Dominican Republic - Central America - United States FTA (CAFTA-DR) (2004)
Previous page Next page

(a) enforcement of such regulation is not necessary to prevent unreasonable or discriminatory practices;

(b) enforcement of such regulation is not necessary for the protection of consumers; and

(c) forbearance is consistent with the public interest, including promoting and enhancing competition between suppliers of public telecommunications services.

Article 13.16. Relationship to other Chapters

In the event of any inconsistency between this Chapter and another Chapter, this Chapter shall prevail to the extent of the inconsistency.

Article 13.17. Definitions

For purposes of this Chapter:

commercial mobile services means public telecommunications services supplied through mobile wireless means;

cost-oriented means based on cost, and may include a reasonable profit, and may involve different cost methodologies for different facilities or services;

dialing parity means the ability of an end-user to use an equal number of digits to access a like public telecommunications service, regardless of the public telecommunications service supplier chosen by such end-user;

end-user means a final consumer of or subscriber to a public telecommunications service, including a service supplier other than a supplier of public telecommunications services;

enterprise means an "enterprise" as defined in Article 2.1 (Definitions of General Application), and includes a branch of an enterprise;

essential facilities means facilities of a public telecommunications network or service that:

(a) are exclusively or predominantly supplied by a single or limited number of suppliers; and

(b) cannot feasibly be economically or technically substituted in order to supply a service;

information service means the offering of a capability for generating, acquiring, storing, transforming, processing, retrieving, utilizing, or making available information via telecommunications, and includes electronic publishing, but does not include any use of any such capability for the management, control, or operation of a telecommunications system or the management of a telecommunications service;

interconnection means linking with suppliers providing public telecommunications services in order to allow the users of one supplier to communicate with users of another supplier and to access services provided by another supplier;

leased circuits means telecommunications facilities between two or more designated points that are set aside for the dedicated use of or availability to a particular customer or other users of the customer's choosing;

major supplier means a supplier of public telecommunications services that has the ability to materially affect the terms of participation (having regard to price and supply) in the relevant market for public telecommunications services as a result of:

(a) control over essential facilities; or

(b) use of its position in the market; network element means a facility or equipment used in supplying a public telecommunications service, including features, functions, and capabilities provided by means of such facility or equipment;

non-discriminatory means treatment no less favorable than that accorded to any other user of like public telecommunications services in like circumstances;

number portability means the ability of end-users of public telecommunications services to retain, at the same location, telephone numbers without impairment of quality, reliability, or convenience when switching between like suppliers of public telecommunications services;

physical co-location means physical access to and control over space in order to install, maintain, or repair equipment, at premises owned or controlled and used by a supplier to supply public telecommunications services;

public telecommunications service means any telecommunications service that a Party requires, explicitly or in effect, to be offered to the public generally. Such services may include, inter alia, telephone and data transmission typically involving customer-supplied information between two or more points without any end-to-end change in the form or content of the customer's information, but does not include information services;

reference interconnection offer means an interconnection offer extended by a major supplier and filed with or approved by a telecommunications regulatory body that is sufficiently detailed to enable a supplier of public telecommunications services that is willing to accept its rates, terms, and conditions to obtain interconnection without having to engage in negotiations with the major supplier;

telecommunications means the transmission and reception of signals by any electromagnetic means, including by photonic means;

telecommunications regulatory body means a national body responsible for the regulation of telecommunications; and

user means an end-user or a supplier of public telecommunications services.

Chapter Fourteen. Electronic Commerce

Article 14.1. General

1. The Parties recognize the economic growth and opportunity that electronic commerce provides, the importance of avoiding barriers to its use and development, and the applicability of WTO rules to measures affecting electronic commerce.

2. For greater certainty, nothing in this Chapter shall be construed to prevent a Party from imposing internal taxes, directly or indirectly, on digital products, provided they are imposed in a manner consistent with this Agreement.

Article 14.2. Electronic Supply of Services

For greater certainty, the Parties affirm that measures affecting the supply of a service using electronic means fall within the scope of the obligations contained in the relevant provisions of Chapters Ten (Investment), Eleven (Cross-Border Trade in Services), and Twelve (Financial Services), subject to any exceptions or non-conforming measures set out in this Agreement, which are applicable to such obligations.

Article 14.3. Digital Products

1. No Party may impose customs duties, fees, or other charges on or in connection with the importation or exportation of digital products by electronic transmission.

2. For purposes of determining applicable customs duties, each Party shall determine the customs value of an imported carrier medium bearing a digital product based on the cost or value of the carrier medium alone, without regard to the cost or value of the digital product stored on the carrier medium.

3. No Party may accord less favorable treatment to some digital products transmitted electronically than it accords to other like digital products transmitted electronically:

(a) on the basis that

(i) the digital products receiving less favorable treatment are created, produced, published, stored, transmitted, contracted for, commissioned, or first made available on commercial terms outside its territory; or

(ii) the author, performer, producer, developer, or distributor of such digital products is a person of another Party or non-Party,

or

(b) so as otherwise to afford protection to the other like digital products that are created, produced, published, stored, transmitted, contracted for, commissioned, or first made available on commercial terms in its territory. (1)

4. No Party may accord less favorable treatment to digital products transmitted electronically:

(a) that are created, produced, published, stored, transmitted, contracted for, commissioned, or first made available on commercial terms in the territory of another Party than it accords to like digital products transmitted electronically that are created, produced, published, stored, transmitted, contracted for, commissioned, or first made available on commercial terms in the territory of a non-Party; or

(b) whose author, performer, producer, developer, or distributor is a person of another Party than it accords to like digital products transmitted electronically whose author, performer, producer, developer, or distributor is a person of a non-Party. 5. Paragraphs 3 and 4 do not apply to any non-conforming measure described in Articles 10.13 (Non-Conforming Measures), 11.6 (Non-Conforming Measures), or 12.9 (Non- Conforming Measures).

(1) For greater certainty, this paragraph does not provide any right to a non-Party or a person of a non-Party.

Article 14.4. Transparency

Each Party shall publish or otherwise make available to the public its laws, regulations, and other measures of general application that pertain to electronic commerce.

Article 14.5. Cooperation

Recognizing the global nature of electronic commerce, the Parties affirm the importance of:

(a) working together to overcome obstacles encountered by small and medium enterprises in using electronic commerce;

(b) sharing information and experiences on laws, regulations, and programs in the sphere of electronic commerce, including those related to data privacy, consumer confidence in electronic commerce, cyber-security, electronic signatures, intellectual property rights, and electronic government;

(c) working to maintain cross-border flows of information as an essential element in fostering a vibrant environment for electronic commerce;

(d) encouraging the private sector to adopt self-regulation, including through codes of conduct, model contracts, guidelines, and enforcement mechanisms that foster electronic commerce; and

(e) actively participating in hemispheric and multilateral fora to promote the development of electronic commerce.

Article 14.6. Definitions

For purposes of this Chapter:

carrier medium means any physical object capable of storing the digital codes that form a digital product by any method now known or later developed, and from which a digital product can be perceived, reproduced, or communicated, directly or indirectly, and includes an optical medium, a floppy disk, and a magnetic tape;

digital products means computer programs, text, video, images, sound recordings, and other products that are digitally encoded; (2)

electronic means means employing computer processing; and

electronic transmission or transmitted electronically means the transfer of digital products using any electromagnetic or photonic means.

(2) For greater certainty, digital products do not include digitized representations of financial instruments. 14-3

Chapter Fifteen. Intellectual Property Rights

Article 15.1. General Provisions

1. Each Party shall, at a minimum, give effect to this Chapter. A Party may, but shall not be obliged to, implement in its domestic law more extensive protection and enforcement of intellectual property rights than is required under this Chapter, provided that such protection and enforcement does not contravene this Chapter.

2. Each Party shall ratify or accede to the following agreements by the date of entry into force of this Agreement:

(a) the WIPO Copyright Treaty (1996); and

(b) the WIPO Performances and Phonograms Treaty (1996).

3. Each Party shall ratify or accede to the following agreements by January 1, 2006:

(a) the Patent Cooperation Treaty, as revised and amended (1970); and

(b) the Budapest Treaty on the International Recognition of the Deposit of Microorganisms for the Purposes of Patent Procedure (1980).

4. Each Party shall ratify or accede to the following agreements by January 1, 2008:

(a) the Convention Relating to the Distribution of Programme-Carrying Signals Transmitted by Satellite (1974); and

(b) the Trademark Law Treaty (1994).

5. (a) Each Party shall ratify or accede to the International Convention for the Protection of New Varieties of Plants (1991) (UPOV Convention 1991) (1). Nicaragua shall do so by January 1, 2010. Costa Rica shall do so by June 1, 2007. All other Parties shall do so by January 1, 2006.

(b) Subparagraph (a) shall not apply to any Party that provides effective patent protection for plants by the date of entry into force of this Agreement. Such Parties shall make all reasonable efforts to ratify or accede to the UPOV Convention 1991.

6. Each Party shall make all reasonable efforts to ratify or accede to the following agreements:

(a) the Patent Law Treaty (2000);

(b) the Hague Agreement Concerning the International Registration of Industrial Designs (1999); and

(c) the Protocol Relating to the Madrid Agreement Concerning the International Registration of Marks (1989).

7. Further to Article 1.3 (Relation to Other Agreements), the Parties affirm their existing rights and obligations under the TRIPS Agreement and intellectual property agreements concluded or administered under the auspices of the World Intellectual Property Organization (WIPO) and to which they are party.

8. In respect of all categories of intellectual property covered in this Chapter, each Party shall accord to nationals (2) of the other Parties treatment no less favorable than it accords to its own nationals with regard to the protection (3) and enjoyment of such intellectual property rights and any benefits derived from such rights.

9. A Party may derogate from paragraph 8 in relation to its judicial and administrative procedures, including any procedure requiring a national of another Party to designate for service of process an address in its territory or to appoint an agent in its territory, provided that such derogation:

(a) is necessary to secure compliance with laws and regulations that are not inconsistent with this Chapter; and

(b) is not applied in a manner that would constitute a disguised restriction on trade.

10. Paragraph 8 does not apply to procedures provided in multilateral agreements to which the Parties are party concluded under the auspices of WIPO in relation to the acquisition or maintenance of intellectual property rights.

11. Except as it provides otherwise, this Chapter gives rise to obligations in respect of all subject matter existing on the date of entry into force of this Agreement that is protected on that date in the Party where protection is claimed, or that meets or comes subsequently to meet the criteria for protection under this Chapter.

12. Except as otherwise provided in this Chapter, a Party shall not be required to restore protection to subject matter that on the date of entry into force of this Agreement has fallen into the public domain in the Party where the protection is claimed.

13. This Chapter does not give rise to obligations in respect of acts that occurred before the date of entry into force of this Agreement.

14. Each Party shall ensure that all laws, regulations, and procedures concerning the protection or enforcement of intellectual property rights shall be in writing and shall be published, (4) or where such publication is not practicable, made publicly available, in a national language in such a manner as to enable governments and right holders to become acquainted with them, with the object of making the protection and enforcement of intellectual property rights transparent.

15. Nothing in this Chapter shall be construed to prevent a Party from adopting measures necessary to prevent anticompetitive practices that may result from the abuse of the intellectual property rights set out in this Chapter, provided that such measures are consistent with this Chapter.

16. Recognizing the Parties' commitment to trade capacity building as reflected in the establishment of the Committee on Trade Capacity Building under Article 19.4 (Committee on Trade Capacity Building) and the importance of trade capacity building activities, the Parties shall cooperate through that Committee in the following initial capacity-building priority activities, on mutually agreed terms and conditions, and subject to the availability of appropriated funds:

(a) educational and dissemination projects on the use of intellectual property as a research and innovation tool, as well as on the enforcement of intellectual property rights;

(b) appropriate coordination, training, specialization courses, and exchange of information between the intellectual property offices and other institutions of the Parties; and

(c) enhancing the knowledge, development, and implementation of the electronic systems used for the management of intellectual property.

(1) The Parties recognize that the UPOV Convention 1991 contains exceptions to the breeder's right, including for acts done privately and for non-commercial purposes, such as private and non-commercial acts of farmers. Further, the Parties recognize that the UPOV Convention 1991 provides for restrictions to the exercise of a breeder's right for reasons of public interest, provided that the Parties take all measures necessary to ensure that the breeder receives equitable remuneration. The Parties also understand that each Party may avail itself of these exceptions and restrictions. Finally, the Parties understand that there is no conflict between the UPOV Convention 1991 and a Party's ability to protect and conserve its genetic resources.
(2) For purposes of Articles 15.1.8, 15.1.9, 15.4.2, and 15.7.1, a national of a Party shall also mean, in respect of the relevant right, an entity located in that Party that would meet the criteria for eligibility for protection provided for in the agreements listed in Article 15.1.2 through 15.1.6 and the TRIPS Agreement.
(3) For purposes of this paragraph, "protection" shall include matters affecting the availability, acquisition, scope, maintenance, and enforcement of intellectual property rights as well as matters affecting the use of intellectual property rights specifically covered by this Chapter. Further, for purposes of this paragraph, "protection" shall also include the prohibition on circumvention of effective technological measures set out in Article 15.5.7 and the rights and obligations concerning rights management information set out in Article 15.5.8.
(4) A Party may satisfy the requirement for publication by making the measure available to the public on the Internet.

Article 15.2. Trademarks

1. Each Party shall provide that trademarks shall include collective, certification, and sound marks, and may include geographical indications and scent marks. A geographical indication is capable of constituting a mark to the extent that the geographical indication consists of any sign, or any combination of signs, capable of identifying a good or service as originating (5) in the territory of a Party, or a region or locality in that territory, where a given quality, reputation, or other characteristic of the good or service is essentially attributable to its geographical origin.

2. In view of the obligations of Article 20 of the TRIPS Agreement, each Party shall ensure that measures mandating the use of the term customary in common language as the common name for a good or service ("common name") including, inter alia, requirements concerning the relative size, placement, or style of use of the trademark in relation to the common name, do not impair the use or effectiveness of trademarks used in relation to such goods.

3. Each Party shall provide that the owner of a registered trademark shall have the exclusive right to prevent all third parties not having the owner's consent from using in the course of trade identical or similar signs, including geographical indications, for goods or services that are related to those goods or services in respect of which the owner’s trademark is registered, where such use would result in a likelihood of confusion. In case of the use of an identical sign, including a geographical indication, for identical goods or services, a likelihood of confusion shall be presumed.

4. Each Party may provide limited exceptions to the rights conferred by a trademark, such as fair use of descriptive terms, provided that such exceptions take account of the legitimate interest of the owner of the trademark and of third parties.

5. Article 6bis of the Paris Convention for the Protection of Industrial Property (1967) (Paris Convention) shall apply, mutatis mutandis, to goods or services that are not identical or similar to those identified by a well-known trademark, (6) whether registered or not, provided that use of that trademark in relation to those goods or services would indicate a connection between those goods or services and the owner of the trademark, and provided that the interests of the owner of the trademark are likely to be damaged by such use.

6. Each Party shall provide a system for the registration of trademarks, which shall include:

(a) providing to the applicant a communication in writing, which may be electronic, of the reasons for any refusal to register a trademark;

(b) an opportunity for the applicant to respond to communications from the trademark authorities, to contest an initial refusal, and to appeal judicially a final refusal to register;

(c) an opportunity for interested parties to petition to oppose a trademark application or to seek cancellation of a trademark after it has been registered; and

(d) a requirement that decisions in opposition or cancellation proceedings be reasoned and in writing.

7. Each Party shall provide, to the maximum degree practical, a system for the electronic application, processing, registration, and maintenance of trademarks, and work to provide, to the maximum degree practical, a publicly available electronic database -” including an on-line database - of trademark applications and registrations.

8. (a) Each Party shall provide that each registration or publication that concerns a trademark application or registration and that indicates goods or services shall indicate the goods or services by their common names, grouped according to the classes of the classification established by the Nice Agreement Concerning the International Classification of Goods and Services for the Purposes of the Registration of Marks (1979), as revised and amended (Nice Classification).

(b) Each Party shall provide that goods or services may not be considered as being similar to each other solely on the ground that, in any registration or publication, they appear in the same class of the Nice Classification. Conversely, each Party shall provide that goods or services may not be considered as being dissimilar from each other solely on the ground that, in any registration or publication, they appear in different classes of the Nice Classification.

9. Each Party shall provide that initial registration and each renewal of registration of a trademark shall be for a term of no less than ten years.

10. No Party may require recordal of trademark licenses to establish the validity of the license, to assert any rights in a trademark, or for other purposes. (7)™

(5) For purposes of this Chapter, "originating" does not have the meaning ascribed to that term in Article 2.1 (Definitions of General Application).
(6) In determining whether a trademark is well known, the reputation of the trademark need not extend beyond the sector of the public that normally deals with the relevant goods or services.
(7) A Party may establish a means to allow licensees to record licenses for the purpose of providing notice to the public as to the existence of the license. However, no Party may make notice to the public a requirement for asserting any rights under the license.

Article 15.3. Geographical Indications Definition

1. For purposes of this Article, geographical indications are indications that identify a good as originating in the territory of a Party, or a region or locality in that territory, where a given quality, reputation, or other characteristic of the good is essentially attributable to its geographical origin. Any sign or combination of signs, in any form whatsoever, shall be eligible to be a geographical indication.

Procedures with Respect to Geographical Indications

2. Each Party shall provide the legal means to identify (8) and protect geographical indications of the other Parties that meet the criteria of paragraph 1. Each Party shall provide the means for persons of another Party to apply for protection or petition for recognition of geographical indications. Each Party shall accept applications and petitions from persons of another Party without the requirement for intercession by that Party on behalf of its persons.

3. Each Party shall process applications or petitions, as the case may be, for geographical indications with a minimum of formalities.

4. Each Party shall make its regulations governing filing of such applications or petitions, as the case may be, readily available to the public.

5. Each Party shall ensure that applications or petitions, as the case may be, for geographical indications are published for opposition, and shall provide procedures for opposing geographical indications that are the subject of applications or petitions. Each Party shall also provide procedures to cancel any registration resulting from an application or a petition.

6. Each Party shall ensure that measures governing the filing of applications or petitions, as the case may be, for geographical indications set out clearly the procedures for these actions. Each Party shall make available contact information sufficient to allow (a) the general public to obtain guidance concerning the procedures for filing applications or petitions and the processing of those applications or petitions in general; and (b) applicants, petitioners, or their representatives to ascertain the status of, and to obtain procedural guidance concerning, specific applications and petitions.

Relationship between Trademarks and Geographical Indications

7. Each Party shall ensure that grounds for refusing protection or recognition of a geographical indication include the following:

(a) the geographical indication is likely to be confusingly similar to a trademark that is the subject of a good-faith pending application or registration; and

(b) the geographical indication is likely to be confusingly similar to a pre-existing trademark, the rights to which have been acquired in accordance with the Party's law. (9)

(8) For purposes of this paragraph, legal means to identify means a system that permits applicants to provide information on the quality, reputation, or other characteristics of the asserted geographical indication.
(9) For purposes of this paragraph, the Parties understand that each Party has already established grounds for refusing protection of a trademark under its law, including that (a) the trademark is likely to be confusingly similar to a geographical indication that is the subject of a registration; and (b) the trademark is likely to be confusingly similar to a pre-existing geographical indication, the rights to which have been acquired in accordance with the Party's law.

Article 15.4. Domain Names on the Internet

1. In order to address trademark cyber-piracy, each Party shall require that the management of its country-code top-level domain (ccTLD) provides an appropriate procedure for the settlement of disputes based on the principles established in the Uniform Domain-Name Dispute- Resolution Policy.

2. Each Party shall require that the management of its ccTLD provides on-line public access to a reliable and accurate database of contact information for domain-name registrants. In determining the appropriate contact information, the management of a Party's ccTLD may give due regard to the Party's laws protecting the privacy of its nationals.

Article 15.5. Obligations Pertaining to Copyright and Related Rights

1. Each Party shall provide that authors, performers, and producers of phonograms (10) have the right (11) to authorize or prohibit all reproductions of their works, performances, or phonograms, in any manner or form, permanent or temporary (including temporary storage in electronic form). (12)

2. Each Party shall provide to authors, performers, and producers of phonograms the right to authorize the making available to the public of the original and copies of their works, performances, and phonograms (13) through sale or other transfer of ownership.

3. In order to ensure that no hierarchy is established between rights of authors, on the one hand, and rights of performers and producers of phonograms, on the other hand, each Party shall establish that in cases where authorization is needed from both the author of a work embodied in a phonogram and a performer or producer owning rights in the phonogram, the need for the authorization of the author does not cease to exist because the authorization of the performer or producer is also required. Likewise, each Party shall establish that in cases where authorization is needed from both the author of a work embodied in a phonogram and of a performer or producer owning rights in the phonogram, the need for the authorization of the performer or producer does not cease to exist because the authorization of the author is also required.

4. Each Party shall provide that, where the term of protection of a work (including a photographic work), performance, or phonogram is to be calculated:

(a) on the basis of the life of a natural person, the term shall be not less than the life of the author and 70 years after the author’s death; and

(b) on a basis other than the life of a natural person, the term shall be:

(i) not less than 70 years from the end of the calendar year of the first authorized publication of the work, performance, or phonogram, or

(ii) failing such authorized publication within 50 years from the creation of the work, performance, or phonogram, not less than 70 years from the end of the calendar year of the creation of the work, performance, or phonogram.

5. Each Party shall apply the provisions of Article 18 of the Berne Convention and Article 14.6 of the TRIPS Agreement, mutatis mutandis, to the subject matter, rights, and obligations provided for in this Article and Articles 15.6 and 15.7.

6. Each Party shall provide that for copyright and related rights:

(a) any person acquiring or holding any economic right in a work, performance, or phonogram may freely and separately transfer such right by contract; and

(b) any person acquiring or holding any such economic right by virtue of a contract, including contracts of employment underlying the creation of works and performances, and production of phonograms, shall be able to exercise such right in that person's own name and enjoy fully the benefits derived from such right.

  • Chapter   One Initial Provisions 1
  • Article   1.1 Establishment of a Free Trade Area 1
  • Article   1.2 Objectives 1
  • Article   1.3 Relation to other Agreements 1
  • Article   1.4 Extent of Obligations 1
  • Chapter   Two General Definitions 1
  • Article   2.1 Definitions of General Application 1
  • Annex 2.1  Country-Specific Definitions 1
  • Chapter   Three National Treatment and Market Access for Goods 1
  • Article   3.1 Scope and Coverage 1
  • Section   A National Treatment 1
  • Article   3.2 National Treatment 1
  • Section   B Tariff Elimination 1
  • Article   3.3 Tariff Elimination 1
  • Section   C Special Regimes 1
  • Article   3.4 Waiver of Customs Duties 1
  • Article   3.5 Temporary Admission of Goods 1
  • Article   3.6 Goods Re-entered after Repair or Alteration 2
  • Article   3.7 Duty-Free Entry of Commercial Samples of Negligible Value and Printed Advertising Materials 2
  • Section   D Non-Tariff Measures 2
  • Article   3.8 Import and Export Restrictions 2
  • Article   3.9 Import Licensing 2
  • Article   3.10 Administrative Fees and Formalities 2
  • Article   3.11 Export Taxes 2
  • Section   E Other Measures 2
  • Article   3.12 Distinctive Products 2
  • Section   F Agriculture 2
  • Article   3.13 Administration and Implementation of Tariff-Rate Quotas 2
  • Article   3.14 Agricultural Export Subsidies 2
  • Article   3.15 Agricultural Safeguard Measures 2
  • Article   3.16 Sugar Compensation Mechanism 2
  • Article   3.17 Consultations on Trade In Chicken 2
  • Article   3.18 Agriculture Review Commission 2
  • Article   3.19 Committee on Agricultural Trade 2
  • Section   G Textiles and Apparel 2
  • Article   3.20 Refund of Customs Duties 2
  • Article   3.21 Duty-Free Treatment for Certain Goods 2
  • Article   3.22 Elimination of Existing Quantitative Restrictions 2
  • Article   3.23 Textile Safeguard Measures 2
  • Article   3.24 Customs Cooperation  (3) 2
  • Article   3.25 Rules of Origin and Related Matters 3
  • Article   3.26 Most-Favored-Nation Rates of Duty on Certain Goods 3
  • Article   3.27 Preferential Tariff Treatment for Wool Apparel Goods Assembled In Costa Rica 3
  • Article   3.28 Preferential Tariff Treatment for Non-Originating Apparel Goods of Nicaragua 3
  • Article   3.29 Definitions 3
  • Section   H Institutional Provisions 3
  • Article   3.30 Committee on Trade In Goods 3
  • Section   I Definitions 3
  • Article   3.31 Definitions 3
  • Chapter   Four Rules of Origin and Origin Procedures 3
  • Section   A Rules of Origin 3
  • Article   4.1 Originating Goods 3
  • Article   4.2 Regional Value Content 3
  • Article   4.3 Value of Materials 3
  • Article   4.4 Further Adjustments to the Value of Materials 3
  • Article   4.5 Accumulation 4
  • Article   4.6 De Minimis 4
  • Article   4.7 Fungible Goods and Materials 4
  • Article   4.8 Accessories, Spare Parts, and Tools 4
  • Article   4.9 Packaging Materials and Containers for Retail Sale 4
  • Article   4.10 Packing Materials and Containers for Shipment 4
  • Article   4.11 Indirect Materials Used In Production 4
  • Article   4.12 Transit and Transshipment 4
  • Article   4.13 Sets of Goods 4
  • Article   4.14 Consultation and Modifications 4
  • Section   B Origin Procedures 4
  • Article   4.15 Obligations Relating to Importations 4
  • Article   4.16 Claims of Origin 4
  • Article   4.17 Exceptions 4
  • Article   4.18 Obligations Relating to Exportations 4
  • Article   4.19 Record Keeping Requirements 4
  • Article   4.20 Verification 4
  • Article   4.21 Common Guidelines 4
  • Article   4.22 Definitions 4
  • Chapter   Five Customs Administration and Trade Facilitation 5
  • Article   5.1 Publication 5
  • Article   5.2 Release of Goods 5
  • Article   5.3 Automation 5
  • Article   5.4 Risk Management 5
  • Article   5.5 Cooperation 5
  • Article   5.6 Confidentiality 5
  • Article   5.7 Express Shipments 5
  • Article   5.8 Review and Appeal 5
  • Article   5.10 Advance Rulings 5
  • Article   5.12 Capacity Building 5
  • Chapter   Six Sanitary and Phytosanitary Measures 5
  • Article   6.1 Affirmation of the SPS Agreement 5
  • Article   6.2 Scope and Coverage 5
  • Article   6.3 Committee on Sanitary and Phytosanitary Matters 5
  • Chapter   Seven Technical Barriers to Trade 5
  • Article   7.1 Affirmation of the TBT Agreement 5
  • Article   7.2 Scope and Coverage 5
  • Article   7.3 International Standards 5
  • Article   7.4 Trade Facilitation 5
  • Article   7.5 Conformity Assessment 5
  • Article   7.6 Technical Regulations 6
  • Article   7.7 Transparency 6
  • Article   7.8 Committee on Technical Barriers to Trade 6
  • Article   7.9 Information Exchange 6
  • Article   7.10 Definitions 6
  • Chapter   Eight Trade Remedies 6
  • Section   A Safeguards 6
  • Article   8.1 Imposition of a Safeguard Measure 6
  • Article   8.2 Standards for a Safeguard Measure 6
  • Article   8.3 Administration of Safeguard Proceedings 6
  • Article   8.4 Notification and Consultation  6
  • Article   8.5 Compensation 6
  • Article   8.6 Global Actions 6
  • Article   8.7 Definitions 6
  • Section   B Antidumping and Countervailing Duties 6
  • Article   8.8 Antidumping and Countervailing Duties 6
  • Chapter   Nine Government Procurement 6
  • Article   9.1 Scope and Coverage 6
  • Article   9.2 General Principles 6
  • Article   9.3 Publication of Procurement Measures 6
  • Article   9.4 Publication of Notice of Intended Procurement 6
  • Article   9.5 Time Limits for the Tendering Process 6
  • Article   9.6 Tender Documentation 6
  • Article   9.7 Technical Specifications 6
  • Article   9.8 Requirements and Conditions for Participating In Procurement 7
  • Article   9.9 Tendering Procedures 7
  • Article   9.10 Awarding of Contracts 7
  • Article   9.11 Information on Contract Awards 7
  • Article   9.12 Non-Disclosure of Information 7
  • Article   9.13 Ensuring Integrity In Procurement Practices 7
  • Article   9.14 Exceptions 7
  • Article   9.15 Domestic Review of Supplier Challenges 7
  • Article   9.16 Modifications and Rectifications to Coverage 7
  • Article   9.17 Definitions 7
  • Chapter   Ten Investment 7
  • Section   A Investment 7
  • Article   10.1 Scope and Coverage 7
  • Article   10.2 Relation to other Chapters 7
  • Article   10.3 National Treatment 7
  • Article   10.4 Most-Favored-Nation Treatment 7
  • Article   10.5 Minimum Standard of Treatment  (1) 7
  • Article   10.6 Treatment In Case of Strife 7
  • Article   10.7 Expropriation and Compensation  (3) 7
  • Article   10.8 Transfers 7
  • Article   10.9 Performance Requirements 8
  • Article   10.10 Senior Management and Boards of Directors 8
  • Article   10.11 Investment and Environment 8
  • Article   10.12 Denial of Benefits 8
  • Article   10.13 Non-Conforming Measures 8
  • Article   10.14 Special Formalities and Information Requirements 8
  • Section   B Investor-State Dispute Settlement 8
  • Article   10.15 Consultation and Negotiation 8
  • Article   10.16 Submission of a Claim to Arbitration 8
  • Article   10.17 Consent of Each Party to Arbitration 8
  • Article   10.18 Conditions and Limitations on Consent of Each Party 8
  • Article   10.19 Selection of Arbitrators 8
  • Article   10.20 Conduct of the Arbitration 8
  • Article   10.21 Transparency of Arbitral Proceedings 8
  • Article   10.22 Governing Law 9
  • Article   10.24 Expert Reports 9
  • Article   10.25 Consolidation 9
  • Article   10.26 Awards 9
  • Article   10.27 Service of Documents 9
  • Section   C Definitions 9
  • Article   10.28 Definitions 9
  • Annex 10-A  Public Debt 9
  • Annex 10-B  Customary International Law 9
  • Annex 10-C  Expropriation 9
  • Annex 10-D  Treatment in Case of Strife 9
  • Annex 10-E  Submission of a Claim to Arbitration 9
  • Annex 10-F  Appellate Body or Similar Mechanism 9
  • Annex 10-G  Service of Documents on a Party Under Section B 9
  • Chapter   Eleven Cross-Border Trade In Services 10
  • Article   11.1 Scope and Coverage 10
  • Article   11.2 National Treatment 10
  • Article   11.3 Most-Favored-Nation Treatment 10
  • Article   11.4 Market Access 10
  • Article   11.5 Local Presence 10
  • Article   11.6 Non-conforming Measures 10
  • Article   11.7 Transparency In Developing and Applying Regulations  (3) 10
  • Article   11.8 Domestic Regulation 10
  • Article   11.9 Mutual Recognition 10
  • Article   11.10 Transfers and Payments 10
  • Article   11.11 Implementation 10
  • Article   11.12 Denial of Benefits 10
  • Article   11.13 Specific Commitments 10
  • Article   11.14 Definitions 10
  • Chapter   Twelve Financial Services 10
  • Article   12.1 Scope and Coverage 10
  • Article   12.2 National Treatment 10
  • Article   12.3 Most-Favored-Nation Treatment 10
  • Article   12.4 Market Access for Financial Institutions 11
  • Article   12.5 Cross-Border Trade 11
  • Article   12.6 New Financial Services  (3) 11
  • Article   12.7 Treatment of Certain Information 11
  • Article   12.8 Senior Management and Boards of Directors 11
  • Article   12.9 Non-Conforming Measures 11
  • Article   12.10 Exceptions 11
  • Article   12.11 Transparency 11
  • Article   12.12 Self-Regulatory Organizations 11
  • Article   12.13 Payment and Clearing Systems 11
  • Article   12.14 Domestic Regulation 11
  • Article   12.15 Expedited Availability of Insurance Services 11
  • Article   12.16 Financial Services Committee 11
  • Article   12.17 Consultations 11
  • Article   12.18 Dispute Settlement 11
  • Article   12.19 Investment Disputes In Financial Services 11
  • Article   12.20 Definitions 11
  • Chapter   Thirtheen Telecommunications  (1) 12
  • Article   13.1 Scope and Coverage 12
  • Article   13.2 Access to and Use of Public Telecommunications Services 12
  • Article   13.3 Obligations Relating to Suppliers of Public Telecommunications Services  (2) 12
  • Article   13.4 Additional Obligations Relating to Major Suppliers of Public Telecommunications Services  (4) 12
  • Article   13.5 Submarine Cable Systems 12
  • Article   13.6 Conditions for the Supply of Information Services 12
  • Article   13.7 Independent Regulatory Bodies and Government-Owned Telecommunications Suppliers  (9) 12
  • Article   13.8 Universal Service 12
  • Article   13.9 Licenses and other Authorizations 12
  • Article   13.10 Allocation and Use of Scarce Resources 12
  • Article   13.11 Enforcement 12
  • Article   13.12 Resolution of Domestic Telecommunications Disputes 12
  • Article   13.13 Transparency 12
  • Article   13.14 Flexibility In the Choice of Technologies 12
  • Article   13.15 Forbearance 12
  • Article   13.16 Relationship to other Chapters 13
  • Article   13.17 Definitions 13
  • Chapter   Fourteen Electronic Commerce 13
  • Article   14.1 General 13
  • Article   14.2 Electronic Supply of Services 13
  • Article   14.3 Digital Products 13
  • Article   14.4 Transparency 13
  • Article   14.5 Cooperation 13
  • Article   14.6 Definitions 13
  • Chapter   Fifteen Intellectual Property Rights 13
  • Article   15.1 General Provisions 13
  • Article   15.2 Trademarks 13
  • Article   15.3 Geographical Indications Definition 13
  • Article   15.4 Domain Names on the Internet 13
  • Article   15.5 Obligations Pertaining to Copyright and Related Rights 13
  • Article   15.6 Obligations Pertaining Specifically to Copyright 14
  • Article   15.7 Obligations Pertaining Specifically to Related Rights 14
  • Article   15.8 Protection of Encrypted Program-Carrying Satellite Signals 14
  • Article   15.9 Patents 14
  • Article   15.10 Measures Related to Certain Regulated Products 14
  • Article   15.11 Enforcement of Intellectual Property Rights 14
  • Article   15.12 Final Provisions 15
  • Chapter   Sixteen Labor 15
  • Article   16.1 Statement of Shared Commitment 15
  • Article   16.2 Enforcement of Labor Laws 15
  • Article   16.3 Procedural Guarantees and Public Awareness 15
  • Article   16.4 Institutional Arrangements 15
  • Article   16.5 Labor Cooperation and Capacity Building Mechanism 15
  • Article   16.6 Cooperative Labor Consultations 15
  • Article   16.7 Labor Roster 15
  • Article   16.8 Definitions 15
  • Annex 16.5  Labor Cooperation and Capacity Building Mechanism 15
  • Chapter   Seventeen Environment 16
  • Article   17.1 Levels of Protection 16
  • Article   17.2 Enforcement of Environmental Laws 16
  • Article   17.3 Procedural Matters 16
  • Article   17.4 Voluntary Mechanisms to Enhance Environmental Performance 16
  • Article   17.5 Environmental Affairs Council 16
  • Article   17.6 Opportunities for Public Participation 16
  • Article   17.7 Submissions on Enforcement Matters 16
  • Article   17.8 Factual Records and Related Cooperation 16
  • Article   17.9 Environmental Cooperation 16
  • Article   17.10 Collaborative Environmental Consultations 16
  • Article   17.11 Environmental Roster 16
  • Article   17.12 Relationship to Environmental Agreements 16
  • Article   17.13 Definitions 16
  • Annex 17.9  Environmental Cooperation 17
  • Chapter   Eighteen Transparency 17
  • Section   A Transparency 17
  • Article   18.1 Contact Points 17
  • Article   18.2 Publication 17
  • Article   18.3 Notification and Provision of Information 17
  • Article   18.4 Administrative Proceedings 17
  • Article   18.5 Review and Appeal 17
  • Article   18.6 Definitions 17
  • Section   B Anti-Corruption 17
  • Article   18.7 Statement of Principle 17
  • Article   18.8 Anti-Corruption Measures 17
  • Article   18.9 Cooperation In International Fora 17
  • Article   18.10 Definitions 17
  • Chapter   Nineteen Administration of the Agreement and Trade Capacity Building 17
  • Section   A Administration of the Agreement 17
  • Article   19.1 The Free Trade Commission 17
  • Article   19.2 Free Trade Agreement Coordinators 17
  • Article   19.3 Administration of Dispute Settlement Proceedings 17
  • Section   B Trade Capacity Building 17
  • Article   19.4 Committee on Trade Capacity Building 17
  • Annex 19.1  The Free Trade Commission 17
  • Annex 19.1.4  Implementation of Modifications Approved by the Commission 17
  • Annex 19.2  Free Trade Agreement Coordinators 17
  • Annex 19.3  Remuneration and Payment of Expenses 17
  • Chapter   Twenty Dispute Settlement 17
  • Section   A Dispute Settlement 17
  • Article   20.1 Cooperation 17
  • Article   20.2 Scope of Application 17
  • Article   20.3 Choice of Forum 18
  • Article   20.4 Consultations 18
  • Article   20.5 Commission - Good Offices, Conciliation, and Mediation 18
  • Article   20.6 Request for an Arbitral Panel 18
  • Article   20.7 Roster 18
  • Article   20.8 Qualifications of Panelists 18
  • Article   20.9 Panel Selection 18
  • Article   20.10 Rules of Procedure 18
  • Article   20.11 Third Party Participation 18
  • Article   20.12 Role of Experts 18
  • Article   20.13 Initial Report 18
  • Article   20.14 Final Report 18
  • Article   20.15 Implementation of Final Report 18
  • Article   20.16 Non-Implementation - Suspension of Benefits 18
  • Article   20.17 Non-Implementation In Certain Disputes 18
  • Article   20.18 Compliance Review 18
  • Article   20.19 Five-Year Review 18
  • Section   B Domestic Proceedings and Private Commercial Dispute Settlement 18
  • Article   20.20 Referral of Matters from Judicial or Administrative Proceedings 18
  • Article   20.21 Private Rights 18
  • Article   20.22 Alternative Dispute Resolution 19
  • Annex 20.2  Nullification or Impairment 19
  • Annex 20.17  Inflation Adjustment Formula for Monetary Assessments 19
  • Chapter   Twenty-One Exceptions 19
  • Article   21.1 General Exceptions 19
  • Article   21.2 Essential Security 19
  • Article   21.3 Taxation 19
  • Article   21.4 Balance of Payments Measures on Trade In Goods 19
  • Article   21.5 Disclosure of Information 19
  • Article   21.6 Definitions 19
  • Annex 21.3  Competent Authorities 19
  • Chapter   Twenty-Two Final Provisions 19
  • Article   22.1 Annexes, Appendices, and Footnotes 19
  • Article   22.2 Amendments 19
  • Article   22.3 Amendment of the WTO Agreement 19
  • Article   22.4 Reservations 19
  • Article   22.5 Entry Into Force 19
  • Article   22.6 Accession 19
  • Article   22.7 Withdrawal 19
  • Article   22.8 Depositary 19
  • Article   22.9 Authentic Texts 19
  • Annex I  Explanatory Notes 19
  • Annex I  Schedule of Costa Rica 19
  • Annex I  Schedule of the Dominican Republic 22
  • Annex I  Schedule of El Salvador 24
  • Annex I  Schedule of Guatemala 25
  • Annex I  Schedule of Honduras 26
  • Annex I  Schedule of Nicaragua 28
  • Annex I  Schedule of the United States 30
  • Annex II  31
  • Annex II  Schedule of Costa Rica 31
  • Annex II  Schedule of the Dominican Republic 31
  • Annex II  Schedule of El Salvador 31
  • Annex II  Schedule of Guatemala 31
  • Annex II  Schedule of Honduras 31
  • Annex II  Schedule of Nicaragua 32
  • Annex II  Schedule of the United States 32