Japan - United Kingdom CEPA (2020)
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6. The date of establishment of the panel shall be the date on which the last of the three arbitrators has notified to the Parties the acceptance of his or her appointment.

Article 22.9. List of Arbitrators

1. The Joint Committee shall, at its first meeting pursuant to paragraph 2 of Article 23.1, establish a list of at least nine individuals who are willing and able to serve as arbitrators. The list shall be composed of three sub-lists: a sub-list for each Party and a sub-list of individuals who are not nationals of either Party and who shall act as the chairperson of the panel. Each sub-list shall include at least three individuals. For the establishment or an update of the sub-list of chairpersons, each Party may propose up to three individuals. The Joint Committee will ensure that the number of individuals on the list of arbitrators is always maintained at the level required by this paragraph.

2. The Joint Committee may establish an additional list, consisting of individuals with demonstrated expertise in specific sectors covered by this Agreement, which may be used to compose the panel.

Article 22.10. Qualifications of Arbitrators

All arbitrators shall:

(a) have demonstrated expertise in law and either international trade or other matters covered by this Agreement and, in case of a chairperson, also have experience in arbitration proceedings;

(b) be independent of, and not be affiliated with or take instructions from, either Party;

(c) serve in their individual capacities and not take instructions from any organisation or government with regard to matters related to the dispute; and

(d) comply with the Code of Conduct.

Article 22.11. Replacement of Arbitrators

If in arbitration proceedings under this Chapter, any of the arbitrators of the original panel is unable to participate, withdraws, or needs to be replaced because that arbitrator does not comply with the requirements of the Code of Conduct, the procedure set out in Article 22.8 shall apply.

Article 22.12. Functions of Panels

The panel established pursuant to Article 22.7:

(a) shall make an objective assessment of the matter before it, including an objective assessment of the facts of the case and the applicability of, and conformity of the measures at issue with, the covered provisions;

(b) shall set out, in its decisions, the findings of fact and law and the rationale behind any findings and conclusions that it makes; and

(c) should consult regularly with the Parties and provide adequate opportunities for achieving a mutually agreed solution.

Article 22.13. Terms of Reference

1. Unless the Parties agree otherwise no later than 10 days after the date of the establishment of the panel, the terms of reference of the panel shall be: "to examine, in the light of the relevant covered provisions of this Agreement cited by the Parties, the matter referred to in the request for the establishment of the panel, to decide on the conformity of the measure at issue with the relevant covered provisions of this Agreement and to issue a report in accordance with Articles 22.18 and 22.19".

2. If the Parties agree on other terms of reference than those referred to in paragraph 1, they shall notify the agreed terms of reference to the panel no later than three days after their agreement.

Article 22.14. Decision on Urgency

If a Party so requests, the panel shall decide, no later than 15 days after the date of its establishment, whether a dispute concerns matters of urgency.

Article 22.15. Panel Proceedings

1. Any hearing of the panel shall be open to the public unless the Parties agree otherwise or the submissions and arguments of a Party contain confidential information. Hearings held in closed session shall be confidential.

2. Unless the Parties agree otherwise, the venue shall alternate between the Parties with the first hearing to be held in the Party complained against.

3. The panel and the Parties shall treat as confidential any information submitted by a Party to the panel which that Party has designated as confidential. Where that Party submits a confidential version of its written submissions to the panel, it shall also, on request of the other Party, provide a non-confidential summary of the information contained in its submissions that could be disclosed to the public with an explanation as to why the non-disclosed information is confidential.

4. The deliberations of the panel shall be kept confidential.

5. The Parties shall be given the opportunity to attend any of the presentations, statements, arguments or rebuttals in the proceedings. The Parties shall make available to each other any information or written submissions submitted to the panel, including any comments on the descriptive part of the interim report, responses to questions of the panel and written comments on those responses.

6. The interim report and the final report shall be drafted without the presence of the Parties, and in light of the information provided and the statements made. The arbitrators shall assume full responsibility for the drafting of the reports and shall not delegate this responsibility to any other person.

7. The panel shall attempt to make its decisions, including its final report, by consensus. It may also make its decisions, including its final report, by majority vote where a decision cannot be arrived at by consensus. Dissenting opinions of arbitrators shall not be published.

8. The decisions of the panel shall be final and binding on the Parties. They shall be unconditionally accepted by the Parties. They shall not add to or diminish the rights and obligations of the Parties under this Agreement. They shall not be construed as creating rights for and obligations on persons.

Article 22.16. Rules of Interpretation

The panel shall interpret the covered provisions in accordance with customary rules of interpretation of public international law including those codified in the Vienna Convention on the Law of Treaties. The panel shall also take into account relevant interpretations in panel and Appellate Body reports adopted by the DSB.

Article 22.17. Receipt of Information

1. On request of a Party, or on its own initiative, the panel may seek from the Parties relevant information it considers necessary and appropriate. The Parties shall respond promptly and fully to any request by the panel for information.

2. On request of a Party, or on its own initiative, the panel may seek from any source any information, including confidential information, it considers appropriate. The panel also has theright to seek the opinion of experts as it considers appropriate.

3. Natural persons of Party or legal persons established in a Party may submit amicus curiae briefs to the panel in accordance with the Rules of Procedure.

4. Any information obtained by the panel under this Article shall be made available to the Parties and the Parties may submit comments on that information to the panel.

Article 22.18. Interim Report

1. The panel shall issue an interim report to the Parties setting out a descriptive part and its findings and conclusions no later than 120 days after the date of its establishment in a manner enabling the Parties to review it. When the panel considers that this deadline cannot be met, the chairperson of the panel shall notify the Parties in writing, stating the reasons for the delay and the date on which the panel plans to issue its interim report. Under no circumstances shall the delay exceed 30 days after the deadline.

2. Each Party may submit to the panel written comments and a written request to review precise aspects of the interim report no later than 15 days after the date of issuance of the interim report. After considering any written comments and requests by each Party on the interim report, the panel may modify the interim report and make any further examination it considers appropriate.

3. In cases of urgency,

(a) the panel shall make every effort to issue its interim report no later than 60 days after the date of its establishment and shall in no circumstances issue the interim report later than 75 days after the date of its establishment; and

(b) each Party may submit to the panel written comments and a written request to review precise aspects of the interim report no later than seven days after the date of issuance of the interim report.

Article 22.19. Final Report

1. The panel shall issue its final report to the Parties no later than 30 days after the date of issuance of the interim report. When the panel considers that this deadline cannot be met, the chairperson of the panel shall notify the Parties in writing, stating the reasons for the delay and the date on which the panel plans to issue its final report. Under no circumstances shall the delay exceed 30 days after the deadline.

2. In cases of urgency, the panel shall make every effort to issue its final report no later than 15 days after the date of issuance of the interim report and shall in no circumstances issue the final report later than 30 days after the date of issuance of the interim report.

3. The final report shall include an adequate discussion of any written comments and requests made by the Parties on the interim report. The panel may, in its final report, suggest ways in which the final report could be implemented.

4. The Parties shall make the final report publicly available in its entirety no later than 10 days after the date of its issuance unless they decide, in order to protect confidential information, to publish the final report only in parts, or not to publish the final report.

Article 22.20. Compliance with the Final Report

1. The Party complained against shall take any measure necessary to comply promptly and in good faith with the final report issued pursuant to Article 22.19.

2. The Party complained against shall, no later than 30 days after the date of issuance of the final report, notify the complaining Party of the length of the reasonable period of time for compliance with the final report and the Parties shall endeavour to agree on the reasonable period of time required for compliance. If there is disagreement between the Parties on the length of the reasonable period of time, the complaining Party may, no later than 20 days after the date of receipt of the notification made in accordance with this paragraph by the Party complained against, request in writing the original panel to determine the length of the reasonable period of time. Such request shall be notified simultaneously to the Party complained against. The original panel shall notify its determination to the Parties no later than 30 days after the date of submission of the request.

3. The length of the reasonable period of time for compliance with the final report may be extended by mutual agreement of the Parties.

4. The Party complained against shall inform the complaining Party in writing of its progress to comply with the final report at least one month before the expiry of the reasonable period of time for compliance with the final report unless the Parties agree otherwise.

Article 22.21. Compliance Review

1. The Party complained against shall, no later than the date of expiry of the reasonable period of time for compliance with the final report, notify the complaining Party of any measures taken to comply with the final report.

2. Where there is disagreement on the existence of measures taken to comply with the final report, or their consistency with the covered provisions, the complaining Party may request in writing the original panel to examine the matter. That request shall be notified simultaneously to the Party complained against.

3. The request referred to in paragraph 2 shall provide the factual and legal basis for the complaint, including the specific measures at issue, in such a manner as to clearly present how such measures are inconsistent with the relevant covered provisions.

4. The panel shall notify its decision to the Parties no later than 90 days after the date of referral of the matter.

Article 22.22. Temporary Remedies In Case of Non-compliance

1. The Party complained against shall, on request of the complaining Party, enter into consultations with a view to agreeing on a mutually satisfactory compensation or any alternative arrangement if:

(a) in accordance with Article 22.21 the original panel finds that the measures taken to comply with the final report as notified by the Party complained against are inconsistent with the relevant covered provisions;

(b) the Party complained against fails to notify any measure taken to comply with the final report before the expiry of the reasonable period of time determined in accordance with paragraph 2 of Article 22.20; or

(c) the Party complained against notifies the complaining Party that it is impracticable to comply with the final report within the reasonable period of time determined in accordance with paragraph 2 of Article 22.20.

2. If the complaining Party decides not to make a request in accordance with paragraph 1 in the case where any of the conditions in subparagraphs 1(a) to (c) are met or if a request is made and no mutually satisfactory compensation nor any alternative arrangement has been agreed within 20 days after the date of receipt of the request made in accordance with paragraph 1, the complaining Party may notify the Party complained against in writing that it intends to suspend the application to the Party complained against of concessions or other obligations under the covered provisions. The notification shall specify the level of intended suspension of concessions or other obligations.

3. The complaining Party shall have the right to implement the suspension of concessions or other obligations referred to in the preceding paragraph 15 days after the date of receipt of the notification by the Party complained against, unless the Party complained against has requested arbitration in accordance with paragraph 6.

4. The suspension of concessions or other obligations:

(a) shall be at a level equivalent to the nullification or impairment that is caused by the failure of the Party complained against to comply with the final report; and

(b) may be applied to sectors that are subject to dispute settlement in accordance with Article 22.2 other than the sector or sectors in which the panel has found nullification or impairment, in particular if the complaining Party is of the view that such suspension is effective in inducing compliance.

5. The suspension of concessions or other obligations or the compensation or any alternative arrangement referred to in this Article shall be temporary and shall only apply until the inconsistency of the measure with the relevant covered provisions which has been found in the final report has been removed, or until the Parties have agreed on a mutually satisfactory compensation or any alternative arrangement.

6. If the Party complained against considers that the suspension of concessions or other obligations does not comply with paragraph 4, that Party may request in writing the original panel to examine the matter no later than 15 days after the date of receipt of the notification referred to in paragraph 2. That request shall be notified simultaneously to the complaining Party. The original panel shall notify to the Parties its decision on the matter no later than 30 days after the date of submission of the request. Concessions or other obligations shall not be suspended until the original panel has notified its decision. The suspension of concessions or other obligations shall be consistent with the decision.

Article 22.23. Compliance Review after the Adoption of Temporary Remedies

1. Upon the notification by the Party complained against to the complaining Party of the measure taken to comply with the final report:

(a) in a situation where the right to suspend concessions or other obligations has been exercised by the complaining Party in accordance with Article 22.22, the complaining Party shall terminate the suspension of concessions or other obligations no later than 30 days after the date of receipt of the notification, with the exception of the cases referred to in paragraph 2; or

(b) in a situation where mutually satisfactory compensation or an alternative arrangement has been agreed, the Party complained against may terminate the application of such compensation or arrangement no later than 30 days after the date of receipt of the notification, with the exception of the cases referred to in paragraph 2.

2. If the Parties do not reach an agreement on whether the measure notified in accordance with paragraph 1 is consistent with the relevant covered provisions within 30 days after the date of receipt of the notification, the complaining Party shall request in writing the original panel to examine the matter. That request shall be notified simultaneously to the Party complained against. The decision of the panel shall be notified to the Parties no later than 45 days after the date of submission of the request. If the panel decides that the measure notified in accordance with paragraph 1 is consistent with the relevant covered provisions, the suspension of concessions or other obligations, or the application of the compensation or alternative arrangement, shall be terminated no later than 15 days after the date of the decision. Where relevant, the level of suspension of concessions or other obligations, or of the compensation or alternative arrangement, shall be adapted in light of the decision of the panel.

Article 22.24. Suspension and Termination of Proceedings

On the joint request of the Parties, the panel shall suspend at any time the proceedings for a period agreed by the Parties not exceeding 12 consecutive months. In the event of such suspension, the relevant time periods shall be extended by the period of time for which the proceedings of the panel were suspended. The panel shall resume the proceedings at any time upon the joint request of the Parties or at the end of the agreed suspension period on the written request of a Party. The request shall be notified to the chairperson of the panel, as well as to the other Party, where applicable. If the proceedings of the panel have been suspended for more than 12 consecutive months, the authority for establishment of the panel shall lapse and the proceedings of the panel shall be terminated. The Parties may agree at any time to terminate the proceedings of the panel. The Parties shall jointly notify such agreement to the chairperson of the panel.

Section D. General Provisions

Article 22.25. Administration of the Dispute Settlement Procedure

1. Each Party shall:

(a) designate an office which shall be responsible for the administration of the dispute settlement procedure under this Chapter;

(b) be responsible for the operation and costs of its designated office; and

(c) notify the other Party in writing of the office's location and contact information no later than three months after the date of entry into force of this Agreement.

2. Notwithstanding paragraph 1, the Parties may agree to jointly entrust an external body with providing support for certain administrative tasks for the dispute settlement procedure under this Chapter.

Article 22.26. Mutually Agreed Solution

1. The Parties may reach a mutually agreed solution at any time with respect to any dispute referred to in Article 22.2.

2. If a mutually agreed solution is reached during panel proceedings or a mediation procedure, the Parties shall jointly notify the agreed solution to the chairperson of the panel or the mediator.

Upon such notification, the panel proceedings or the mediation procedure shall be terminated.

3. Each Party shall take the measures necessary to implement the mutually agreed solution within the agreed time period.

4. No later than the date of expiry of the agreed time period, the implementing Party shall inform the other Party in writing of any measures it has taken to implement the mutually agreed solution.

Article 22.27. Choice of Forum

1. Where a dispute arises with regard to the alleged inconsistency of a particular measure with an obligation under this Agreement and a substantially equivalent obligation under any other international agreement to which both Parties are party, including the WTO Agreement, the complaining Party may select the forum in which to settle the dispute.

2. Once a Party has selected the forum and initiated dispute settlement proceedings under this Chapter or under the other international agreement with respect to the particular measure referred to in paragraph 1, that Party shall not initiate dispute settlement proceedings in another forum with respect to that particular measure unless the forum selected first fails to make findings on the issues in dispute for jurisdictional or procedural reasons.

3. For the purpose of paragraph 2:

(a) dispute settlement proceedings under this Chapter are deemed to be initiated when a Party requests the establishment of a panel in accordance with paragraph 1 of Article 22.7;

(b) dispute settlement proceedings under the WTO Agreement are deemed to be initiated when a Party requests the establishment of a panel in accordance with Article 6 of the DSU; and

(c) dispute settlement proceedings under any other agreement are deemed to be initiated when a Party requests the establishment of a dispute settlement panel in accordance with the relevant provisions of that agreement.

4. Nothing in this Agreement shall preclude a Party from implementing the suspension of concessions or other obligations authorised by the DSB. A Party shall not invoke the WTO Agreement to preclude the other Party from suspending concessions or other obligations under the covered provisions.

Article 22.28. Time Period

1. All time periods provided for in this Chapter shall be counted from the date following the act or fact to which they refer.

2. Any time period referred to in this Chapter may be modified for a particular dispute by agreement of the Parties. The panel may at any time propose to the Parties to modify any time period referred to in this Chapter, stating the reasons for the proposal. On request of a Party, the panel shall decide whether to modify the time period referred to in paragraph 2 and subparagraph 3(b) of Article 22.18, stating the reasons for its decision, infer alia, in view of the complexity of the particular dispute.

Article 22.29. Expenses

Unless the Parties agree otherwise, the expenses of the panel, including the remuneration of its arbitrators, shall be borne by the Parties in equal shares in accordance with the Rules of Procedure.

Article 22.30. Rules of Procedure and Code of Conduct

The panel proceedings provided for in this Chapter shall be conducted in accordance with the Rules of Procedure of a Panel and the Code of Conduct for Arbitrators, to be adopted by the Joint Committee at its first meeting pursuant to subparagraph 4(f) of Article 23.1.

Chapter 23. INSTITUTIONAL PROVISIONS

Article 23.1. Joint Committee

1. The Parties hereby establish a Joint Committee comprising representatives of the Parties.

2. The Joint Committee shall hold its first meeting within one year of the date of entry into force of this Agreement. Thereafter, the Joint Committee shall, unless otherwise agreed by the representatives of the Parties, meet once a year, or in urgent cases on request of either Party. The Joint Committee may meet in person or by other means, as agreed by the representatives of the Parties.

3. The meetings of the Joint Committee shall take place in the United Kingdom or Japan alternately, unless otherwise agreed by the representatives of the Parties. The Joint Committee shall be co-chaired by the representatives of the Parties at a ministerial level responsible for matters under this Agreement, or their respective delegates.

4. In order to ensure that this Agreement operates properly and effectively, the Joint Committee shall:

(a) review and monitor the implementation and operation of this Agreement and, if necessary, make appropriate recommendations to the Parties;

(b) supervise and coordinate, as appropriate, the work of all specialised committees, working groups and other bodies established under this Agreement, and recommend to them any necessary action;

(c) without prejudice to Chapter 22, seek to solve problems that may arise under this Agreement or resolve disputes that may arise regarding the interpretation or application of this Agreement;

(d) consider any other matter of interest under this Agreement as the representatives of the Parties may agree;

(e) adopt at its first meeting its rules of procedure; and

(f) adopt at its first meeting the Rules of Procedure of a Panel and the Code of Conduct for Arbitrators as referred to in Article 22.30, as well as the Mediation Procedure as referred to in paragraph 2 of Article 22.6.

5. In order to ensure that this Agreement operates properly and effectively, the Joint Committee may:

(a) establish or dissolve specialised committees, working groups or other bodies, other than those referred to in Articles 23.3 and 23.4, and determine their composition, function and tasks;

(b) allocate responsibilities to specialised committees, working groups or other bodies;

(c) provide information on issues falling within the scope of this Agreement to the public;

(d) recommend to the Parties any amendments to this Agreement or adopt decisions to amend this Agreement in instances specifically provided for in paragraph 4 of Article 24.2;

(e) adopt interpretations of the provisions of this Agreement, which shall be binding on the Parties and all specialised committees, working groups and other bodies set up under this Agreement, including panels established under Chapter 22; and

(f) take any other action in the exercise of its functions as the Parties may agree.

Article 23.2. Decisions and Recommendations of the Joint Committee 

1. The Joint Committee may take decisions where provided for in this Agreement. The decisions taken shall be binding on the Parties. Each Party shall take the measures necessary to implement the decisions taken.

2. The Joint Committee may make recommendations relevant for the implementation and operation of this Agreement.

3. All decisions and recommendations of the Joint Committee shall be taken by consensus and may be adopted by meeting in person, in writing or by other means.

Article 23.3. Specialised Committees

1. The following specialised committees are hereby established under the auspices of the Joint Committee:

(a) the Committee on Trade in Goods;

(b) the Committee on Rules of Origin and Customs-Related Matters;

(c) the Committee on Sanitary and Phytosanitary Measures;

(d) the Committee on Technical Barriers to Trade;

(e) the Committee on Trade in Services, Investment Liberalisation and Electronic Commerce;

(f) the Committee on Government Procurement;

(g) the Committee on Intellectual Property;

(h) the Committee on Trade and Sustainable Development; and

(i) the Committee on Regulatory Cooperation.

2. The responsibilities and functions of the specialised committees referred to in paragraph 1 are defined, as appropriate, in the relevant Chapters of this Agreement and can be modified by a decision of the Joint Committee but their responsibilities shall remain within the scope of the Chapters for the implementation and operation of which they are responsible. 

3. Unless otherwise provided for in this Agreement, the specialised committees shall:

(a) meet once a year, unless otherwise agreed by the representatives of the Parties to the specialised committees, or on request of a Party or of the Joint Committee;

(b) be composed of the representatives of the Parties;

(c) be co-chaired by the representatives of the Parties at an appropriate level;

(d) hold their meetings in the United Kingdom or Japan alternately, unless otherwise agreed by the representatives of the Parties to the specialised committees, or by any other appropriate means of communication;

(e) agree on their meeting schedules and set their agenda by consensus; and

(f) take all decisions and make recommendations by consensus by meeting in person, in writing or by other means.

4. The specialised committees may adopt their rules of procedure. As long as they do not adopt their rules of procedure, the rules of procedure for the Joint Committee apply mutatis mutandis.

5. The specialised committees may submit proposals for decisions to be adopted by the Joint Committee or take decisions in accordance with the relevant provisions of this Agreement.

  • Chapter   1 GENERAL PROVISIONS 1
  • Article   1.1 Objectives 1
  • Article   1.2 General Definitions 1
  • Article   1.3 Territorial Application 1
  • Article   1.4 Taxation 1
  • Article   1.5 Security Exceptions 1
  • Article   1.6 Confidential Information 1
  • Article   1.7 Fulfilment of Obligations and Delegated Authority 1
  • Article   1.8 Laws and Regulations and Their Amendments 1
  • Article   1.9 Relation to other Agreements 1
  • Chapter   2 TRADE IN GOODS 1
  • Section   A General Provisions 1
  • Article   2.1 Objective 1
  • Article   2.2 Scope 1
  • Article   2.3 Definitions 1
  • Article   2.4 Customs Duty 1
  • Article   2.5 Agricultural Safeguards 1
  • Section   B National Treatment and Market Access for Goods 1
  • Article   2.6 Classification of Goods 1
  • Article   2.7 National Treatment 1
  • Article   2.8 Reduction and Elimination of Customs Duties on Imports 1
  • Article   2.9 Goods Re-entered after Repair and Alteration 1
  • Article   2.10 Temporary Admission of Goods 2
  • Article   2.11 Customs Valuation 2
  • Article   2.12 Export Duties 2
  • Article   2.13 Standstill 2
  • Article   2.14 Export Competition 2
  • Article   2.15 Import and Export Restrictions 2
  • Article   2.16 Fees and Formalities Connected with Importation and Exportation 2
  • Article   2.17 Import and Export Licensing Procedures 2
  • Article   2.18 Remanufactured Goods 2
  • Article   2.19 Non-tariff Measures 2
  • Article   2.20 Restrictions to Safeguard the Balance of Payments 2
  • Article   2.21 General Exceptions 2
  • Section   C Facilitation of Wine Product Export 2
  • Article   2.22 Scope 2
  • Article   2.23 General Principle 2
  • Article   2.24 Authorisation of Oenological Practices - Phase One 2
  • Article   2.25 Authorisation of Oenological Practices — Phase Two 2
  • Article   2.26 Authorisation of Oenological Practices - Phase Three 2
  • Article   2.27 Self-certification 2
  • Article   2.28 Review, Consultations and Temporary Suspension of Self-certification 2
  • Article   2.29 Standstill 2
  • Article   2.30 Amendments 2
  • Section   D Other Provisions 2
  • Article   2.31 Exchange of Information 2
  • Article   2.32 Special Measures Concerning the Management of Preferential Tariff Treatment 2
  • Article   2.33 Committee on Trade In Goods 2
  • Article   2.34 Working Group on Wine 2
  • Chapter   3 RULES OF ORIGIN AND ORIGIN PROCEDURES 2
  • Section   A Rules of Origin 2
  • Article   3.1 Definitions 2
  • Article   3.2 Requirements for Originating Products 2
  • Article   3.3 Wholly Obtained Products 3
  • Article   3.4 Insufficient Working or Processing 3
  • Article   3.5 Accumulation 3
  • Article   3.6 Tolerances 3
  • Article   3.7 Unit of Qualification 3
  • Article   3.8 Accounting Segregation 3
  • Article   3.9 Sets 3
  • Article   3.10 Non-alteration 3
  • Article   3.11 Returning Products 3
  • Article   3.12 Accessories, Spare Parts, Tools and Instructional or other Information Materials 3
  • Article   3.13 Neutral Elements 3
  • Article   3.14 Packing Materials and Containers for Shipment 3
  • Article   3.15 Packaging Materials and Containers for Retail Sale 3
  • Section   B Origin Procedures 3
  • Article   3.16 Claim for Preferential Tariff Treatment 3
  • Article   3.17 Statement on Origin 3
  • Article   3.18 Importer's Knowledge 3
  • Article   3.19 Record Keeping Requirements 3
  • Article   3.20 Small Consignments and Waivers 4
  • Article   3.21 Verification 4
  • Article   3.22 Administrative Cooperation 4
  • Article   3.23 Mutual Assistance In the Fight Against Fraud 4
  • Article   3.24 Denial of Preferential Tariff Treatment 4
  • Article   3.25 Confidentiality 4
  • Article   3.26 Administrative Measures and Sanctions 4
  • Section   C Miscellaneous 4
  • Article   3.27 Committee on Rules of Origin and Customs-Related Matters 4
  • Article   3.28 Transitional Provisions for Products In Transit or Storage 4
  • Chapter   4 CUSTOMS MATTERS AND TRADE FACILITATION 4
  • Article   4.1 Objectives 4
  • Article   4.2 Scope 4
  • Article   4.3 Transparency 4
  • Article   4.4 Procedures for Import, Export and Transit 4
  • Article   4.5 Release of Goods 4
  • Article   4.6 Simplification of Customs Procedures 4
  • Article   4.7 Advance Rulings 4
  • Article   4.8 Appeal and Review 4
  • Article   4.9 Risk Management 4
  • Article   4.10 Post-clearance Audit 4
  • Article   4.11 Transit and Transhipment 4
  • Article   4.12 Customs Cooperation 4
  • Article   4.13 Temporary Admission 5
  • Article   4.14 Committee on Rules of Origin and Customs-Related Matters 5
  • Chapter   5 TRADE REMEDIES 5
  • Section   A General Provisions 5
  • Article   5.1 Definitions 5
  • Section   B Bilateral Safeguard Measures 5
  • Article   5.2 Application of Bilateral Safeguard Measures 5
  • Article   5.3 Conditions and Limitations 5
  • Article   5.4 Investigation 5
  • Article   5.5 Notification 5
  • Article   5.6 Consultations and Compensations 5
  • Article   5.7 Provisional Bilateral Safeguard Measures 5
  • Article   5.8 Miscellaneous 5
  • Section   C Global Safeguard Measures 5
  • Article   5.9 General Provisions 5
  • Article   5.10 Application of Safeguard Measures 5
  • Section   D Anti-dumping and Countervailing Measures 5
  • Article   5.11 General Provisions 5
  • Article   5.12 Transparency and Disclosure of Essential Facts 5
  • Article   5.13 Consideration of Public Interest 5
  • Article   5.14 Anti-dumping Investigation 5
  • Article   5.15 Imposition of Anti-dumping and Countervailing Duties ("Lesser Duty Rule") 5
  • Chapter   6 SANITARY AND PHYTOSANITARY MEASURES 5
  • Article   6.1 Objectives 5
  • Article   6.2 Scope of Application 5
  • Article   6.3 Definitions 5
  • Article   6.4 Relation to the WTO Agreement 5
  • Article   6.5 Competent Authorities and Contact Points 5
  • Article   6.6 Risk Assessment 5
  • Article   6.7 Import Conditions, Import Procedures and Trade Facilitation 5
  • Article   6.8 Audit 5
  • Article   6.9 Procedure for Listing of Establishments or Facilities 6
  • Article   6.10 Adaptation to Regional Conditions 6
  • Article   6.11 Transparency and Exchange of Information 6
  • Article   6.12 Technical Consultations 6
  • Article   6.13 Emergency Measures 6
  • Article   6.14 Equivalence 6
  • Article   6.15 Committee on Sanitary and Phytosanitary Measures 6
  • Article   6.16 Dispute Settlement 6
  • Chapter   7 TECHNICAL BARRIERS TO TRADE 6
  • Article   7.1 Objectives 6
  • Article   7.2 Scope 6
  • Article   7.3 Incorporation of Certain Provisions of the TBT Agreement 6
  • Article   7.4 Definitions 6
  • Article   7.5 Technical Regulations 6
  • Article   7.6 International Standards 6
  • Article   7.7 Standards 6
  • Article   7.8 Conformity Assessment Procedures 6
  • Article   7.9 Transparency 6
  • Article   7.10 Market Surveillance 7
  • Article   7.11 Marking and Labelling 7
  • Article   7.12 Lot Identification Codes 7
  • Article   7.13 Cooperation 7
  • Article   7.14 Committee on Technical Barriers to Trade 7
  • Article   7.15 Contact Points 7
  • Chapter   8 TRADE IN SERVICES, INVESTMENT LIBERALISATION AND ELECTRONIC COMMERCE 7
  • Section   A General Provisions 7
  • Article   8.1 Scope 7
  • Article   8.2 Definitions 7
  • Article   8.3 General Exceptions 7
  • Article   8.4 Committee on Trade In Services, Investment Liberalisation and Electronic Commerce 7
  • Article   8.5 Review 7
  • Section   B Investment Liberalisation 7
  • Article   8.6 Scope 7
  • Article   8.7 Market Access 8
  • Article   8.8 National Treatment 8
  • Article   8.9 Most-favoured-nation Treatment 8
  • Article   8.10 Senior Management and Boards of Directors 8
  • Article   8.11 Prohibition of Performance Requirements 8
  • Article   8.12 Non-conforming Measures and Exceptions 8
  • Article   8.13 Denial of Benefits 8
  • Section   C Cross-border Trade In Services 8
  • Article   8.14 Scope 8
  • Article   8.15 Market Access 8
  • Article   8.16 National Treatment 8
  • Article   8.17 Most-favoured-nation Treatment 8
  • Article   8.18 Non-conforming Measures 8
  • Article   8.19 Denial of Benefits 8
  • Section   D Entry and Temporary Stay of Natural Persons 8
  • Article   8.20 General Provisions and Scope 8
  • Article   8.21 Definitions 9
  • Article   8.22 General Obligations 9
  • Article   8.23 Transparency 9
  • Article   8.24 Obligations In other Sections 9
  • Article   8.25 Business Visitors for Establishment Purposes, Intra-corporate Transferees and Investors 9
  • Article   8.26 Contractual Service Suppliers and Independent Professionals 9
  • Article   8.27 Short-term Business Visitors 9
  • Article   8.28 Contact Points 9
  • Section   E Regulatory Framework 9
  • Subsection   1 Domestic Regulation 9
  • Article   8.29 Scope and Definitions 9
  • Article   8.30 Conditions for Licensing and Qualification 9
  • Article   8.31 Licensing and Qualification Procedures 9
  • Article   8.32 Technical Standards 9
  • Subsection   2 Provisions of General Application 9
  • Article   8.33 Administration of Measures of General Application 9
  • Article   8.34 Review Procedures for Administrative Decisions 9
  • Article   8.35 Mutual Recognition 9
  • Subsection   3 Postal and Courier Services 9
  • Article   8.36 Scope and Definitions 9
  • Article   8.37 Universal Service 10
  • Article   8.38 Border Procedures 10
  • Article   8.39 Licences 10
  • Article   8.40 Independence of the Regulatory Body 10
  • Subsection   4 Telecommunications Services 10
  • Article   8.41 Scope 10
  • Article   8.42 Definitions 10
  • Article   8.43 Approaches to Regulation 10
  • Article   8.44 Access and Use 10
  • Article   8.45 Number Portability 10
  • Article   8.46 Resale 10
  • Article   8.47 Enabling Use of Network Facilities and Interconnection 10
  • Article   8.48 Obligations Relating to Major Suppliers 10
  • Article   8.49 Regulatory Authority 10
  • Article   8.50 Universal Service 10
  • Article   8.51 Authorisation to Provide Telecommunications Networks and Services 10
  • Article   8.52 Allocation and Use of Scarce Resources 10
  • Article   8.53 Transparency 10
  • Article   8.54 Resolution of Telecommunications Disputes 10
  • Article   8.55 Relation to International Organisations 11
  • Article   8.56 Confidentiality of Information 11
  • Article   8.57 International Mobile Roaming 11
  • Subsection   5 Financial Services 11
  • Article   8.58 Scope 11
  • Article   8.59 Definitions 11
  • Article   8.60 New Financial Services  (1) 11
  • Article   8.61 Payment and Clearing Systems 11
  • Article   8.62 Self-regulatory Organisations 11
  • Article   8.63 Financial Information 11
  • Article   8.64 Effective and Transparent Regulation 11
  • Article   8.65 Prudential Carve-out 11
  • Article   8.66 Supply of Insurance Services by Postal Insurance Entities 11
  • Article   8.67 Regulatory Cooperation In Financial Services 11
  • Subsection   6 International Maritime Transport Services 11
  • Article   8.68 Scope and Definitions 11
  • Article   8.69 Obligations 11
  • Section   F Electronic Commerce 11
  • Article   8.70 Objective and General Provisions 11
  • Article   8.71 Definitions 11
  • Article   8.72 Customs Duties 12
  • Article   8.73 Source Code 12
  • Article   8.74 Domestic Regulation 12
  • Article   8.75 Principle of No Prior Authorisation 12
  • Article   8.76 Conclusion of Contracts by Electronic Means 12
  • Article   8.77 Electronic Authentication and Electronic Signature 12
  • Article   8.78 Principles on Access to and Use of the Internet for Electronic Commerce 12
  • Article   8.79 Consumer Protection 12
  • Article   8.80 Personal Information Protection 12
  • Article   8.81 Unsolicited Commercial Electronic Messages 12
  • Article   8.82 Open Government Data 12
  • Article   8.83 Cooperation on Electronic Commerce 12
  • Article   8.84 Cross-border Transfer of Information by Electronic Means 12
  • Article   8.85 Location of Computing Facilities 12
  • Article   8.86 Commercial Information and Communication Technology Products That Use Cryptography  (1) 12
  • Chapter   9 CAPITAL MOVEMENTS, PAYMENTS AND TRANSFERS AND TEMPORARY SAFEGUARD MEASURES 12
  • Article   9.1 Current Account 12
  • Article   9.2 Capital Movements 12
  • Article   9.3 Application of Laws and Regulations Relating to Capital Movements, Payments or Transfers 12
  • Article   9.4 Temporary Safeguard Measures 12
  • Chapter   10 GOVERNMENT PROCUREMENT 13
  • Article   10.1 Incorporation of the GPA (1) 13
  • Article   10.2 Additional Scope of Application 13
  • Article   10.3 Additional Rules 13
  • Article   10.4 Publication of Notices 13
  • Article   10.5 Conditions for Participation 13
  • Article   10.6 Qualification of Suppliers 13
  • Article   10.7 Selective Tendering 13
  • Article   10.8 Technical Specifications 13
  • Article   10.9 Test Reports 13
  • Article   10.10 Environmental Conditions 13
  • Article   10.11 Treatment of Tenders and Awarding of Contracts 13
  • Article   10.12 Domestic Review Procedures 13
  • Article   10.13 Collection and Reporting of Statistics 13
  • Article   10.14 Modifications and Rectifications to Coverage 13
  • Article   10.15 Cooperation 13
  • Article   10.16 Committee on Government Procurement 13
  • Article   10.17 Contact Points 13
  • Chapter   11 COMPETITION POLICY 13
  • Article   11.1 Principles 13
  • Article   11.2 Anticompetitive Practices 13
  • Article   11.3 Legislative and Regulatory Framework 13
  • Article   11.4 Operational Independence 13
  • Article   11.5 Non-discrimination 13
  • Article   11.6 Procedural Fairness 13
  • Article   11.7 Consumer Protection 13
  • Article   11.8 Transparency 14
  • Article   11.9 Enforcement Cooperation 14
  • Article   11.10 Dispute Settlement 14
  • Chapter   12 SUBSIDIES 14
  • Article   12.1 Principles 14
  • Article   12.2 Definitions 14
  • Article   12.3 Scope 14
  • Article   12.4 Relation to the WTO Agreement 14
  • Article   12.5 Notification 14
  • Article   12.6 Consultations 14
  • Article   12.7 Prohibited Subsidies 14
  • Article   12.8 Use of Subsidies 14
  • Article   12.9 General Exceptions 14
  • Article   12.10 Dispute Settlement 14
  • Chapter   13 STATE-OWNED ENTERPRISES, ENTERPRISES GRANTED SPECIAL RIGHTS OR PRIVILEGES AND DESIGNATED MONOPOLIES 14
  • Article   13.1 Definitions 14
  • Article   13.2 Scope 14
  • Article   13.3 Relation to the WTO Agreement 14
  • Article   13.4 General Provisions 14
  • Article   13.5 Non-discriminatory Treatment and Commercial Considerations 14
  • Article   13.6 Regulatory Framework 14
  • Article   13.7 Information Exchange 14
  • Article   13.8 General Exceptions 14
  • Chapter   14 INTELLECTUAL PROPERTY 14
  • Section   A General Provisions 14
  • Article   14.1 Initial Provisions 14
  • Article   14.2 Agreed Principles 14
  • Article   14.3 International Agreements 14
  • Article   14.4 National Treatment 15
  • Article   14.5 Most-favoured-nation Treatment 15
  • Article   14.6 Procedural Matters and Transparency 15
  • Article   14.7 Promotion of Public Awareness Concerning Protection of Intellectual Property 15
  • Section   B Standards Concerning Intellectual Property 15
  • Subsection   1 Copyright and Related Rights 15
  • Article   14.8 Authors 15
  • Article   14.9 Performers 15
  • Article   14.10 Producers of Phonograms 15
  • Article   14.11 Broadcasting Organisations 15
  • Article   14.12 Use of Phonograms 15
  • Article   14.13 Term of Protection  (1) 15
  • Article   14.14 Limitations and Exceptions 15
  • Article   14.15 Artist's Resale Right In Works of Art 15
  • Article   14.16 Collective Management 15
  • Article   14.17 Protection of Existing Subject Matter 15
  • Article   14.18 Technological Protection Measures 15
  • Article   14.19 Rights Management Information 15
  • Subsection   2 Trademarks 15
  • Article   14.20 Rights Conferred by a Trademark 15
  • Article   14.21 Exceptions 15
  • Article   14.22 Preparatory Acts Deemed as Infringement 15
  • Article   14.23 Well-known Trademarks 15
  • Article   14.24 Bad Faith Trademarks 15
  • Article   14.25 Registration and Renewal Processes 15
  • Subsection   3 Geographical Indications 15
  • Article   14.26 Scope 15
  • Article   14.27 System of Protection of Geographical Indications 15
  • Article   14.28 Lists of Geographical Indications 15
  • Article   14.29 Scope of Protection of Geographical Indications 15
  • Article   14.30 Scope of the Use of Geographical Indications 16
  • Article   14.31 Relationship with Trademarks 16
  • Article   14.32 Enforcement of Protection 16
  • Article   14.33 Exceptions 16
  • Article   14.34 Amendment of the Lists of Geographical Indications 16
  • Subsection   4 Industrial Designs  (1) 16
  • Article   14.35 Industrial Designs 16
  • Article   14.36 Multiple Design Applications  (1) 16
  • Subsection   5 Unregistered Appearance of Products 16
  • Article   14.37 Unregistered Appearance of Products 16
  • Subsection   6 Patents 16
  • Article   14.38 Patents 16
  • Article   14.39 Patents and Public Health 16
  • Article   14.40 Extension of the Period of Protection Conferred by a Patent on Pharmaceutical Products and Agricultural Chemical Products  (1) (2) 16
  • Subsection   7 Trade Secrets and Undisclosed Test or other Data 16
  • Article   14.41 Scope of Protection of Trade Secrets 16
  • Article   14.42 Treatment of Test Data In Marketing Approval Procedure 16
  • Subsection   8 New Varieties of Plants 16
  • Article   14.43 New Varieties of Plants 16
  • Subsection   9 Unfair Competition 16
  • Article   14.44 Unfair Competition 16
  • Section   C Enforcement 16
  • Subsection   1 General Provisions 16
  • Article   14.45 Enforcement - General 16
  • Article   14.46 Entitled Applicants 16
  • Subsection   2 Enforcement - Civil Remedies  (1) (2) 16
  • Article   14.47 Measures for Preserving Evidence 16
  • Article   14.48 Right of Information 16
  • Article   14.49 Provisional and Precautionary Measures 16
  • Article   14.50 Corrective Measures 16
  • Article   14.51 Injunctions 16
  • Article   14.52 Damages 17
  • Article   14.53 Costs 17
  • Article   14.54 Presumption of Authorship or Ownership 17
  • Article   14.55 Access to Justice 17
  • Subsection   3 Enforcement of Protection Against Misappropriation of Trade Secrets 17
  • Article   14.56 Civil Procedures and Remedies 17
  • Subsection   4 Enforcement - Border Measures 17
  • Article   14.57 Enforcement - Border Measures 17
  • Subsection   5 Enforcement - Criminal Remedies 17
  • Article   14.58 Criminal Procedures and Penalties 17
  • Subsection   6 Enforcement In the Digital Environment 17
  • Article   14.59 Enforcement In the Digital Environment 17
  • Section   D Cooperation and Institutional Arrangements 17
  • Article   14.60 Cooperation 17
  • Article   14.61 Committee on Intellectual Property 17
  • Article   14.62 Security Exceptions 17
  • Article   14.63 Dispute Settlement 17
  • Chapter   15 CORPORATE GOVERNANCE 17
  • Article   15.1 Objectives 17
  • Article   15.2 Definitions 17
  • Article   15.3 General Principles 17
  • Article   15.4 Rights of Shareholders and Ownership Functions 17
  • Article   15.5 Roles of the Board 17
  • Article   15.6 Takeovers 17
  • Article   15.7 Dispute Settlement 17
  • Chapter   16 TRADE AND SUSTAINABLE DEVELOPMENT 17
  • Article   16.1 Context and Objectives 17
  • Article   16.2 Right to Regulate and Levels of Protection 18
  • Article   16.3 International Labour Standards and Conventions 18
  • Article   16.4 Multilateral Environmental Agreements 18
  • Article   16.5 Trade and Investment Favouring Sustainable Development 18
  • Article   16.6 Biological Diversity 18
  • Article   16.7 Sustainable Management of Forests and Trade In Timber and Timber Products 18
  • Article   16.8 Trade and Sustainable Use of Fisheries Resources and Sustainable Aquaculture 18
  • Article   16.9 Scientific Information 18
  • Article   16.10 Transparency 18
  • Article   16.11 Review of Sustainability Impacts 18
  • Article   16.12 Cooperation 18
  • Article   16.13 Committee on Trade and Sustainable Development 18
  • Article   16.14 Contact Points 18
  • Article   16.15 Domestic Advisory Group 18
  • Article   16.16 Joint Dialogue with Civil Society 18
  • Article   16.17 Government Consultations 18
  • Article   16.18 Panel of Experts 18
  • Chapter   17 TRANSPARENCY 18
  • Article   17.1 Definitions 18
  • Article   17.2 Transparent Regulatory Environment 18
  • Article   17.3 Publication 18
  • Article   17.4 Enquiries 18
  • Article   17.5 Administration of Measures of General Application 18
  • Article   17.6 Review and Appeal 18
  • Article   17.7 Cooperation on the Promotion of Increased Transparency 18
  • Article   17.8 Relation to other Chapters 18
  • Article   17.9 Anti-Corruption 18
  • Chapter   18 GOOD REGULATORY PRACTICES AND REGULATORY COOPERATION 18
  • Section   A Good Regulatory Practices and Regulatory Cooperation 18
  • Subsection   1 General Provisions 18
  • Article   18.1 Objectives and General Principles 18
  • Article   18.2 Definitions 19
  • Article   18.3 Scope 19
  • Subsection   2 Good Regulatory Practices 19
  • Article   18.4 Internal Coordination 19
  • Article   18.5 Regulatory Processes and Mechanisms 19
  • Article   18.6 Early Information on Planned Regulatory Measures 19
  • Article   18.7 Public Consultations 19
  • Article   18.8 Impact Assessment 19
  • Article   18.9 Retrospective Evaluation 19
  • Article   18.10 Opportunity to Submit Comments 19
  • Article   18.11 Exchange of Information on Good Regulatory Practices 19
  • Subsection   3 Regulatory Cooperation 19
  • Article   18.12 Regulatory Cooperation Activities 19
  • Article   18.13 Good Practices to Promote Regulatory Compatibility 19
  • Subsection   4 Institutional Provisions 19
  • Article   18.14 Committee on Regulatory Cooperation 19
  • Article   18.15 Contact Points 19
  • Article   18.16 Exchange of Information on Planned or Existing Regulatory Measures 19
  • Section   B Animal Welfare 19
  • Article   18.17 Animal Welfare 19
  • Section   C Final Provisions 19
  • Article   18.18 Application of Section a 19
  • Article   18.19 Dispute Settlement 19
  • Chapter   19 COOPERATION IN THE FIELD OF AGRICULTURE 19
  • Article   19.1 Objectives 19
  • Article   19.2 Scope 19
  • Article   19.3 Cooperation for the Improvement of the Business Environment 19
  • Article   19.4 Request for Information 19
  • Article   19.5 Working Group on Cooperation In the Field of Agriculture 19
  • Article   19.6 Contact Points and Communications 20
  • Article   19.7 Relation to other Chapters 20
  • Article   19.8 Dispute Settlement 20
  • Chapter   20 SMALL AND MEDIUM-SIZED ENTERPRISES 20
  • Article   20.1 Objective 20
  • Article   20.2 Cooperation 20
  • Article   20.3 Information Sharing 20
  • Article   20.4 SME Contact Points 20
  • Article   20.5 Dispute Settlement 20
  • Chapter   21 TRADE AND WOMEN'S ECONOMIC EMPOWERMENT 20
  • Article   21.1 Women and the Economy 20
  • Article   21.2 Cooperation Activities 20
  • Article   21.3 Working Group on Trade and Women's Economic Empowerment 20
  • Article   21.4 Dispute Settlement 20
  • Chapter   22 DISPUTE SETTLEMENT 20
  • Section   A Objective, Scope and Definitions 20
  • Article   22.1 Objective 20
  • Article   22.2 Scope 20
  • Article   22.3 Definitions 20
  • Section   B Consultations and Mediation 20
  • Article   22.4 Request for Information 20
  • Article   22.5 Consultations 20
  • Article   22.6 Mediation 20
  • Section   C Panel Procedure 20
  • Article   22.7 Establishment of a Panel 20
  • Article   22.8 Composition of a Panel 20
  • Article   22.9 List of Arbitrators 21
  • Article   22.10 Qualifications of Arbitrators 21
  • Article   22.11 Replacement of Arbitrators 21
  • Article   22.12 Functions of Panels 21
  • Article   22.13 Terms of Reference 21
  • Article   22.14 Decision on Urgency 21
  • Article   22.15 Panel Proceedings 21
  • Article   22.16 Rules of Interpretation 21
  • Article   22.17 Receipt of Information 21
  • Article   22.18 Interim Report 21
  • Article   22.19 Final Report 21
  • Article   22.20 Compliance with the Final Report 21
  • Article   22.21 Compliance Review 21
  • Article   22.22 Temporary Remedies In Case of Non-compliance 21
  • Article   22.23 Compliance Review after the Adoption of Temporary Remedies 21
  • Article   22.24 Suspension and Termination of Proceedings 21
  • Section   D General Provisions 21
  • Article   22.25 Administration of the Dispute Settlement Procedure 21
  • Article   22.26 Mutually Agreed Solution 21
  • Article   22.27 Choice of Forum 21
  • Article   22.28 Time Period 21
  • Article   22.29 Expenses 21
  • Article   22.30 Rules of Procedure and Code of Conduct 21
  • Chapter   23 INSTITUTIONAL PROVISIONS 21
  • Article   23.1 Joint Committee 21
  • Article   23.2 Decisions and Recommendations of the Joint Committee  21
  • Article   23.3 Specialised Committees 21
  • Article   23.4 Working Groups 22
  • Article   23.5 Work of Specialised Committees, Working Groups and other Bodies 22
  • Article   23.6 Contact Points 22
  • Chapter   24 FINAL PROVISIONS 22
  • Article   24.1 General Review 22
  • Article   24.2 Amendments 22
  • Article   24.3 Entry Into Force 22
  • Article   24.4 Termination 22
  • Article   24.5 No Direct Effect on Persons 22
  • Article   24.6 Annexes, Appendices, Protocol and Footnotes 22
  • Article   24.7 Authentic Texts 22