Japan - United Kingdom CEPA (2020)
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Each Party shall apply its competition law in a transparent manner. Each Party shall promote transparency in its competition policy.

Article 11.9. Enforcement Cooperation

1. To achieve the objectives of this Agreement and to contribute to the effective enforcement of the competition law of each Party, the Parties acknowledge that it is in their common interest to promote cooperation and coordination between the competition authorities with regard to developments in competition policy and enforcement activities. 2. To facilitate the cooperation and coordination referred to in paragraph 1, the competition authorities of the Parties may exchange or otherwise communicate information in accordance with the respective laws and regulations of the Parties. 3. Detailed cooperation arrangements to implement this Article may be made between the competition authorities of the Parties.

Article 11.10. Dispute Settlement

The provisions of this Chapter shall not be subject to dispute settlement under Chapter 22.

Chapter 12. SUBSIDIES

Article 12.1. Principles

The Parties recognise that subsidies may be granted by a Party when they are necessary to achieve public policy objectives. However, certain subsidies have the potential to distort the proper functioning of markets and undermine the benefits of liberalisation of trade and investment. In principle, subsidies should not be granted by a Party when it finds that they have or could have a significant negative effect on trade or investment between the Parties.

Article 12.2. Definitions

For the purposes of this Chapter:

(a) "economic activities" means those activities pertaining to the offering of goods and services in a market;

(b) "subsidy" means a measure which fulfils mutatis mutandis the conditions set out in Article 1.1 of the SCM Agreement, irrespective of whether the recipients of the subsidy deal in goods or services; and

(c) "specific subsidy" means a subsidy which is determined mutatis mutandis to be specific in accordance with Article 2 of the SCM Agreement.

Article 12.3. Scope

1. This Chapter applies to specific subsidies to the extent they are related to economic activities (1).

2. This Chapter does not apply to subsidies granted to enterprises entrusted by the government with the provision of services to the general public for public policy objectives. Such exceptions from the rules on subsidies shall be transparent and shall not go beyond their targeted public policy objectives.

3. This Chapter does not apply to subsidies granted to compensate the damage caused by natural disasters or other exceptional occurrences.

4. Articles 12.5 and 12.6 do not apply to subsidies, the cumulative amounts or budgets of which are less than 450,000 special drawing rights (hereinafter referred to as "SDR") per beneficiary for a period of three consecutive years.

5. Articles 12.6 and 12.7 do not apply to subsidies related to trade in goods covered by Annex 1 to the Agreement on Agriculture and subsidies related to trade in fish and fish products.

6. Article 12.7 does not apply to subsidies granted temporarily to respond to a national or global economic emergency (2). Such subsidies shall be targeted, economical, effective and efficient in order to remedy the identified temporary national or global economic emergency.

7. This Chapter does not apply to audio-visual services.

8. Article 12.7 does not apply to subsidies granted by sub-central levels of government of each Party. In fulfilling its obligations under this Chapter, each Party shall take such reasonable measures as may be available to it to ensure the observance of the provisions of this Chapter by sub-central levels of government of that Party.

(1) For greater certainty, education provided under the domestic educational system of each Party shall be considered as a non-economic activity.
(2) For greater certainty, an economic emergency shall be understood as one that affects the whole economy of a Party.

Article 12.4. Relation to the WTO Agreement

Nothing in this Chapter shall affect the rights and obligations of either Party under the SCM Agreement, Article XVI of GATT 1994 and Article XV of GATS.

Article 12.5. Notification

1. Each Party shall notify in English the other Party of the legal basis, form, amount or budget and, where possible, the name of the recipient of any specific subsidy granted or maintained (1) by the notifying Party, every two years from the date of entry into force of this Agreement. However, the first notification shall be made no later than three years after the date of entry into force of this Agreement.

2. Ifa Party makes publicly available on an official website the information specified in paragraph 1, the notification pursuant to paragraph 1 shall be deemed to have been made. If a Party notifies subsidies pursuant to Article 25.2 of the SCM Agreement, the Party shall be considered to have met the requirement of paragraph 1 with respect to such subsidies.

3. With regard to subsidies related to services, this Article only applies to the following sectors: architectural and engineering services, banking services, computer services, construction services, energy services, environment services, express delivery services, insurance services, telecommunication services and transport services.

(1) For the purposes of this paragraph, in the case of subsidies which have previously been notified, the information provided in updated notifications may be limited to indicating any modifications, or the absence thereof, from the previous notification.

Article 12.6. Consultations

1. In the event a Party considers that a subsidy of the other Party has or could have a significant negative effect on its trade or investment interests under this Chapter, the former Party may submit a request for consultation in writing. The Parties shall enter into consultations with a view to resolving the matter, provided that the request includes an explanation of how the subsidy has or could have a significant negative effect on trade or investment between the Parties.

2. During the consultations, the Party receiving the request for consultation shall consider to provide information about the subsidy, if requested by the other Party, such as:

(a) the legal basis and policy objective or purpose of the subsidy;

(b) the form of the subsidy such as a grant, loan, guarantee, repayable advance, equity injection or tax concession;

(c) dates and duration of the subsidy and any other time limits attached to it;

(d) eligibility requirements of the subsidy;

(e) the total amount or the annual amount budgeted for the subsidy and the possibility of limiting the subsidy;

(f) where possible, the recipient of the subsidy; and

(g) any other information, including statistical data, permitting an assessment of the effects of the subsidy on trade or investment.

3. To facilitate the consultations, the requested Party shall provide relevant information on the subsidy in question in writing no later than 90 days after the date of receipt of the request referred to in paragraph 1.

4. In the event that any information referred to in paragraph 2 is not provided by the requested Party, that Party shall explain the absence of such information in its written response.

5. If the requesting Party, after the consultations, still considers that the subsidy has or could have a significant negative effect on its trade or investment interests under this Chapter, the requested Party shall accord sympathetic consideration to the concerns of the requesting Party. Any solution shall be considered feasible and acceptable by the requested Party.

Article 12.7. Prohibited Subsidies

The following subsidies of a Party that have or could have a significant negative effect on trade or investment between the Parties shall be prohibited:

(a) legal or other arrangements whereby a government or a public body is responsible for guaranteeing debts or liabilities of an enterprise, without any limitation as to the amount and duration of such guarantee; and

(b) subsidies for restructuring an ailing or insolvent enterprise without the enterprise having prepared a credible restructuring plan. Such a restructuring plan shall be prepared within a reasonable time period after such enterprise having received temporary liquidity support. (1) The restructuring plan shall be based on realistic assumptions with a view to ensuring the return to long-term viability of the ailing or insolvent enterprise within a reasonable time period. The enterprise itself or its owners shall contribute significant funds or assets to the costs of restructuring.

(1) For greater certainty, nothing in this Article prevents a Party from providing subsidies by way of temporary liquidity support in the form of loan guarantees or loans limited to the amount needed to keep the enterprise in business for the time necessary to prepare a restructuring or liquidation plan.

Article 12.8. Use of Subsidies

Each Party shall ensure that enterprises use subsidies only for the specific purpose for which the subsidies were granted.

Article 12.9. General Exceptions

For the purposes of this Chapter, Article XX of GATT 1994 and Article XIV of GATS are hereby incorporated into and made part of this Agreement, mutatis mutandis.

Article 12.10. Dispute Settlement

Paragraph 5 of Article 12.6 shall not be subject to dispute settlement under Chapter 22.

Chapter 13. STATE-OWNED ENTERPRISES, ENTERPRISES GRANTED SPECIAL RIGHTS OR PRIVILEGES AND DESIGNATED MONOPOLIES

Article 13.1. Definitions

For the purposes of this Chapter:

(a) "Arrangement" means the Arrangement on Officially Supported Export Credits, developed within the framework of the Organisation for Economic Co-operation and Development (hereinafter referred to as "OECD") or a successor undertaking, whether developed within or outside of the OECD framework, that has been adopted by at least 12 original WTO Members that were Participants to the Arrangement as of 1 January 1979;

(b) "commercial activities" means activities which an enterprise undertakes with an orientation towards profit-making (1) and which result in the production of a good or the supply of a service, which will be sold to a consumer in the relevant market in quantities and at prices determined by the enterprise;

(c) "commercial considerations" means considerations of price, quality, availability, marketability, transportation and other terms and conditions of purchase or sale, or other factors that would normally be taken into account in the commercial decisions of a privately owned enterprise operating according to market economy principles in the relevant business or industry;

(d) "designate a monopoly" means to establish or authorise a monopoly, or to expand the scope of a monopoly to cover an additional good or service;

(e) "designated monopoly" means an entity, including a consortium or a government agency, that in a relevant market in the territory of a Party is designated as the sole supplier or purchaser of a good or service, but does not include an entity that has been granted an exclusive intellectual property right solely by reason of such grant;

(f) "enterprise granted special rights or privileges" means an enterprise, public or private, including its subsidiaries, to which a Party has granted special rights or privileges; special rights or privileges are granted by a Party where it designates a limited number of enterprises authorised to supply a good or service, other than according to objective, proportional and non-discriminatory criteria, substantially affecting the ability of any other enterprise to supply the same good or service in the same geographical area under substantially equivalent conditions;

(g) "service supplied in the exercise of governmental authority" means a service supplied in the exercise of governmental authority as defined in GATS and, if applicable, in the Annex on Financial Services to GATS; and

(h) "state-owned enterprise" means an enterprise that is principally engaged in commercial activities in which a Party:

(i) directly owns more than 50 per cent of the share capital;

(ii) controls, through ownership interests, the exercise of more than 50 per cent of the voting rights;

(iii) holds the power to appoint a majority of members of the board of directors or any other equivalent management body; or

(iv) has the power to legally direct the actions of the enterprise or otherwise exercises an equivalent degree of control in accordance with its laws and regulations.

(1) For greater certainty, activities undertaken by an enterprise which operates on a non-profit basis or a cost-recovery basis are not activities undertaken with an orientation towards profit-making.

Article 13.2. Scope

1. This Chapter applies to state-owned enterprises, enterprises granted special rights or privileges and designated monopolies, engaged in commercial activities. Where they engage both in commercial and non-commercial activities, only the commercial activities are covered by this Chapter.

2. This Chapter applies to state-owned enterprises, enterprises granted special rights or privileges and designated monopolies at all levels of government.

3. This Chapter does not apply to situations where state-owned enterprises, enterprises granted special rights or privileges or designated monopolies act as procuring entities covered either under each Party's annexes to Appendix I to the GPA or under Part 2 of Annex 10 conducting procurement for governmental purposes and not with a view to commercial resale or with a view to use in the production of a good or in the supply of a service for commercial sale.

4. This Chapter does not apply to any service supplied in the exercise of governmental authority.

5. This Chapter does not apply to a state-owned enterprise, an enterprise granted special rights or privileges or a designated monopoly, if in any one of the three previous consecutive fiscal years the annual revemie derived from the commercial activities of the enterprise or monopoly concerned was less than 200 million SDR.

6. Article 13.5 does not apply with respect to the supply of financial services by a state-owned enterprise pursuant to a government mandate, if that supply of financial services:

(a) supports exports or imports, provided that those services are:

(i) not intended to displace commercial financing; or

(ii) offered on terms no more favourable than those that could be obtained for comparable financial services in the commercial market;

(b). supports private investment outside the territory of the Party, provided that these services are:

(i) not intended to displace commercial financing; or

(ii) offered on terms no more favourable than those that could be obtained for comparable financial services in the commercial market; or

(c) is offered on terms consistent with the Arrangement, provided that it falls within the scope of the Arrangement.

7. Article 13.5 does not apply to the sectors set out in paragraph 2 of Article 8.6.

8. Article 13.5 does not apply to the extent that a state-owned enterprise, an enterprise granted special rights or privileges or a designated monopoly of a Party makes purchases and sales of agood or a service pursuant to:

(a) any existing non-conforming measure in accordance with paragraph 1 of Article 8.12 and paragraph 1 of Article 8.18 that the Party maintains, continues, renews, amends or modifies as set out in its Schedule in Annex I to Annex 8-B; or

(b) any non-conforming measure by a Party in accordance with paragraph 2 of Article 8.12 and paragraph 2 of Article 8.18 with respect to sectors, sub-sectors, or activities as set out in its Schedule in Annex II to Annex 8-B.

Article 13.3. Relation to the WTO Agreement

The Parties affirm their rights and obligations under paragraphs 1 to 3 of Article XVII of GATT 1994, the Understanding on the Interpretation of Article XVII of the General Agreement on Tariffs and Trade 1994, as well as under paragraphs 1, 2 and 5 of Article VII of GATS.

Article 13.4. General Provisions

1. Without prejudice to the rights and obligations of each Party under this Chapter, nothing in this Chapter prevents a Party from establishing or maintaining a state-owned enterprise, granting an enterprise special rights or privileges or designating a monopoly.

2. Neither Party shall require or encourage a state-owned enterprise, an enterprise granted special rights or privileges or a designated monopoly to act in a manner inconsistent with this Chapter.

Article 13.5. Non-discriminatory Treatment and Commercial Considerations

1. Each Party shall ensure that each of its state-owned enterprises, enterprises granted special rights or privileges and designated monopolies, when engaging in commercial activities:

(a) acts in accordance with commercial considerations in its purchase or sale of a good or service, except to fulfil any terms of its public service mandate that are not inconsistent with subparagraph (b) or (c);

(b) in its purchase of a good or service:

(i) accords to a good or service supplied by an enterprise of the other Party treatment no less favourable than it accords to a like good or a like service supplied by enterprises of the Party; and

(ii) accords to a good or service supplied by a covered enterprise as defined in subparagraph (c) of Article 8.2 treatment no less favourable than it accords to a like good or a like service supplied by enterprises of entrepreneurs of the Party in the relevant market in the Party; and

(c) in its sale of a good or service:

(i) accords to an enterprise of the other Party treatment no less favourable than it accords to enterprises of the Party; and

(ii) accords to a covered enterprise as defined in subparagraph (c) of Article 8.2 treatment no less favourable than it accords to enterprises of entrepreneurs of the Party in the relevant market in the Party. (1)

2. Subparagraphs 1(b) and (c) do not preclude a state-owned enterprise, an enterprise granted special rights or privileges or a designated monopoly from:

(a) purchasing or selling goods or services on different terms or conditions, including those relating to price, provided that such different terms or conditions are made in accordance with commercial considerations; or

(b) refusing to purchase or sell goods or services, provided that such refusal is made in accordance with commercial considerations.

(1) For greater certainty, this paragraph shall not apply with respect to the purchase or sale of shares, stock or other forms of equity by a state-owned enterprise, an enterprise granted special rights or privileges or a designated monopoly as a means of its equity participation in another enterprise.

Article 13.6. Regulatory Framework

1. The Parties respect and make best use of relevant international standards including, inter alia, the OECD Guidelines on Corporate Governance of State-Owned Enterprises.

2. Each Party shall ensure that any regulatory body or any other body exercising a regulatory function that the Party establishes or maintains is independent from, and not accountable to, any of the enterprises regulated by that body, and acts impartially (1) in like circumstances with respect to all enterprises regulated by that body, including state-owned enterprises, enterprises granted special rights or privileges and designated monopolies. (2)

3. Each Party shall apply its laws and regulations to state-owned enterprises, enterprises granted special rights or privileges and designated monopolies in a consistent and non-discriminatory manner.

(1) For greater certainty, the impartiality with which the body exercises its regulatory functions is to be assessed by reference to a general pattern or practice of that body.
(2) For greater certainty, for those sectors in which the Parties have agreed to specific obligations relating to such a body in Chapter 8, the relevant provisions of Chapter 8 shall prevail.

Article 13.7. Information Exchange

1. Each Party shall provide to the other Party or otherwise make publicly available on an official website a list of its state-owned enterprises, except for those within the meaning of subparagraph (h)(iv) of Article 13.1, at the central level of government (3), no later than six months after the date of entry into force of this Agreement, and thereafter shall update the list annually.

2. Each Party shall promptly notify the other Party or otherwise make publicly available on an official website the designation of a monopoly and the terms of its designation.

3. A Party which has reason to believe that its interests under this Chapter are being adversely affected by the commercial activities of a state-owned enterprise, an enterprise granted special rights or privileges or a designated monopoly (hereinafter referred to in this Article as "the entity") of the other Party may request the other Party in writing to provide information on the commercial activities of the entity related to the carrying out of the provisions of this Chapter in accordance with paragraph 4.

4. The requested Party shall provide the following information, provided that the request includes an explanation of how the activities of the entity may be affecting the interests of the requesting Party under this Chapter and indicates which of the following information shall be provided:

(a) the organisational structure of the entity and its composition of the board of directors or of any other equivalent management body;

(b) the percentage of shares that the requested Party, its state-owned enterprises, enterprises granted special rights or privileges or designated monopolies cumulatively own, and the percentage of voting rights that they cumulatively hold, in the entity;

(c) a description of any special shares or special voting or other rights that the requested Party, its state-owned enterprises, enterprises granted special rights or privileges or designated monopolies hold, where such rights are different from those attached to the general common shares of the entity;

(d) a description of the government departments or public bodies which regulate the entity, a description of the reporting requirements imposed on it by those departments or public bodies, and the rights and practices, where possible, of those departments or public bodies with respect to the appointment, dismissal or remuneration of senior executives and members of its board of directors or any other equivalent management body;

(e) annual revenue and total assets of the entity over the most recent three-year period for which information is available;

(f) any exemptions, immunities and related measures from which the entity benefits under the laws and regulations of the requested Party; and

(g) any additional information regarding the entity that is publicly available, including anmal financial reports and third party audits.

5. The requested Party shall endeavour to provide the information required pursuant to paragraph 4 no later than two months after the date of that request.

(3) In this paragraph, "central level of government" means: (a) for the United Kingdom, the Government of the United Kingdom; and (b) for Japan, the Government of Japan.

Article 13.8. General Exceptions

For the purposes of this Chapter, Article XX of GATT 1994 and Article XIV of GATS are hereby incorporated into and made part of this Agreement, mutatis mutandis.

Chapter 14. INTELLECTUAL PROPERTY

Section A. General Provisions

Article 14.1. Initial Provisions

1. In order to facilitate the production and commercialisation of innovative and creative products and the provision of services between the Parties and to increase the benefits from trade and investment, the Parties shall grant and ensure adequate, effective and non-discriminatory protection of intellectual property and provide for measures for the enforcement of intellectual property rights against infringement thereof, including counterfeiting and piracy, in accordance with the provisions of this Chapter and of the international agreements to which both Parties are party.

2. A Party may, but shall not be obliged to, provide more extensive protection for, or enforcement of, intellectual property rights under its law than is required by this Chapter, provided that such protection or enforcement does not contravene the provisions of this Chapter.

3. For the purposes of this Chapter, "intellectual property" means all categories of intellectual property that are covered by Articles 14.8 to 14.44 of this Chapter or Sections 1 to 7 of Part II of the TRIPS Agreement. The protection of intellectual property includes protection against unfair competition as referred to in Article 10bis of the Paris Convention for the Protection of Industrial Property, done at Paris on 20 March 1883 (hereinafter referred to as "the Paris Convention") (1).

4. The objectives and principles set out in Part I of the TRIPS Agreement, in particular in Articles 7 and 8, shall apply to this Chapter, mutatis mutandis.

(1) For greater certainty, the Paris Convention shall be understood to be the Paris Convention for the Protection of Industrial Property of 20 March 1883, as revised at Brussels on 14 December 1900, at Washington on 2 June 1911, at The Hague on 6 November 1925, at London on 2 June 1934, at Lisbon on 31 October 1958, and at Stockholm on 14 July 1967 and as amended on 28 September 1979.

Article 14.2. Agreed Principles

Having regard to the underlying public policy objectives of domestic systems, the Parties recognise the need to:

(a) promote innovation and creativity;

(b) facilitate the diffusion of information, knowledge, technology, culture and the arts; and (c) foster competition and open and efficient markets,

through their respective intellectual property systems, while respecting the principles of, inter alia, transparency and non-discrimination, and taking into account the interests of relevant stakeholders including right holders and users.

Article 14.3. International Agreements

1. The provisions of this Chapter shall complement the rights and obligations of the Parties under other international agreements in the field of intellectual property to which both Parties are party.

2. The Parties affirm their commitment to comply with the obligations set out in the international agreements relating to intellectual property to which both Parties are party at the date of entry into force of this Agreement, including the following:

(a) the TRIPS Agreement;

(b) the Paris Convention;

(c) the International Convention for the Protection of Performers, Producers of Phonograms and Broadcasting Organisations, done at Rome on 26 October 1961 (hereinafter referred to as "the Rome Convention");

(d) the Berne Convention for the Protection of Literary and Artistic Works, done at Berne on 9 September 1886 (hereinafter referred to as "the Berne Convention") (1);

(e) the WIPO Copyright Treaty, adopted at Geneva on 20 December 1996;

  • Chapter   1 GENERAL PROVISIONS 1
  • Article   1.1 Objectives 1
  • Article   1.2 General Definitions 1
  • Article   1.3 Territorial Application 1
  • Article   1.4 Taxation 1
  • Article   1.5 Security Exceptions 1
  • Article   1.6 Confidential Information 1
  • Article   1.7 Fulfilment of Obligations and Delegated Authority 1
  • Article   1.8 Laws and Regulations and Their Amendments 1
  • Article   1.9 Relation to other Agreements 1
  • Chapter   2 TRADE IN GOODS 1
  • Section   A General Provisions 1
  • Article   2.1 Objective 1
  • Article   2.2 Scope 1
  • Article   2.3 Definitions 1
  • Article   2.4 Customs Duty 1
  • Article   2.5 Agricultural Safeguards 1
  • Section   B National Treatment and Market Access for Goods 1
  • Article   2.6 Classification of Goods 1
  • Article   2.7 National Treatment 1
  • Article   2.8 Reduction and Elimination of Customs Duties on Imports 1
  • Article   2.9 Goods Re-entered after Repair and Alteration 1
  • Article   2.10 Temporary Admission of Goods 2
  • Article   2.11 Customs Valuation 2
  • Article   2.12 Export Duties 2
  • Article   2.13 Standstill 2
  • Article   2.14 Export Competition 2
  • Article   2.15 Import and Export Restrictions 2
  • Article   2.16 Fees and Formalities Connected with Importation and Exportation 2
  • Article   2.17 Import and Export Licensing Procedures 2
  • Article   2.18 Remanufactured Goods 2
  • Article   2.19 Non-tariff Measures 2
  • Article   2.20 Restrictions to Safeguard the Balance of Payments 2
  • Article   2.21 General Exceptions 2
  • Section   C Facilitation of Wine Product Export 2
  • Article   2.22 Scope 2
  • Article   2.23 General Principle 2
  • Article   2.24 Authorisation of Oenological Practices - Phase One 2
  • Article   2.25 Authorisation of Oenological Practices — Phase Two 2
  • Article   2.26 Authorisation of Oenological Practices - Phase Three 2
  • Article   2.27 Self-certification 2
  • Article   2.28 Review, Consultations and Temporary Suspension of Self-certification 2
  • Article   2.29 Standstill 2
  • Article   2.30 Amendments 2
  • Section   D Other Provisions 2
  • Article   2.31 Exchange of Information 2
  • Article   2.32 Special Measures Concerning the Management of Preferential Tariff Treatment 2
  • Article   2.33 Committee on Trade In Goods 2
  • Article   2.34 Working Group on Wine 2
  • Chapter   3 RULES OF ORIGIN AND ORIGIN PROCEDURES 2
  • Section   A Rules of Origin 2
  • Article   3.1 Definitions 2
  • Article   3.2 Requirements for Originating Products 2
  • Article   3.3 Wholly Obtained Products 3
  • Article   3.4 Insufficient Working or Processing 3
  • Article   3.5 Accumulation 3
  • Article   3.6 Tolerances 3
  • Article   3.7 Unit of Qualification 3
  • Article   3.8 Accounting Segregation 3
  • Article   3.9 Sets 3
  • Article   3.10 Non-alteration 3
  • Article   3.11 Returning Products 3
  • Article   3.12 Accessories, Spare Parts, Tools and Instructional or other Information Materials 3
  • Article   3.13 Neutral Elements 3
  • Article   3.14 Packing Materials and Containers for Shipment 3
  • Article   3.15 Packaging Materials and Containers for Retail Sale 3
  • Section   B Origin Procedures 3
  • Article   3.16 Claim for Preferential Tariff Treatment 3
  • Article   3.17 Statement on Origin 3
  • Article   3.18 Importer's Knowledge 3
  • Article   3.19 Record Keeping Requirements 3
  • Article   3.20 Small Consignments and Waivers 4
  • Article   3.21 Verification 4
  • Article   3.22 Administrative Cooperation 4
  • Article   3.23 Mutual Assistance In the Fight Against Fraud 4
  • Article   3.24 Denial of Preferential Tariff Treatment 4
  • Article   3.25 Confidentiality 4
  • Article   3.26 Administrative Measures and Sanctions 4
  • Section   C Miscellaneous 4
  • Article   3.27 Committee on Rules of Origin and Customs-Related Matters 4
  • Article   3.28 Transitional Provisions for Products In Transit or Storage 4
  • Chapter   4 CUSTOMS MATTERS AND TRADE FACILITATION 4
  • Article   4.1 Objectives 4
  • Article   4.2 Scope 4
  • Article   4.3 Transparency 4
  • Article   4.4 Procedures for Import, Export and Transit 4
  • Article   4.5 Release of Goods 4
  • Article   4.6 Simplification of Customs Procedures 4
  • Article   4.7 Advance Rulings 4
  • Article   4.8 Appeal and Review 4
  • Article   4.9 Risk Management 4
  • Article   4.10 Post-clearance Audit 4
  • Article   4.11 Transit and Transhipment 4
  • Article   4.12 Customs Cooperation 4
  • Article   4.13 Temporary Admission 5
  • Article   4.14 Committee on Rules of Origin and Customs-Related Matters 5
  • Chapter   5 TRADE REMEDIES 5
  • Section   A General Provisions 5
  • Article   5.1 Definitions 5
  • Section   B Bilateral Safeguard Measures 5
  • Article   5.2 Application of Bilateral Safeguard Measures 5
  • Article   5.3 Conditions and Limitations 5
  • Article   5.4 Investigation 5
  • Article   5.5 Notification 5
  • Article   5.6 Consultations and Compensations 5
  • Article   5.7 Provisional Bilateral Safeguard Measures 5
  • Article   5.8 Miscellaneous 5
  • Section   C Global Safeguard Measures 5
  • Article   5.9 General Provisions 5
  • Article   5.10 Application of Safeguard Measures 5
  • Section   D Anti-dumping and Countervailing Measures 5
  • Article   5.11 General Provisions 5
  • Article   5.12 Transparency and Disclosure of Essential Facts 5
  • Article   5.13 Consideration of Public Interest 5
  • Article   5.14 Anti-dumping Investigation 5
  • Article   5.15 Imposition of Anti-dumping and Countervailing Duties ("Lesser Duty Rule") 5
  • Chapter   6 SANITARY AND PHYTOSANITARY MEASURES 5
  • Article   6.1 Objectives 5
  • Article   6.2 Scope of Application 5
  • Article   6.3 Definitions 5
  • Article   6.4 Relation to the WTO Agreement 5
  • Article   6.5 Competent Authorities and Contact Points 5
  • Article   6.6 Risk Assessment 5
  • Article   6.7 Import Conditions, Import Procedures and Trade Facilitation 5
  • Article   6.8 Audit 5
  • Article   6.9 Procedure for Listing of Establishments or Facilities 6
  • Article   6.10 Adaptation to Regional Conditions 6
  • Article   6.11 Transparency and Exchange of Information 6
  • Article   6.12 Technical Consultations 6
  • Article   6.13 Emergency Measures 6
  • Article   6.14 Equivalence 6
  • Article   6.15 Committee on Sanitary and Phytosanitary Measures 6
  • Article   6.16 Dispute Settlement 6
  • Chapter   7 TECHNICAL BARRIERS TO TRADE 6
  • Article   7.1 Objectives 6
  • Article   7.2 Scope 6
  • Article   7.3 Incorporation of Certain Provisions of the TBT Agreement 6
  • Article   7.4 Definitions 6
  • Article   7.5 Technical Regulations 6
  • Article   7.6 International Standards 6
  • Article   7.7 Standards 6
  • Article   7.8 Conformity Assessment Procedures 6
  • Article   7.9 Transparency 6
  • Article   7.10 Market Surveillance 7
  • Article   7.11 Marking and Labelling 7
  • Article   7.12 Lot Identification Codes 7
  • Article   7.13 Cooperation 7
  • Article   7.14 Committee on Technical Barriers to Trade 7
  • Article   7.15 Contact Points 7
  • Chapter   8 TRADE IN SERVICES, INVESTMENT LIBERALISATION AND ELECTRONIC COMMERCE 7
  • Section   A General Provisions 7
  • Article   8.1 Scope 7
  • Article   8.2 Definitions 7
  • Article   8.3 General Exceptions 7
  • Article   8.4 Committee on Trade In Services, Investment Liberalisation and Electronic Commerce 7
  • Article   8.5 Review 7
  • Section   B Investment Liberalisation 7
  • Article   8.6 Scope 7
  • Article   8.7 Market Access 8
  • Article   8.8 National Treatment 8
  • Article   8.9 Most-favoured-nation Treatment 8
  • Article   8.10 Senior Management and Boards of Directors 8
  • Article   8.11 Prohibition of Performance Requirements 8
  • Article   8.12 Non-conforming Measures and Exceptions 8
  • Article   8.13 Denial of Benefits 8
  • Section   C Cross-border Trade In Services 8
  • Article   8.14 Scope 8
  • Article   8.15 Market Access 8
  • Article   8.16 National Treatment 8
  • Article   8.17 Most-favoured-nation Treatment 8
  • Article   8.18 Non-conforming Measures 8
  • Article   8.19 Denial of Benefits 8
  • Section   D Entry and Temporary Stay of Natural Persons 8
  • Article   8.20 General Provisions and Scope 8
  • Article   8.21 Definitions 9
  • Article   8.22 General Obligations 9
  • Article   8.23 Transparency 9
  • Article   8.24 Obligations In other Sections 9
  • Article   8.25 Business Visitors for Establishment Purposes, Intra-corporate Transferees and Investors 9
  • Article   8.26 Contractual Service Suppliers and Independent Professionals 9
  • Article   8.27 Short-term Business Visitors 9
  • Article   8.28 Contact Points 9
  • Section   E Regulatory Framework 9
  • Subsection   1 Domestic Regulation 9
  • Article   8.29 Scope and Definitions 9
  • Article   8.30 Conditions for Licensing and Qualification 9
  • Article   8.31 Licensing and Qualification Procedures 9
  • Article   8.32 Technical Standards 9
  • Subsection   2 Provisions of General Application 9
  • Article   8.33 Administration of Measures of General Application 9
  • Article   8.34 Review Procedures for Administrative Decisions 9
  • Article   8.35 Mutual Recognition 9
  • Subsection   3 Postal and Courier Services 9
  • Article   8.36 Scope and Definitions 9
  • Article   8.37 Universal Service 10
  • Article   8.38 Border Procedures 10
  • Article   8.39 Licences 10
  • Article   8.40 Independence of the Regulatory Body 10
  • Subsection   4 Telecommunications Services 10
  • Article   8.41 Scope 10
  • Article   8.42 Definitions 10
  • Article   8.43 Approaches to Regulation 10
  • Article   8.44 Access and Use 10
  • Article   8.45 Number Portability 10
  • Article   8.46 Resale 10
  • Article   8.47 Enabling Use of Network Facilities and Interconnection 10
  • Article   8.48 Obligations Relating to Major Suppliers 10
  • Article   8.49 Regulatory Authority 10
  • Article   8.50 Universal Service 10
  • Article   8.51 Authorisation to Provide Telecommunications Networks and Services 10
  • Article   8.52 Allocation and Use of Scarce Resources 10
  • Article   8.53 Transparency 10
  • Article   8.54 Resolution of Telecommunications Disputes 10
  • Article   8.55 Relation to International Organisations 11
  • Article   8.56 Confidentiality of Information 11
  • Article   8.57 International Mobile Roaming 11
  • Subsection   5 Financial Services 11
  • Article   8.58 Scope 11
  • Article   8.59 Definitions 11
  • Article   8.60 New Financial Services  (1) 11
  • Article   8.61 Payment and Clearing Systems 11
  • Article   8.62 Self-regulatory Organisations 11
  • Article   8.63 Financial Information 11
  • Article   8.64 Effective and Transparent Regulation 11
  • Article   8.65 Prudential Carve-out 11
  • Article   8.66 Supply of Insurance Services by Postal Insurance Entities 11
  • Article   8.67 Regulatory Cooperation In Financial Services 11
  • Subsection   6 International Maritime Transport Services 11
  • Article   8.68 Scope and Definitions 11
  • Article   8.69 Obligations 11
  • Section   F Electronic Commerce 11
  • Article   8.70 Objective and General Provisions 11
  • Article   8.71 Definitions 11
  • Article   8.72 Customs Duties 12
  • Article   8.73 Source Code 12
  • Article   8.74 Domestic Regulation 12
  • Article   8.75 Principle of No Prior Authorisation 12
  • Article   8.76 Conclusion of Contracts by Electronic Means 12
  • Article   8.77 Electronic Authentication and Electronic Signature 12
  • Article   8.78 Principles on Access to and Use of the Internet for Electronic Commerce 12
  • Article   8.79 Consumer Protection 12
  • Article   8.80 Personal Information Protection 12
  • Article   8.81 Unsolicited Commercial Electronic Messages 12
  • Article   8.82 Open Government Data 12
  • Article   8.83 Cooperation on Electronic Commerce 12
  • Article   8.84 Cross-border Transfer of Information by Electronic Means 12
  • Article   8.85 Location of Computing Facilities 12
  • Article   8.86 Commercial Information and Communication Technology Products That Use Cryptography  (1) 12
  • Chapter   9 CAPITAL MOVEMENTS, PAYMENTS AND TRANSFERS AND TEMPORARY SAFEGUARD MEASURES 12
  • Article   9.1 Current Account 12
  • Article   9.2 Capital Movements 12
  • Article   9.3 Application of Laws and Regulations Relating to Capital Movements, Payments or Transfers 12
  • Article   9.4 Temporary Safeguard Measures 12
  • Chapter   10 GOVERNMENT PROCUREMENT 13
  • Article   10.1 Incorporation of the GPA (1) 13
  • Article   10.2 Additional Scope of Application 13
  • Article   10.3 Additional Rules 13
  • Article   10.4 Publication of Notices 13
  • Article   10.5 Conditions for Participation 13
  • Article   10.6 Qualification of Suppliers 13
  • Article   10.7 Selective Tendering 13
  • Article   10.8 Technical Specifications 13
  • Article   10.9 Test Reports 13
  • Article   10.10 Environmental Conditions 13
  • Article   10.11 Treatment of Tenders and Awarding of Contracts 13
  • Article   10.12 Domestic Review Procedures 13
  • Article   10.13 Collection and Reporting of Statistics 13
  • Article   10.14 Modifications and Rectifications to Coverage 13
  • Article   10.15 Cooperation 13
  • Article   10.16 Committee on Government Procurement 13
  • Article   10.17 Contact Points 13
  • Chapter   11 COMPETITION POLICY 13
  • Article   11.1 Principles 13
  • Article   11.2 Anticompetitive Practices 13
  • Article   11.3 Legislative and Regulatory Framework 13
  • Article   11.4 Operational Independence 13
  • Article   11.5 Non-discrimination 13
  • Article   11.6 Procedural Fairness 13
  • Article   11.7 Consumer Protection 13
  • Article   11.8 Transparency 14
  • Article   11.9 Enforcement Cooperation 14
  • Article   11.10 Dispute Settlement 14
  • Chapter   12 SUBSIDIES 14
  • Article   12.1 Principles 14
  • Article   12.2 Definitions 14
  • Article   12.3 Scope 14
  • Article   12.4 Relation to the WTO Agreement 14
  • Article   12.5 Notification 14
  • Article   12.6 Consultations 14
  • Article   12.7 Prohibited Subsidies 14
  • Article   12.8 Use of Subsidies 14
  • Article   12.9 General Exceptions 14
  • Article   12.10 Dispute Settlement 14
  • Chapter   13 STATE-OWNED ENTERPRISES, ENTERPRISES GRANTED SPECIAL RIGHTS OR PRIVILEGES AND DESIGNATED MONOPOLIES 14
  • Article   13.1 Definitions 14
  • Article   13.2 Scope 14
  • Article   13.3 Relation to the WTO Agreement 14
  • Article   13.4 General Provisions 14
  • Article   13.5 Non-discriminatory Treatment and Commercial Considerations 14
  • Article   13.6 Regulatory Framework 14
  • Article   13.7 Information Exchange 14
  • Article   13.8 General Exceptions 14
  • Chapter   14 INTELLECTUAL PROPERTY 14
  • Section   A General Provisions 14
  • Article   14.1 Initial Provisions 14
  • Article   14.2 Agreed Principles 14
  • Article   14.3 International Agreements 14
  • Article   14.4 National Treatment 15
  • Article   14.5 Most-favoured-nation Treatment 15
  • Article   14.6 Procedural Matters and Transparency 15
  • Article   14.7 Promotion of Public Awareness Concerning Protection of Intellectual Property 15
  • Section   B Standards Concerning Intellectual Property 15
  • Subsection   1 Copyright and Related Rights 15
  • Article   14.8 Authors 15
  • Article   14.9 Performers 15
  • Article   14.10 Producers of Phonograms 15
  • Article   14.11 Broadcasting Organisations 15
  • Article   14.12 Use of Phonograms 15
  • Article   14.13 Term of Protection  (1) 15
  • Article   14.14 Limitations and Exceptions 15
  • Article   14.15 Artist's Resale Right In Works of Art 15
  • Article   14.16 Collective Management 15
  • Article   14.17 Protection of Existing Subject Matter 15
  • Article   14.18 Technological Protection Measures 15
  • Article   14.19 Rights Management Information 15
  • Subsection   2 Trademarks 15
  • Article   14.20 Rights Conferred by a Trademark 15
  • Article   14.21 Exceptions 15
  • Article   14.22 Preparatory Acts Deemed as Infringement 15
  • Article   14.23 Well-known Trademarks 15
  • Article   14.24 Bad Faith Trademarks 15
  • Article   14.25 Registration and Renewal Processes 15
  • Subsection   3 Geographical Indications 15
  • Article   14.26 Scope 15
  • Article   14.27 System of Protection of Geographical Indications 15
  • Article   14.28 Lists of Geographical Indications 15
  • Article   14.29 Scope of Protection of Geographical Indications 15
  • Article   14.30 Scope of the Use of Geographical Indications 16
  • Article   14.31 Relationship with Trademarks 16
  • Article   14.32 Enforcement of Protection 16
  • Article   14.33 Exceptions 16
  • Article   14.34 Amendment of the Lists of Geographical Indications 16
  • Subsection   4 Industrial Designs  (1) 16
  • Article   14.35 Industrial Designs 16
  • Article   14.36 Multiple Design Applications  (1) 16
  • Subsection   5 Unregistered Appearance of Products 16
  • Article   14.37 Unregistered Appearance of Products 16
  • Subsection   6 Patents 16
  • Article   14.38 Patents 16
  • Article   14.39 Patents and Public Health 16
  • Article   14.40 Extension of the Period of Protection Conferred by a Patent on Pharmaceutical Products and Agricultural Chemical Products  (1) (2) 16
  • Subsection   7 Trade Secrets and Undisclosed Test or other Data 16
  • Article   14.41 Scope of Protection of Trade Secrets 16
  • Article   14.42 Treatment of Test Data In Marketing Approval Procedure 16
  • Subsection   8 New Varieties of Plants 16
  • Article   14.43 New Varieties of Plants 16
  • Subsection   9 Unfair Competition 16
  • Article   14.44 Unfair Competition 16
  • Section   C Enforcement 16
  • Subsection   1 General Provisions 16
  • Article   14.45 Enforcement - General 16
  • Article   14.46 Entitled Applicants 16
  • Subsection   2 Enforcement - Civil Remedies  (1) (2) 16
  • Article   14.47 Measures for Preserving Evidence 16
  • Article   14.48 Right of Information 16
  • Article   14.49 Provisional and Precautionary Measures 16
  • Article   14.50 Corrective Measures 16
  • Article   14.51 Injunctions 16
  • Article   14.52 Damages 17
  • Article   14.53 Costs 17
  • Article   14.54 Presumption of Authorship or Ownership 17
  • Article   14.55 Access to Justice 17
  • Subsection   3 Enforcement of Protection Against Misappropriation of Trade Secrets 17
  • Article   14.56 Civil Procedures and Remedies 17
  • Subsection   4 Enforcement - Border Measures 17
  • Article   14.57 Enforcement - Border Measures 17
  • Subsection   5 Enforcement - Criminal Remedies 17
  • Article   14.58 Criminal Procedures and Penalties 17
  • Subsection   6 Enforcement In the Digital Environment 17
  • Article   14.59 Enforcement In the Digital Environment 17
  • Section   D Cooperation and Institutional Arrangements 17
  • Article   14.60 Cooperation 17
  • Article   14.61 Committee on Intellectual Property 17
  • Article   14.62 Security Exceptions 17
  • Article   14.63 Dispute Settlement 17
  • Chapter   15 CORPORATE GOVERNANCE 17
  • Article   15.1 Objectives 17
  • Article   15.2 Definitions 17
  • Article   15.3 General Principles 17
  • Article   15.4 Rights of Shareholders and Ownership Functions 17
  • Article   15.5 Roles of the Board 17
  • Article   15.6 Takeovers 17
  • Article   15.7 Dispute Settlement 17
  • Chapter   16 TRADE AND SUSTAINABLE DEVELOPMENT 17
  • Article   16.1 Context and Objectives 17
  • Article   16.2 Right to Regulate and Levels of Protection 18
  • Article   16.3 International Labour Standards and Conventions 18
  • Article   16.4 Multilateral Environmental Agreements 18
  • Article   16.5 Trade and Investment Favouring Sustainable Development 18
  • Article   16.6 Biological Diversity 18
  • Article   16.7 Sustainable Management of Forests and Trade In Timber and Timber Products 18
  • Article   16.8 Trade and Sustainable Use of Fisheries Resources and Sustainable Aquaculture 18
  • Article   16.9 Scientific Information 18
  • Article   16.10 Transparency 18
  • Article   16.11 Review of Sustainability Impacts 18
  • Article   16.12 Cooperation 18
  • Article   16.13 Committee on Trade and Sustainable Development 18
  • Article   16.14 Contact Points 18
  • Article   16.15 Domestic Advisory Group 18
  • Article   16.16 Joint Dialogue with Civil Society 18
  • Article   16.17 Government Consultations 18
  • Article   16.18 Panel of Experts 18
  • Chapter   17 TRANSPARENCY 18
  • Article   17.1 Definitions 18
  • Article   17.2 Transparent Regulatory Environment 18
  • Article   17.3 Publication 18
  • Article   17.4 Enquiries 18
  • Article   17.5 Administration of Measures of General Application 18
  • Article   17.6 Review and Appeal 18
  • Article   17.7 Cooperation on the Promotion of Increased Transparency 18
  • Article   17.8 Relation to other Chapters 18
  • Article   17.9 Anti-Corruption 18
  • Chapter   18 GOOD REGULATORY PRACTICES AND REGULATORY COOPERATION 18
  • Section   A Good Regulatory Practices and Regulatory Cooperation 18
  • Subsection   1 General Provisions 18
  • Article   18.1 Objectives and General Principles 18
  • Article   18.2 Definitions 19
  • Article   18.3 Scope 19
  • Subsection   2 Good Regulatory Practices 19
  • Article   18.4 Internal Coordination 19
  • Article   18.5 Regulatory Processes and Mechanisms 19
  • Article   18.6 Early Information on Planned Regulatory Measures 19
  • Article   18.7 Public Consultations 19
  • Article   18.8 Impact Assessment 19
  • Article   18.9 Retrospective Evaluation 19
  • Article   18.10 Opportunity to Submit Comments 19
  • Article   18.11 Exchange of Information on Good Regulatory Practices 19
  • Subsection   3 Regulatory Cooperation 19
  • Article   18.12 Regulatory Cooperation Activities 19
  • Article   18.13 Good Practices to Promote Regulatory Compatibility 19
  • Subsection   4 Institutional Provisions 19
  • Article   18.14 Committee on Regulatory Cooperation 19
  • Article   18.15 Contact Points 19
  • Article   18.16 Exchange of Information on Planned or Existing Regulatory Measures 19
  • Section   B Animal Welfare 19
  • Article   18.17 Animal Welfare 19
  • Section   C Final Provisions 19
  • Article   18.18 Application of Section a 19
  • Article   18.19 Dispute Settlement 19
  • Chapter   19 COOPERATION IN THE FIELD OF AGRICULTURE 19
  • Article   19.1 Objectives 19
  • Article   19.2 Scope 19
  • Article   19.3 Cooperation for the Improvement of the Business Environment 19
  • Article   19.4 Request for Information 19
  • Article   19.5 Working Group on Cooperation In the Field of Agriculture 19
  • Article   19.6 Contact Points and Communications 20
  • Article   19.7 Relation to other Chapters 20
  • Article   19.8 Dispute Settlement 20
  • Chapter   20 SMALL AND MEDIUM-SIZED ENTERPRISES 20
  • Article   20.1 Objective 20
  • Article   20.2 Cooperation 20
  • Article   20.3 Information Sharing 20
  • Article   20.4 SME Contact Points 20
  • Article   20.5 Dispute Settlement 20
  • Chapter   21 TRADE AND WOMEN'S ECONOMIC EMPOWERMENT 20
  • Article   21.1 Women and the Economy 20
  • Article   21.2 Cooperation Activities 20
  • Article   21.3 Working Group on Trade and Women's Economic Empowerment 20
  • Article   21.4 Dispute Settlement 20
  • Chapter   22 DISPUTE SETTLEMENT 20
  • Section   A Objective, Scope and Definitions 20
  • Article   22.1 Objective 20
  • Article   22.2 Scope 20
  • Article   22.3 Definitions 20
  • Section   B Consultations and Mediation 20
  • Article   22.4 Request for Information 20
  • Article   22.5 Consultations 20
  • Article   22.6 Mediation 20
  • Section   C Panel Procedure 20
  • Article   22.7 Establishment of a Panel 20
  • Article   22.8 Composition of a Panel 20
  • Article   22.9 List of Arbitrators 21
  • Article   22.10 Qualifications of Arbitrators 21
  • Article   22.11 Replacement of Arbitrators 21
  • Article   22.12 Functions of Panels 21
  • Article   22.13 Terms of Reference 21
  • Article   22.14 Decision on Urgency 21
  • Article   22.15 Panel Proceedings 21
  • Article   22.16 Rules of Interpretation 21
  • Article   22.17 Receipt of Information 21
  • Article   22.18 Interim Report 21
  • Article   22.19 Final Report 21
  • Article   22.20 Compliance with the Final Report 21
  • Article   22.21 Compliance Review 21
  • Article   22.22 Temporary Remedies In Case of Non-compliance 21
  • Article   22.23 Compliance Review after the Adoption of Temporary Remedies 21
  • Article   22.24 Suspension and Termination of Proceedings 21
  • Section   D General Provisions 21
  • Article   22.25 Administration of the Dispute Settlement Procedure 21
  • Article   22.26 Mutually Agreed Solution 21
  • Article   22.27 Choice of Forum 21
  • Article   22.28 Time Period 21
  • Article   22.29 Expenses 21
  • Article   22.30 Rules of Procedure and Code of Conduct 21
  • Chapter   23 INSTITUTIONAL PROVISIONS 21
  • Article   23.1 Joint Committee 21
  • Article   23.2 Decisions and Recommendations of the Joint Committee  21
  • Article   23.3 Specialised Committees 21
  • Article   23.4 Working Groups 22
  • Article   23.5 Work of Specialised Committees, Working Groups and other Bodies 22
  • Article   23.6 Contact Points 22
  • Chapter   24 FINAL PROVISIONS 22
  • Article   24.1 General Review 22
  • Article   24.2 Amendments 22
  • Article   24.3 Entry Into Force 22
  • Article   24.4 Termination 22
  • Article   24.5 No Direct Effect on Persons 22
  • Article   24.6 Annexes, Appendices, Protocol and Footnotes 22
  • Article   24.7 Authentic Texts 22