Kazakhstan - Singapore Services and Investment Agreement (2023)
Previous page Next page

(a) the relevant laws and regulations;

(b) the categories of permission relating to the temporary entry of natural persons under this Chapter;

(c) the procedures for the application for, and the grant, extension or renewal of, such permission, including the documentation required, conditions to be met and method of filing;

(d) the application fees for each type of permission relating to the temporary entry of natural persons under this Chapter; and

(e) the indicative processing time for the applications.

3. Each Party shall provide the other Party with details of relevant publications or websites where the information referred to in paragraph 2 is made available no later than six months after the date of entry into force of this Agreement.

Article 4.3. Expeditious Application Procedures

1. The competent authorities of each Party shall process expeditiously applications for granting temporary entry from natural persons of the other Party, including applications for renewals or extensions thereof.

2. Upon request by the applicant, the competent authorities of a Party shall provide, without undue delay, information concerning the status of his or her application.

3. Within a reasonable period of time after an application requesting temporary entry is considered complete under its laws and regulations, the competent authorities of each Party shall inform the applicant, either directly or through his or her prospective employers, of the outcome of the application. The notification shall include, as appropriate, the approved period of stay and any other terms and conditions.

4. The Parties shall provide facilities for online application and processing of the permission for the temporary entry of natural persons under this Chapter. A Party may require that online applications for permission be made by the prospective employers of the natural person concerned.

Article 4.4. Dispute Settlement

Nothing in this Chapter shall be subject to investor-state dispute settlement pursuant to Section B (Investor-State Dispute Settlement) of Chapter 3 (Investment).

ANNEX 4-1. KAZAKHSTAN'S SCHEDULE OF COMMITMENTS FOR THE MOVEMENT OF NATURAL PERSONS CHAPTER

The following sets out Kazakhstan's commitments in accordance with Article 4.1 (Scope) in respect of the temporary entry of natural persons of a Party into the territory of the other Party.

Description of CategoryConditions and Limitations (including length of stay)
Intra-Corporate Transferees
Intra-corporate transferees (ICTs) - executives, managers and specialists, as defined below, who are temporarily transferred for the supply of services by the juridical person of the other Party established in Kazakhstan, within which they are being transferred to Kazakhstan. (a) Executives - persons working in a senior position within a juridical person, who: (i) primarily direct the management of the organisation; (ii) establish the goals and policies of the organisation; (iii) exercise wide latitude in decision-making; and (iv) receive only general supervision or direction from the board of directors, or stockholders of the organisation. Executives must not directly perform tasks related to the actual provision of a service or services of the organisation.(a), (b), (c) In the framework of intra-corporate transfer, the entry and temporary stay of natural persons of the other Party shall be permitted for three (3) years, based on the permits (1) annually issued by the authorised body, provided that the company fulfills one of the following requirements: (i) offers training, retraining or advanced training programs for their Kazakhstani employees in skills necessary for subsequent replacement of foreign workforce; or (ii) creates additional jobs for Kazakhstani employees. The above-stated categories of persons must have at least one year?s work experience in a company which represents a juridical person of the other Party and within which they are being transferred to Kazakhstan. All other requirements, laws and regulations regarding entry, stay and work shall continue to apply.
(b) Managers - persons working in a senior position within a juridical person, who possess advanced professional qualifications and have significant managerial experience in the relevant field, and: (i) direct the organisation, or a department or sub-division of the organisation; (ii) supervise and control the work of other supervisory, professional or managerial employees; (iii) have the authority to hire and fire or recommend hiring, firing, or other personnel actions; (iv) receive only general supervision or direction from higher-level executives, the board of directors, or stockholders of the organisation. This category does not include employees who primarily perform tasks necessary for the supply of the service.(b) The total number of foreign managers must not exceed 50% within each service supplier, with the minimum of 3 individuals.
(c) Specialists - persons hired by a juridical person of the other Party who possess advanced special and (or) rare knowledge and skills, a significant professional experience essential for supplying services on a profile of the organisation, research equipment techniques or management. In assessing such knowledge, account will be taken not only of knowledge specific to the establishment, but also of whether the person has a high level of qualification referring to a type of work or trade requiring specific technical knowledge, including membership of licensed/accredited profession.(c) The total number of foreign specialists must not exceed 50% within each service supplier, with the minimum of 3 individuals.
Business Visitors. Persons who are not domiciled within the territory of Kazakhstan and are representatives of a service supplier of the other Party and entering the territory of Kazakhstan in order to: (i) conduct negotiations on sales of services of this supplier, enter into agreement on sales of services, or participate in business meetings; or (ii) establish commercial presence of a service supplier, where the representatives are not engaged in making direct sales to the general public or in supplying services themselves and where the representatives do not receive remuneration from a source within Kazakhstan.The period of temporary stay of this category of persons must not exceed 90 days. All other requirements, laws and regulations regarding entry, stay and work shall continue to apply.
Contractual service suppliers1. Kazakhstan shall allow the supply of services in its territory by juridical persons of the other Party through the presence of natural persons who are natural persons of the other Party, subject to the following conditions: (a) natural persons entering Kazakhstan shall possess: (i) a university degree or an advanced technical qualification demonstrating knowledge of an equivalent level; and (ii) professional qualifications where this is required to professional qualifications where this is required to exercise an activity in the sector concerned pursuant to the law, regulations or requirements of Kazakhstan; (b) natural persons shall not receive remuneration for the provision of services, other than the remuneration paid by the juridical person of the other Party, during their stay in Kazakhstan; (c) natural persons entering Kazakhstan shall have been employed by the juridical person of the other Party for at least the year preceding the date of submission of an application for entry into Kazakhstan. In addition, the natural persons shall possess, at the date of submission of an application for entry into Kazakhstan, at least five years professional experience in the sector of activity which is the subject of the contract; (d) Kazakhstan may apply the economic needs test and an annual quota for work permits reserved for contractual service suppliers of the other Party gaining access to the services market of Kazakhstan; (e) the total number of contractual service suppliers of the other Party entering the services market of Kazakhstan shall not exceed 800 persons per year. 2. Kazakhstan shall allow the supply of services into its territory by juridical persons of the other Party through the presence of natural persons if the service contract fulfils the following conditions: (a) the contract to provide services: (i) has been concluded directly between the juridical person of the other Party and the final consumer, which iS a juridical person of Kazakhstan; (ii) requires the temporary presence on the territory of Kazakhstan of employees of that juridical person in order to provide the service; and (iii) complies with the laws, regulations and requirements of Kazakhstan; (b) the contract to provide services is concluded in one of the following sectors of activity which are included and defined in Kazakhstan's GATS schedule of commitments: (i) legal services; (ii) accounting and bookkeeping services; (iii) taxation services; (iv) architectural services; (v) engineering services; (vi) integrated engineering services; (vii) urban planning and landscape architecture services; (viii) computer and related services; (ix) advertising services; (x) market research services; (xi) management consulting services; (xii) services related to management consulting; (xiii) technical testing and analysis services; (xiv) advisory and consulting services incidental to mining; (xv) related scientific and technical consulting services; (xvi) maintenance and repair of equipment, including transportation equipment, in the context of an after-sales services contract; and (xvii) environmental services. (c) Access accorded under this paragraph relates only to the service activity which is the subject of the contract; it does not confer entitlement to exercise the professional title in the territory of Kazakhstan.
(1) The three-year period may be extended for a period not exceeding one year. The extension is subject to the following economic needs test: (i) a work permit is issued only after a search of appropriate candidates in the database of the competent authority and the publication of a vacancy announcement in the mass media is completed; (ii) these procedures shall take no longer than one month; (iii) permission for an intra-corporate transferee shall be granted after these procedures have been completed, unless the company has identified a local candidate who meets its needs.

ANNEX 4-1. SINGAPORE'S SCHEDULE OF COMMITMENTS FOR THE MOVEMENT OF NATURAL PERSONS CHAPTER

The following sets out Singapore's commitments in accordance with Article 4.1 (Scope) in respect of the temporary entry of natural persons of a Party into the territory of the other Party.

Description of CategoryConditions and Limitations (including length of stay)
Intra-Corporate Transferees
"Intra-corporate transferees" refers to managers, executives and specialists, as defined below, who are employees of firms that provide services within Singapore through a branch, subsidiary, or affiliate established in Singapore and who have been in the prior employ of their firms for a period of not less than one year immediately preceding the date of their application for admission and who are one of the following: (a) Managers - persons within an organisation who primarily direct the organisation, or a department or sub-division of the organisation, supervise and control the work of other supervisory, professional or managerial employees, have the authority to hire and fire or recommend hiring, firing, or other personnel actions (such as promotion or leave authorisation), and exercise discretionary authority over day-to-day operations. Does not include first-line supervisors, unless the employees supervised are professionals, nor does it include employees who primarily performs tasks necessary for the provision of the service. (b) Executives - persons within the organisation who primarily direct the management of the organisation, exercise wide latitude in decision-making, and receive only general supervision or direction from higher-level executives, the board of directors, or stockholders of the business. Executives would not directly perform tasks related to the actual provision of the service or services of the organisation. (c) Specialists - persons within an organisation who possess knowledge at an advanced level of expertise and who possess proprietary knowledge of the organisation's service, research equipment, techniques, or management. (Specialists may include, but are not limited to, members of licensed professions).Entry of Intra-Corporate Transferees shall be subject to the fulfilment of eligibility requirements prevailing at the time of application. Entry for these Intra-Corporate Transferees is for an initial period limited to three years that may be extended for up to two additional years, for a total term not exceeding five years. For greater certainty, the extension period is subject to approval, and is subject to the eligibility requirements prevailing at the time of application of re-extension.
Business Visitors
Business Visitors are business persons who are seeking temporary entry into Singapore for business activity that is international in scope, and not seeking employment or residence in Singapore. Their primary source of remuneration, principal place of business and predominant place of accrual of profits remain outside Singapore. They may seek entry for the purpose of: (i) conducting or attending business-related conferences, seminars or workshops; (ii) negotiating the sale of services or goods where such negotiations do not involve direct sales to the general public.Entry of Business Visitors shall be subject to the fulfilment of eligibility requirements prevailing at the time of application. Entry for these business visitors is for up to thirty (30) days.

Chapter 5. TRANSPARENCY

Article 5.1. Publication

1. Each Party shall ensure that its measures of general application with respect to any matter covered by this Agreement are promptly published or otherwise made available in such a manner as to enable the other Party and interested persons to become acquainted with them.

2. To the extent possible, each Party shall:

(a) publish in advance any such measures of general application that it proposes to adopt; and

(b) provide interested persons and the other Party with a reasonable opportunity to comment on such proposed measures.

Article 5.2. Notification and Provision of Information

1. To the maximum extent possible, each Party shall notify the other Party of any measure which the Party considers may materially affect the operation of this Agreement or otherwise substantially affect the other Party's interests under this Agreement.

2. Upon request of the other Party, a Party shall promptly provide information and respond to questions pertaining to any measure with respect to any matter covered by this Agreement, whether or not the requesting Party has been previously notified of that measure.

3. Any notification or information provided under this Article shall be without prejudice as to whether the measure is consistent with this Agreement.

4. Any notification, request or information under this Article shall be provided to the other Party through the relevant contact points.

5. When the information pursuant to paragraph 1 has been made available by notification to the WTO in accordance with its relevant rules and procedures or when the aforementioned information has been made available on the official, publicly accessible and fee-free websites of the Parties, the information exchange shall be considered to have taken place.

Article 5.3. Administrative Proceedings

With a view to administering in a consistent, impartial and reasonable manner all measures of general application with respect to any matter covered by this Agreement, each Party in its administrative proceedings applying such measures to particular persons, goods or services of the other Party in specific cases shall:

(a) when a proceeding is initiated, endeavour to provide persons of the other Party that are directly affected by a proceeding with reasonable notice, in accordance with its procedures, including a description of the nature of the proceeding, a statement of the legal authority under which the proceeding is initiated and a general description of any issues in controversy;

(b) afford such persons a reasonable opportunity to present facts and arguments in support of their positions prior to any final administrative action, insofar as time, the nature of the proceeding and the public interest permit; and

(c) ensure that the procedures are in accordance with its laws and regulations.

Article 5.4. Review of Administrative Actions

1. Each Party shall establish or maintain judicial, quasi-judicial or administrative tribunals or procedures for the purposes, inter alia, of the prompt review and correction of administrative actions (1) relating to matters covered by this Agreement. Such tribunals or procedures shall be impartial and independent of the office or authority entrusted with administrative enforcement and shall not have any substantial interest in the outcome of the matter.

(1) For greater certainty, the review of administrative actions can take the form of common law judicial review, and the correction of administrative actions may include a referral back to the body that took such action for corrective action.

2. Each Party shall ensure that, in any such tribunals or procedures, the parties to the proceeding are provided with the right to:

(a) a reasonable opportunity to support or defend their respective positions; and

(b) a decision based on the evidence and submissions of record or, where required by its laws and regulations, the record compiled by the administrative authority.

3. Each Party shall ensure, subject to appeal or further review as provided for in its laws and regulations, that such decision shall be implemented by, and shall govern the practice of, the office or authority with respect to the administrative action at issue.

Article 5.5. Specific Provisions

Specific provisions in other Chapters of this Agreement regarding the subject matter of this Chapter shall prevail to the extent that they differ from this Chapter.

Chapter 6. DISPUTE SETTLEMENT

Article 6.1. Definitions

For the purposes of this Chapter:

(a) "arbitrator" means a member of an arbitration panel established under Article 6.8 (Composition and Establishment of the Arbitration Panel);

(b) "arbitration panel" means a panel established under Article 6.8 (Composition and Establishment of the Arbitration Panel);

(c) "complaining Party" means any Party that requests the establishment of an arbitration panel under Article 6.7 (Initiation of Arbitration Procedure);

(d) "DSU" means the Understanding on Rules and Procedures Governing the Settlement of Disputes contained in Annex 2 of the WTO Agreement;

(e) "Party complained against" means the Party that is alleged to be in violation of the provisions of this Agreement; and

(f) "proceeding", unless otherwise specified, means an arbitration panel proceeding under this Chapter.

Article 6.2. Objective

The objective of this Chapter is to avoid and settle any dispute between the Parties with a view to arriving at, where possible, a mutually acceptable solution.

Article 6.3. Scope

1. Except as otherwise provided in this Agreement, this Chapter shall apply with respect to the avoidance or settlement of all disputes between the Parties regarding the interpretation or application of the provisions of this Agreement wherever a Party considers that:

(a) a measure of the other Party is inconsistent with the obligations under this Agreement; or

(b) the other Party has otherwise failed to carry out its obligations under this Agreement.

2. For greater certainty, disputes arising from the nullification or impairment of any benefit that a Party could reasonably have expected to accrue to it under this Agreement as a result of the application of any measure by the other Party which is not inconsistent with this Agreement shall not be subject to the provisions of this Chapter.

Article 6.4. Choice of Forum

1. Recourse to the dispute settlement provisions of this Chapter shall be without prejudice to any action in the WTO framework, including dispute settlement proceedings.

2. Where the complaining Party has, with regard to a particular measure, initiated a dispute settlement proceeding either under this Chapter or under the WTO Agreement, it shall not institute a dispute settlement proceeding regarding the same measure in the other forum until the first proceeding has ended. Moreover, the complaining Party should not initiate dispute settlement proceedings under this Chapter and under the WTO Agreement, unless substantially different obligations are in dispute, or unless the forum selected fails for procedural or jurisdictional reasons to make findings on the claim seeking redress of that obligation, provided that the failure of the forum is not the result of a failure of a Party to act diligently.

3. For the purposes of paragraph 2:

(a) dispute settlement proceedings under the WTO Agreement are deemed to be initiated by a Party's request for the establishment of a panel under Article 6 of the DSU and are deemed to be ended when the Dispute Settlement Body (hereinafter referred to as "DSB") established in paragraph 1 of Article 2 of the DSU adopts the Panel's report, and the Appellate Body's report as the case may be, under Article 16 and paragraph 14 of Article 17 of the DSU; and

(b) dispute settlement proceedings under this Chapter are deemed to be initiated by a Party's request for the establishment of an arbitration panel under Article 6.7 (Initiation of Arbitration Procedure) and are deemed to be ended when the arbitration panel issues its final report to the Parties under Article 6.11 (Interim and Final Arbitration Panel Report) or when arbitration procedures have been terminated under Article 6.15 (Suspension and Termination of Arbitration Procedures).

4. Nothing in this Chapter shall preclude a Party from implementing the suspension of obligations authorised by the DSB. The WTO Agreement shall not be invoked to preclude a Party from suspending obligations as provided for under this Chapter.

Article 6.5. Consultations

1. The Parties shall at all times endeavour to agree on the interpretation and application of the provisions of this Agreement and to resolve any dispute thereof by entering into consultations in good faith with the aim of reaching a mutually agreed solution.

2. A Party shall seek consultations, by means of a written request to the other Party's contact point, and shall give the reasons for the request, including identification of the measures at issue, the applicable provisions of the Agreement and the reasons for the applicability of such provisions.

3. Consultations shall be held no later than thirty (30) days after the date of receipt of the request, and shall be deemed concluded sixty (60) days after the date of receipt of the request, unless the Parties agree otherwise. Consultations on matters of urgency, including those regarding perishable goods, shall be held no later than fifteen (15) days after the date of receipt of the request, and shall be deemed concluded thirty (30) days after the date of receipt of the request, unless the Parties agree otherwise.

4. Consultations may be held in person or by any technological means available to the Parties. If consultations are held in person, they shall be held in the territory of the Party to whom the request was made, unless the Parties agree otherwise. Consultations shall be confidential and without prejudice to the rights of either Party in any further proceedings.

5. If the Party to whom the request is made does not respond to the request for consultations within ten (10) days of the date of its receipt, or if consultations are not held within the timeframes laid down in paragraph 3, or if consultations have been concluded and no mutually agreed solution has been reached, the complaining Party may request the establishment of an arbitration panel in accordance with Article 6.7 (Initiation of Arbitration Procedure).

Article 6.6. Good Offices, Conciliation or Mediation

1. The Parties may at any time agree to good offices, conciliation or mediation. Procedures for good offices, conciliation or mediation may begin at any time. They may be terminated at any time upon the request of either Party.

2. If the Parties so agree, good offices, conciliation or mediation may continue while the proceedings of the arbitration panel provided for in this Chapter are in progress.

3. Proceedings involving good offices, conciliation and mediation, and in particular positions taken by the Parties during those proceedings, shall be confidential and without prejudice to the rights of either Party in any other proceeding.

Article 6.7. Initiation of Arbitration Procedure

A request for the establishment of an arbitration panel shall be made in writing to the contact point of the Party complained against. The complaining Party shall identify in its request the specific measure or other matter at issue, whether consultations have been held and a summary of the legal basis of the complaint in a manner sufficient to present the problem clearly.

Article 6.8. Composition and Establishment of the Arbitration Panel

1. An arbitration panel shall be composed of three (3) arbitrators. Each Party shall appoint an arbitrator no later than thirty (30) days after the receipt of the request referred to in Article 6.7 (Initiation of Arbitration Procedure), and the two arbitrators shall, no later than thirty (30) days after the appointment of the second of them, designate by agreement the third arbitrator.

2. The Parties shall, no later than seven (7) days after the designation of the third arbitrator, approve or disapprove the appointment of that arbitrator, who shall, if approved, act as the chairperson of the arbitration panel.

3. If the third arbitrator has not been designated as provided under paragraph 1, or either Party disapproves the appointment of the third arbitrator, the Director-General of the WTO shall, at the request of either Party, within a further period of thirty (30) days, appoint the third arbitrator, who shall act as the chairperson of the arbitration panel.

4. If a Party does not appoint an arbitrator as provided under paragraph 1, the other Party may inform the Director-General of the WTO, who shall appoint the chairperson of the arbitration panel within a further period of thirty (30) days. Upon appointment, the chairperson shall request the Party which has not appointed an arbitrator to do so within fourteen (14) days. If after such period, that Party has still not appointed an arbitrator, the chairperson shall inform the Director-General of the WTO, who shall make this appointment within a further period of thirty (30) days.

5. For the purposes of paragraphs 3 and 4, in the event that the Director-General of the WTO is a national of Kazakhstan or Singapore, the Deputy Director-General of the WTO or the officer next in seniority who is not such a national shall be requested to make the necessary appointments.

6. The date of establishment of the arbitration panel shall be the date on which the last of the three arbitrators is appointed.

7. Any person appointed as an arbitrator of the arbitration panel shall have expertise or experience in law, international trade, other matters covered by this Agreement, or the resolution of disputes arising under international trade agreements. An arbitrator shall be chosen strictly on the bases of objectivity, reliability, sound judgment and independence, and shall conduct himself or herself on these bases throughout the course of the arbitration proceedings and in accordance with Annex 6 -2 (Code of Conduct for Arbitrators). Additionally, the chairperson shall not be a national of, have his or her usual place of residence in the territory of, or be employed by, Kazakhstan or Singapore. The chairperson shall be a national of a state having diplomatic relations with Kazakhstan and Singapore. If a Party considers that any arbitrator of the arbitration panel is in violation of these requirements, the Parties shall consult and if they agree, the arbitrator shall be removed and a new arbitrator shall be appointed in accordance with this Article.

8. If any arbitrator of the arbitration panel appointed under this Article resigns or becomes unable to participate in the proceeding, or is removed according to paragraph 7, a successor shall be appointed in the same manner as prescribed for the appointment of the original arbitrator. In such a case, the work of the arbitration panel shall be suspended for a period beginning on the date the original arbitrator resigns, becomes unable to participate in the proceeding, or is removed according to paragraph 7, and all timeframes applicable to the arbitration panel proceedings shall be extended by the amount of time for which the work of the arbitration panel is suspended. The work of the arbitration panel shall resume on the date the successor is appointed. The successor shall have all the powers and duties of the original arbitrator.

Article 6.9. Terms of Reference

Unless the Parties otherwise agree no later than twenty (20) days after the date of receipt of the request for the establishment of the arbitration panel, the terms of reference of the arbitration panel shall be:

"To examine, in the light of the relevant provisions of the Agreement on Trade in Services and Investment between the Republic of Kazakhstan and the Republic of Singapore, the matter referred to in the request for the establishment of an arbitration panel pursuant to Article 6.7 (Initiation of Arbitration Procedure), and to make findings, determinations and any recommendations for resolution of the dispute, and issue a written report, as provided in Article 6.11 (Interim and Final Arbitration Panel Report)".

Article 6.10. Proceedings of the Arbitration Panel

1. The arbitration panel shall meet in closed session, unless the Parties decide otherwise.

2. Each Party shall be given the opportunity to provide at least one written submission and to attend any of the presentations, statements or rebuttals in the proceedings. All information or written submissions submitted by a Party to the arbitration panel, including any comments on the interim report and responses to questions put by the arbitration panel, shall be made available to the other Party.

3. A Party asserting that a measure of the other Party is inconsistent with this Agreement shall have the burden of establishing such inconsistency. A Party asserting that a measure is subject to an exception under this Agreement shall have the burden of establishing that the exception applies.

4. The arbitration panel should consult with the Parties as appropriate and provide adequate opportunities for the development of a mutually satisfactory resolution or mutually agreed solution.

5. The arbitration panel shall make every effort to take any decision by consensus. Where a decision cannot be arrived at by consensus, the matter at issue shall be decided by majority vote.

6. At the request of a Party, or upon its own initiative, the arbitration panel may obtain information from any source it deems appropriate for the arbitration panel proceedings. The arbitration panel also has the right to seek the opinion of experts as it deems appropriate. The arbitration panel shall consult the Parties before choosing such experts. Any information obtained in this manner must be disclosed to the Parties and submitted for their comments. Where the arbitration panel takes such information into account in the preparation of its report, it shall also take into account any comments by the Parties on such information.

7. The deliberations of the arbitration panel and the documents submitted to it shall be kept confidential.

8. Notwithstanding paragraph 7, either Party may make public statements as to its views regarding the dispute, but shall treat as confidential any information and written submissions submitted by the other Party to the arbitration panel which that Party has designated as confidential. Where a Party has provided information or written submissions designated as confidential, that Party shall, no later than thirty (30) days after a request by the other Party, provide a non-confidential summary of the information or written submissions which may be disclosed publicly.

Article 6.11. Interim and Final Arbitration Panel Report

1. The arbitration panel shall issue an interim report to the Parties setting out:

(a) a summary of the submissions and arguments of the Parties;

(b) the findings of fact, together with reasons;

(c) its determination as to the interpretation or application of the provisions of this Agreement, and whether

(i) a measure at issue is inconsistent with the obligations of this Agreement; or

(ii) a Party complained against has otherwise failed to carry out its obligations under this Agreement;

(d) any other determination requested in the terms of reference; and

(e) if there is a determination of inconsistency, its recommendation that the Party complained against bring the measure into conformity with the obligations under this Agreement and, if the Parties agree, on the means to resolve the dispute,

no later than ninety (90) days, or sixty (60) days in case of urgency, after the date of establishment of the arbitration panel. Where it considers that this deadline cannot be met, the chairperson of the arbitration panel must notify the Parties in writing, stating the reasons for the delay and the date on which the arbitration panel plans to issue its interim report. Under no circumstances should the arbitration panel issue its interim report later than one hundred and twenty (120) days after the date of its establishment.

2. Any Party may submit a written request for the arbitration panel to review precise aspects of the interim report within thirty (30) days of its issuance. The arbitration panel shall consider any written comments on the interim report by the Parties within fifteen (15) days from the date of receipt of the written comments.  After considering any such written comments by the Parties, the arbitration panel may modify its report and make any further examination it considers appropriate.

3. The arbitration panel shall issue its final report to the Parties no later than forty-five (45) days, or thirty (30) days in case of urgency, after the issuance of the interim report. Where it considers that this deadline cannot be met, the chairperson of the arbitration panel shall notify the Parties in writing, stating the reasons for the delay and the date on which the arbitration panel plans to issue its final report. Under no circumstances should the arbitration panel issue its final report later than one hundred and eighty (180) days after the date of its establishment. The final report shall set out the matters listed in paragraph 1, include a sufficient discussion of the arguments made at the interim review stage and address clearly the written comments of the Parties.

4. The final report of the arbitration panel shall be unconditionally accepted by the Parties with regard to a particular dispute. In its findings and recommendations, the arbitration panel cannot add to or diminish the rights and obligations provided in this Agreement.

Article 6.12. Implementation of the Arbitration Panel Report

1. Each Party shall take any measure necessary to comply in good faith with the final report of the arbitration panel. If, in its final report, the arbitration panel determines that a measure at issue is inconsistent with the obligations under this Agreement, or that the Party complained against has otherwise failed to carry out its obligations under this Agreement, the Party complained against shall, whenever possible, eliminate the non-conformity with this Agreement.

2. No later than thirty (30) days after the issuance of the final report of the arbitration panel, the Party complained against shall notify the complaining Party of the time it will require for compliance with the final report (hereinafter referred to as the "reasonable period of time"), if immediate compliance is not practicable. The Parties shall endeavour to agree on the reasonable period of time.

3. If the Parties fail to agree within a period of forty-five (45) days after the issuance of the final report of the arbitration panel on the reasonable period of time, the complaining Party may, no later than fifty (50) days after the issuance of the final report, request in writing to the original arbitration panel to determine the length of the reasonable period of time. Such request shall be notified simultaneously to the other Party. The original arbitration panel shall issue to the Parties its determination on the length of the reasonable period of time no later than twenty (20) days after the date of the submission of the request.

4. In the event that any member of the original arbitration panel is no longer available, the procedures set out in Article 6.8 (Composition and Establishment of the Arbitration Panel) shall apply. The time limit for issuing the determination on the length of the reasonable period of time shall be no later than thirty-five (35) days (1) after the date of the submission of the request referred to in paragraph 3.

(1) For greater certainty, the period of thirty-five (35) days does not include any days suspended pursuant to paragraph 8 of Article 6.8 (Composition and Establishment of the Arbitration Panel).

5. The Party complained against shall notify the complaining Party before the end of the reasonable period of time of any measure that it has taken to comply with the final report of the arbitration panel. The reasonable period of time may be extended by mutual agreement of the Parties at any time before its expiry.

6. In the event that there is disagreement between the Parties concerning the existence or the consistency of any measure notified under paragraph 5 with the provisions of this Agreement, the complaining Party may request in writing that the original arbitration panel make a determination on the matter. Such request shall be notified simultaneously to the other Party, and shall identify any specific measure at issue and the provisions referred to in Article 6.3 (Scope) that it considers the measure to be inconsistent with, in a manner sufficient to present the disagreement clearly. The original arbitration panel shall issue to the Parties its determination no later than forty-five (45) days after the date of the submission of the request.

7. In the event that any member of the original arbitration panel is no longer available, the procedures set out in Article 6.8 (Composition and Establishment of the Arbitration Panel) shall apply. The time limit for issuing the determination shall be no later than sixty (60) days (2) after the date of the submission of the request referred to in paragraph 6.

(2) For greater certainty, the period of sixty (60) days does not include any days suspended pursuant to paragraph 8 of Article 6.8 (Composition and Establishment of the Arbitration Panel).

Article 6.13. Compensation and Suspension of Concessions or other Obligations

1. If the Party complained against fails to notify any measure taken to comply with the final report of the arbitration panel in accordance with Article 6.12 (Implementation of the Arbitration Panel Report), or if the arbitration panel determines that any measure notified under Article 6.12 (Implementation of the Arbitration Panel Report) does not exist or is inconsistent with any provision of this Agreement, the Party complained against shall enter into negotiations with the complaining Party, with a view to reaching a mutually acceptable agreement on compensation.

2. If the Parties fail to agree on compensation within thirty (30) days after:

(a) the expiry of the reasonable period of time; or

(b) the issuance of the arbitration panel's determination that any measure notified under Article 6.12 (Implementation of the Arbitration Panel Report) does not exist or is inconsistent with any provision of this Agreement, as the case may be, the complaining Party shall be entitled, upon notification to the Party complained against, to suspend concessions or other obligations arising from this Agreement of equivalent effect to those affected by the measure that the arbitration panel has found to be inconsistent with this Agreement. The notification shall specify the level of concessions or other obligations that the complaining Party intends to suspend and indicate the reasons on which the suspension is based. The complaining Party may begin implementing the suspension twenty (20) days after the delivery of its notification to the Party complained against, subject to paragraph 4.

3. In considering what concessions or other obligations to suspend pursuant to paragraph 2:

(a) the complaining Party should first seek to suspend concessions or other obligations with respect to the same sector as that in which the final report of the arbitration panel referred to in Article 6.11 the complaining Party should first seek to suspend concessions or other obligations with respect to the same sector as that in which the final report of the arbitration panel referred to in Article 6.11 (Interim and Final Arbitration Panel Report) has found an inconsistency with the obligations under this Agreement;

(b) if the complaining Party considers that it is not practicable or effective to suspend concessions or other obligations with respect to the same sector, it may suspend concessions or other obligations with respect to other sectors; and

(c) the complaining Party will take into consideration those concessions or other obligations the suspension of which would least disturb the functioning of this Agreement.

4. The Party complained against may request in writing the original arbitration panel to make a determination on whether the level of concessions or other obligations that the complaining Party intends to suspend is equivalent to those affected by the measure that the arbitration panel has found to be inconsistent with this Agreement. Such request shall be notified to the complaining Party before the expiry of the twenty (20)-day period referred to in paragraph 2. The original arbitration panel, having sought, if appropriate, the opinion of experts, shall issue to the Parties its determination no later than thirty (30) days after the date of the submission of the request. Concessions or other obligations shall not be suspended until the arbitration panel has issued its determination and any suspension shall be consistent with the arbitration panel's determination.

5. In the event that any member of the original arbitration panel is no longer available, the procedures laid down in Article 6.8 (Composition and Establishment of the Arbitration Panel) shall apply. The time limit for issuing the determination shall be no later than forty-five (45) days (3) after the date of the submission of the request referred to in paragraph 4.

(3) For greater certainty, the period of forty-five (45) days does not include any days suspended pursuant to paragraph 8 of Article 6.8 (Composition and Establishment of the Arbitration Panel).

6. The compensation referred to in paragraph 1 and the suspension referred to in paragraph 2 are temporary measures. Neither compensation nor suspension is preferred to full elimination of any non-conformity with this Agreement as determined in the final report of the arbitration panel. Any suspension shall only be applied until such time as the non-conformity is fully eliminated, or the non-conformity is determined in accordance with Article 6.14 (Compliance Review) to have been eliminated, or the Parties have otherwise reached a mutually satisfactory solution.

Article 6.14. Compliance Review

1. If the Party complained against considers that it has eliminated the non-conformity with this Agreement as originally determined by the final report of the arbitration panel, it may request in writing that the original arbitration panel make a determination on the matter. Such request shall be notified simultaneously to the other Party. The original arbitration panel shall issue to the Parties its determination no later than forty-five (45) days after the date of the submission of the request. If the arbitration panel determines that the Party complained against has eliminated the non-conformity with the provisions of this Agreement, the complaining Party shall cease to apply any suspension of concessions or other obligations that it has implemented.

2. In the event that any member of the original arbitration panel is no longer available, the procedures set out in Article 6.8 (Composition and Establishment of the Arbitration Panel) shall apply. The time limit for issuing the determination shall be no later than sixty (60) days (4) after the date of the submission of the request referred to in paragraph 1.

(4) For greater certainty, the period of sixty (60) days does not include any days suspended pursuant to paragraph 8 of Article 6.8 (Composition and Establishment of the Arbitration Panel).

Article 6.15. Suspension and Termination of Arbitration Procedures

1. The arbitration panel shall, at the written request of both Parties, suspend its work at any time for a period agreed by the Parties, not exceeding twelve (12) months, and shall resume its work at the end of this agreed period at the written request of the complaining Party, or before the end of this agreed period at the written request of both Parties. If the complaining Party does not request the resumption of the arbitration panel?s work before the expiry of the agreed suspension period, the dispute settlement procedures initiated pursuant to this Chapter shall be deemed terminated. Subject to Article 6.4 (Choice of Forum), the suspension or termination of the arbitration panel?s work is without prejudice to the rights of either Party in another proceeding.

2. The Parties may, at any time, agree in writing to terminate the dispute settlement procedures initiated pursuant to this Chapter.

Article 6.16. Rules of Procedure

Dispute settlement procedures under this Chapter shall be governed by Annex 6 -1 (Rules of Procedure for Arbitration).

Article 6.17. Rules of Interpretation

The arbitration panel shall interpret the provisions of this Agreement in accordance with customary rules of interpretation of public international law.

Article 6.18. Expenses

  • Chapter   1 INITIAL PROVISIONS 1
  • Article   1.1 Establishment of a Free Trade Area 1
  • Article   1.2 Objectives 1
  • Article   1.3 Scope 1
  • Article   1.4 Definitions of General Application 1
  • Chapter   2 TRADE IN SERVICES 1
  • Article   2.1 Scope and Coverage 1
  • Article   2.2 Most-Favoured-Nation Treatment 1
  • Article   2.3 Market Access 1
  • Article   2.4 National Treatment 1
  • Article   2.5 Additional Commitments 1
  • Article   2.6 Payments and Transfers 1
  • Article   2.7 Monopolies and Exclusive Service Suppliers 1
  • Article   2.8 Domestic Regulation 1
  • Chapter   3 INVESTMENT 2
  • Article   3.1 Definitions 2
  • Section   A Investment 2
  • Article   3.2 Scope 2
  • Article   3.3 Promotion and Protection of Investments 2
  • Article   3.4 Domestic Regulation 2
  • Article   3.5 National Treatment 2
  • Article   3.6 Most-Favoured-Nation Treatment 2
  • Article   3.7 Compensation for Losses 2
  • Article   3.8 Performance Requirements 2
  • Article   3.9 Non-Conforming Measures 2
  • Article   3.10 Expropriation (2) 2
  • Article   3.11 Subrogation 2
  • Article   3.12 Transfers 2
  • Article   3.13 Special Formalities and Treatment of Information 2
  • Section   B Investor-State Dispute Settlement 2
  • Article   3.14 Scope 2
  • Article   3.15 Institution of Arbitral Proceedings 2
  • Article   3.16 Constitution of Arbitral Tribunal 2
  • Article   3.17 Rules of Interpretation 2
  • Article   3.18 Place of Arbitration 2
  • Article   3.19 Conduct of the Arbitration 2
  • Article   3.20 Interim Measures of Protection and Diplomatic Protection 3
  • Article   3.21 Award 3
  • Article   3.22 Costs 3
  • Article   3.23 Consolidation 3
  • Article   3.24 Third-Party Funding 3
  • Section   C Final Provisions 3
  • Article   3.25 Publication of International Agreements 3
  • ANNEX 3-1  NON-CONFORMING MEASURES. SCHEDULE OF KAZAKHSTAN 3
  • ANNEX 3-1  NON-CONFORMING MEASURES. SCHEDULE OF SINGAPORE 3
  • ANNEX 3-2  NON-CONFORMING MEASURES. SCHEDULE OF KAZAKHSTAN 4
  • ANNEX 3-2  NON-CONFORMING MEASURES. SCHEDULE OF SINGAPORE 5
  • ANNEX 3-A  EXPROPRIATION 6
  • Chapter   4 MOVEMENT OF NATURAL PERSONS 6
  • Article   4.1 Scope 6
  • Article   4.2 Provision of Information 6
  • Article   4.3 Expeditious Application Procedures 7
  • Article   4.4 Dispute Settlement 7
  • ANNEX 4-1  KAZAKHSTAN'S SCHEDULE OF COMMITMENTS FOR THE MOVEMENT OF NATURAL PERSONS CHAPTER 7
  • ANNEX 4-1  SINGAPORE'S SCHEDULE OF COMMITMENTS FOR THE MOVEMENT OF NATURAL PERSONS CHAPTER 7
  • Chapter   5 TRANSPARENCY 7
  • Article   5.1 Publication 7
  • Article   5.2 Notification and Provision of Information 7
  • Article   5.3 Administrative Proceedings 7
  • Article   5.4 Review of Administrative Actions 7
  • Article   5.5 Specific Provisions 7
  • Chapter   6 DISPUTE SETTLEMENT 7
  • Article   6.1 Definitions 7
  • Article   6.2 Objective 7
  • Article   6.3 Scope 7
  • Article   6.4 Choice of Forum 7
  • Article   6.5 Consultations 7
  • Article   6.6 Good Offices, Conciliation or Mediation 7
  • Article   6.7 Initiation of Arbitration Procedure 7
  • Article   6.8 Composition and Establishment of the Arbitration Panel 7
  • Article   6.9 Terms of Reference 7
  • Article   6.10 Proceedings of the Arbitration Panel 7
  • Article   6.11 Interim and Final Arbitration Panel Report 7
  • Article   6.12 Implementation of the Arbitration Panel Report 7
  • Article   6.13 Compensation and Suspension of Concessions or other Obligations 7
  • Article   6.14 Compliance Review 7
  • Article   6.15 Suspension and Termination of Arbitration Procedures 7
  • Article   6.16 Rules of Procedure 7
  • Article   6.17 Rules of Interpretation 7
  • Article   6.18 Expenses 8
  • Article   6.19 Time Limits 8
  • ANNEX 6-1  RULES OF PROCEDURE FOR ARBITRATION 8
  • ANNEX 6-2  CODE OF CONDUCT FOR ARBITRATORS 8
  • Chapter   7 INSTITUTIONAL AND GENERAL PROVISIONS 8
  • Article   7.1 Joint Committee 8
  • Article   7.2 Contact Points 8
  • Article   7.3 Relationship with other Agreements 8
  • Article   7.4 Evolving WTO Law 8
  • Article   7.5 Taxation 8
  • Article   7.6 Restrictions to Safeguard the Balance-of-Payments 9
  • Article   7.7 General Exceptions (2) 9
  • Article   7.8 Security Exceptions 9
  • Article   7.9 Disclosure of Information 9
  • Article   7.10 Denial of Benefits 9
  • Chapter   8 FINAL PROVISIONS 9
  • Article   8.1 Amendments 9
  • Article   8.2 Entry Into Force 9
  • Article   8.3 Duration 9
  • Article   8.4 Savings Clause 9
  • Article   8.5 Annexes 9