9
  • Article   1010 Invitation to Participate 9
  • Article   1011 Selective Tendering Procedures 10
  • Article   1012 Time Limits for Tendering and Delivery 10
  • Article   1013 Tender Documentation 10
  • Article   1014 Negotiation Disciplines 10
  • Article   1015 Submission, Receipt and Opening of Tenders and Awarding of Contracts 10
  • Article   1016 Limited Tendering Procedures 10
  • Section   C Bid Challenge 10
  • Article   1017 Bid Challenge 10
  • Section   D General Provisions 10
  • Article   1018 Exceptions 10
  • Article   1019 Provision of Information 10
  • Article   1020 Technical Cooperation 11
  • Article   1021 Joint Programs for Small Business 11
  • Article   1022 Rectifications or Modifications 11
  • Article   1023 Divestiture of Entities 11
  • Article   1024 Further Negotiations 11
  • Article   1025 Definitions 11
  • Part   Five INVESTMENT, SERVICES AND RELATED MATTERS 11
  • Chapter   Eleven INVESTMENT 11
  • Section   A Investment 11
  • Article   1101 Scope and Coverage 11
  • Article   1102 National Treatment 11
  • Article   1103 Most-Favored-Nation Treatment 11
  • Article   1104 Standard of Treatment 11
  • Article   1105 Minimum Standard of Treatment 11
  • Article   1106 Performance Requirements 11
  • Article   1107 Senior Management and Boards of Directors 11
  • Article   1110 Expropriation and Compensation 11
  • Article   1111 Special Formalities and Information Requirements 11
  • Article   1112 Relation to other Chapters 11
  • Article   1113 Denial of Benefits 11
  • Article   1114 Environmental Measures 12
  • Section   B Settlement of Disputes between a Party and an Investor of Another Party 12
  • Article   1115 Purpose 12
  • Article   1116 Claim by an Investor of a Party on Its Own Behalf 12
  • Article   1117 Claim by an Investor of a Party on Behalf of an Enterprise 12
  • Article   1118 Settlement of a Claim Through Consultation and Negotiation 12
  • Article   1119 Notice of Intent to Submit a Claim to Arbitration 12
  • Article   1120 Submission of a Claim to Arbitration 12
  • Article   1121 Conditions Precedent to Submission of a Claim to Arbitration 12
  • Article   1122 Consent to Arbitration 12
  • Article   1123 Number of Arbitrators and Method of Appointment 12
  • Article   1124 Constitution of a Tribunal When a Party Fails to Appoint an Arbitrator or the Disputing Parties Are Unable to Agree on a Presiding Arbitrator 12
  • Article   1125 Agreement to Appointment of Arbitrators 12
  • Article   1126 Consolidation 12
  • Article   1127 Notice a Disputing Party Shall Deliver to the other Parties: 12
  • Article   1128 Participation by a Party 12
  • Article   1129 Documents 12
  • Article   1130 Place of Arbitration 12
  • Article   1131 Governing Law 12
  • Article   1132 Interpretation of Annexes 12
  • Article   1133 Expert Reports 12
  • Article   1134 Interim Measures of Protection 12
  • Article   1135 Final Award 12
  • Article   1136 Finality and Enforcement of an Award 12
  • Article   1137 General 12
  • Article   1138 Exclusions 12
  • Section   C Definitions 13
  • Article   1139 Definitions 13
  • Annex 1120.1  Submission of a Claim to Arbitration 13
  • Annex 1138.2  Exclusions from Dispute Settlement 13
  • Chapter   Twelve CROSS-BORDER TRADE IN SERVICES 13
  • Article   1201 Scope and Coverage 13
  • Article   1202 National Treatment 13
  • Article   1203 Most-Favored-Nation Treatment 13
  • Article   1204 Standard of Treatment 13
  • Article   1205 Local Presence 13
  • Article   1206 Reservations 13
  • Article   1207 Quantitative Restrictions 13
  • Article   1208 Liberalization of Non-Discriminatory Measures 13
  • Article   1209 Procedures 13
  • Article   1210 Licensing and Certification 13
  • Article   1211 Denial of Benefits 13
  • Article   1212 Sectoral Annex 13
  • Article   1213 Definitions 13
  • Chapter   Thirteen TELECOMMUNICATIONS 14
  • Article   1301 Scope and Coverage 14
  • Article   1302 Access to and Use of Public Telecommunications Transport Networks and Services 14
  • Article   1303 Conditions for the Provision of Enhanced or Value-Added Services 14
  • Article   1304 Standards-Related Measures 14
  • Article   1305 Monopolies 14
  • Article   1306 Transparency 14
  • Article   1308 Relation to International Organizations and Agreements 14
  • Article   1309 Technical Cooperation and other Consultations 14
  • Article   1310 Definitions 14
  • Chapter   Fourteen FINANCIAL SERVICES 14
  • Article   1401 Scope and Coverage 14
  • Article   1402 Self-Regulatory Organizations 14
  • Article   1403 Establishment of Financial Institutions 14
  • Article   1404 Cross-Border Trade 14
  • Article   1405 National Treatment 14
  • Article   1406 Most-Favored-Nation Treatment 15
  • Article   1407 New Financial Services and Data Processing 15
  • Article   1408 Senior Management and Boards of Directors 15
  • Article   1409 Reservations and Specific Commitments 15
  • Article   1410 Exceptions 15
  • Article   1411 Transparency 15
  • Article   1412 Financial Services Committee 15
  • Article   1413 Consultations 15
  • Article   1414 Dispute Settlement 15
  • Article   1415 Investment Disputes In Financial Services 15
  • Article   1416 Definitions 15
  • Annex 1412.1  Authorities Responsible for Financial Services 15
  • Chapter   Fifteen COMPETITION POLICY, MONOPOLIES AND STATE ENTERPRISES 15
  • Article   1501 Competition Law 15
  • Article   1502 Monopolies and State Enterprises 15
  • Article   1503 State Enterprises 15
  • Article   1504 Working Group on Trade and Competition 15
  • Article   1505 Definitions 15
  • Annex 1505  Country-Specific Definitions of State Enterprises 15
  • Chapter   Sixteen TEMPORARY ENTRY FOR BUSINESS PERSONS 15
  • Article   1601 General Principles 15
  • Article   1602 General Obligations 15
  • Article   1603 Grant of Temporary Entry 16
  • Article   1604 Provision of Information 16
  • Article   1605 Working Group 16
  • Article   1606 Dispute Settlement 16
  • Article   1607 Relation to other Chapters 16
  • Article   1608 Definitions 16
  • Annex 1603  Temporary Entry for Business Persons 16
  • Section   A Business Visitors 16
  • Section   B Traders and Investors 16
  • Section   C Intra-Company Transferees 16
  • Section   D Professionals 16
  • Part   Six INTELLECTUAL PROPERTY 16
  • Chapter   Seventeen INTELLECTUAL PROPERTY 16
  • Article   1701 Nature and Scope of Obligations 16
  • Article   1702 More Extensive Protection 16
  • Article   1703 National Treatment 16
  • Article   1704 Control of Abusive or Anticompetitive Practices or Conditions 16
  • Article   1705 Copyright 16
  • Article   1706 Sound Recordings 16
  • Article   1707 Protection of Encrypted Program-Carrying Satellite Signals 16
  • Article   1708 Trademarks 16
  • Article   1709 Patents 17
  • Article   1710 Layout Designs of Semiconductor Integrated Circuits 17
  • Article   1711 Trade Secrets 17
  • Article   1712 Geographical Indications 17
  • Article   1713 Industrial Designs 17
  • Article   1714 Enforcement of Intellectual Property Rights: General Provisions 17
  • Article   1715 Specific Procedural and Remedial Aspects of Civil and Administrative Procedures 17
  • Article   1716 Provisional Measures 17
  • Article   1717 Criminal Procedures and Penalties 17
  • Article   1718 Enforcement of Intellectual Property Rights at the Border 17
  • Article   1718 Enforcement of Intellectual Property Rights at the Border 18
  • Article   1719 Cooperation and Technical Assistance 18
  • Article   1720 Protection of Existing Subject Matter 18
  • Article   1721 Definitions 18
  • Part   Seven ADMINISTRATIVE AND INSTITUTIONAL PROVISIONS 18
  • Chapter   Eighteen PUBLICATION, NOTIFICATION AND ADMINISTRATION OF LAWS 18
  • Article   1801 Contact Points 18
  • Article   1802 Publication 18
  • Article   1803 Notification and Provision of Information 18
  • Article   1804 Administrative Proceedings 18
  • Article   1805 Review and Appeal 18
  • Article   1806 Definitions 18
  • Chapter   Nineteen REVIEW AND DISPUTE SETTLEMENT IN ANTIDUMPING AND COUNTERVAILING DUTY MATTERS 18
  • Article   1901 General Provisions 18
  • Article   1902 Retention of Domestic Antidumping Law and Countervailing Duty Law 18
  • Article   1903 Review of Statutory Amendments 18
  • Article   1904 Review of Final Antidumping and Countervailing Duty Determinations 18
  • Article   1905 Safeguarding the Panel Review System 18
  • Article   1906 Prospective Application 19
  • Article   1907 Consultations 19
  • Article   1908 Special Secretariat Provisions 19
  • Article   1909 Code of Conduct 19
  • Article   1910 Miscellaneous 19
  • Article   1911 Definitions 19
  • Chapter   Twenty INSTITUTIONAL ARRANGEMENTS AND DISPUTE SETTLEMENT PROCEDURES 19
  • Section   A Institutions 19
  • Article   2011 The Free Trade Commission 19
  • Article   2002 The Secretariat 19
  • Section   B Dispute Settlement 19
  • Article   2003 Cooperation 19
  • Article   2004 Recourse to Dispute Settlement Procedures 19
  • Article   2005 GATT Dispute Settlement 19
  • Article   2006 Consultations 19
  • Article   2007 Commission - Good Offices, Conciliation and Mediation 19
  • Article   2008 Request for an Arbitral Panel 20
  • Article   2009 Roster 20
  • Article   2010 Qualifications of Panelists 20
  • Article   2011 Panel Selection 20
  • Article   2012 Rules of Procedure 20
  • Article   2013 Third Party Participation 20
  • Article   2014 Role of Experts 20
  • Article   2015 Scientific Review Boards 20
  • Article   2016 Initial Report 20
  • Article   2017 Final Report 20
  • Article   2018 Implementation of Final Report 20
  • Article   2019 Non-Implementation-Suspension of Benefits 20
  • Section   C Domestic Proceedings and Private Commercial Dispute Settlement 20
  • Article   2020 Referrals of Matters from Judicial or Administrative Proceedings 20
  • Article   2021 Private Rights 20
  • Article   2022 Alternative Dispute Resolution 20
  • Annex 2001.2  Committees and Working Groups 20
  • Annex 2002.2  Remuneration and Payment of Expenses 20
  • Annex 2004  Nullification and Impairment 20
  • Part   Eight OTHER PROVISIONS 20
  • Chapter   Twenty-One EXCEPTIONS 20
  • Article   2101 General Exceptions 20
  • Article   2102 National Security 20
  • Article   2103 Taxation 21
  • Article   2104 Balance of Payments 21
  • Article   2105 Disclosure of Information 21
  • Article   2106 Cultural Industries 21
  • Article   2107 Definitions 21
  • Annex 2103.4  Specific Taxation Measures 21
  • Annex 2103.6  Competent Authorities 21
  • Annex 2106  Cultural Industries 21
  • Chapter   Twenty-Two FINAL PROVISIONS 21
  • Article   2201 Annexes 21
  • Article   2202 Amendments 21
  • Article   2203 Entry Into Force 21
  • Article   2204 Accession 21
  • Article   2205 Withdrawal 21
  • Article   2206 Authentic Texts 21
  • Annex I  Reservations for Existing Measures and Liberalization Commitments 21
  • Annex I  Schedule of Canada 21
  • Annex I  Schedule of Mexico 25
  • Annex I  Schedule of the United States 31
  • Annex II  Reservations for Future Measures (Chapters 11, 12, and 14) 32
  • Annex II  Schedule of Canada 33
  • Annex II  Schedule of Mexico 34
  • Annex II  Schedule of United States 34
  • Annex III  Activities Reserved to the State (Chapter 11) 35
  • Annex III  Schedule of Mexico 35
  • Annex IV  Exceptions from Most-Favored-Nation Treatment (Chapter 11) 36
  • Annex IV  Schedule of Canada 36
  • Annex IV  Schedule of Mexico 36
  • Annex IV  Schedule of the United States 36