Canada - Ukraine Modernized Free Trade Agreement (2023)
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3. The provisions of:

(a) paragraph 2 do not prevent a Party from conditioning the receipt or continued receipt of an advantage, in connection with any investments, on compliance with a requirement to locate production, provide a service, train or employ workers, construct or expand particular facilities, or carry out research and development in its territory;

(b) paragraphs 1(a), 1(b), 1(c), 2(a), and 2(b) do not apply to a qualification requirement for a good or service with respect to export promotion and foreign aid programs;

(c) paragraphs 1(b), 1(c), 1(f), 1(g), 1(h), 2(a), and 2(b) do not apply to procurement by a Party;

(d) paragraphs 2(a) and 2(b) do not apply to a requirement imposed by an importing Party relating to the content of a good necessary to qualify for a preferential tariff or preferential quota;

(e) paragraphs 1(f) and 1(g) do not apply:

(i) if a Party authorizes use of an intellectual property right in accordance with Article 31 (7) of the TRIPS Agreement, or to a measure requiring the disclosure of proprietary information that falls within the scope of, and is consistent with, Article 39 of the TRIPS Agreement; or

(ii) if the requirement is imposed or the requirement, commitment, or undertaking is enforced by a court, administrative tribunal, or competition authority to remedy an alleged violation of domestic competition law;

(f) paragraphs 1(b), 1(c), 1(f), 1(g), 2(a), and 2(b) shall not prevent a Party from adopting or maintaining a measure to achieve a legitimate public policy objective, provided that the measure:

(i) is not applied in a manner which would constitute a means of arbitrary or unjustifiable discrimination or a disguised restriction on trade; and

(ii) does not impose restrictions greater than are required to achieve the objective;

(g) paragraph 1(f) do not preclude a regulatory body or judicial authority of a Party from requiring a person of the other Party to preserve and make available the source code of software, or an algorithm expressed in that source code, to the regulatory body for a specific investigation, inspection, examination, enforcement action, or judicial proceeding (8) , subject to safeguards against unauthorized disclosure.

(6) For the purposes of this Article, the term “technology of the Party or of a person of the Party” includes technology that is owned by the Party or a person of the Party, and technology for which the Party or a person of the Party holds an exclusive license.
(7) The reference to “Article 31” includes any waiver or amendment to the TRIPS Agreement implementing paragraph 6 of the Doha Declaration on the TRIPS Agreement and Public Health (WT/MIN(01)/DEC/2).
(8) This disclosure shall not be construed to negatively affect the software source code’s status as a trade secret, if such status is claimed by the trade secret owner.

Article 17.3. Senior Management and Boards of Directors

1. A Party shall not require that an enterprise of that Party that is a covered investment appoint to a senior management position an individual of any particular nationality.

2. A Party may require that up to a majority of the board of directors, or a committee thereof, of an enterprise of that Party that is a covered investment be of a particular nationality or resident in the territory of the Party, provided that the requirement does not materially impair the ability of the investor to exercise control over its investment.

3. A Party should encourage enterprises to consider greater diversity in senior management positions or on their board of directors, which may include a requirement to nominate women.

Article 17.14. Subrogation

1. If a Party or an agency of a Party makes a payment to one of its investors under a guarantee or a contract of insurance, or other form of indemnity it has entered into in respect of a covered investment:

(a) the other Party in whose territory the covered investment was made shall recognize the validity of the subrogation or transfer of any rights the investor would have possessed with respect to the covered investment but for the subrogation or transfer; and

(b) the investor shall be precluded from pursuing these rights to the extent of the subrogation or transfer, unless a Party or an agency of a Party authorizes the investor to act on its behalf.

Article 17.15. Responsible Business Conduct

1. The Parties reaffirm that investors and their investments shall comply with domestic laws and regulations of the host state, including laws and regulations on human rights, the rights of Indigenous peoples, gender equality, environmental protection, labour, anti-corruption, and taxation.

2. Each Party reaffirms the importance of internationally recognized standards, guidelines, and principles of responsible business conduct that have been endorsed or are supported by that Party, including the OECD Guidelines for Multinational Enterprises and the United Nations Guiding Principles on Business and Human Rights, and shall encourage investors and enterprises operating within its territory or subject to its jurisdiction to voluntarily incorporate these standards, guidelines, and principles into their business practices and internal policies. These standards, guidelines, and principles address areas such as labour, environment, gender equality, human rights, community relations, and anti-corruption.

3. Each Party should encourage investors or enterprises operating within its territory to undertake and maintain meaningful engagement and dialogue, in accordance with international responsible business conduct standards, guidelines, and principles that have been endorsed or are supported by that Party, with Indigenous peoples and local communities.

Article 17.16. Denial of Benefits

1. A Party may, within a reasonable time and no later than its principal submission on the merits, such as the counter-memorial, in an arbitration under this Chapter, deny the benefits of this Chapter to an investor of the other Party that is an enterprise of that Party and to investments of that investor if:

(a) an investor of a non-Party owns or controls the enterprise; and

(b) the denying Party adopts or maintains a measure with respect to the non‑Party or investors of the non-Party that prohibits transactions with the enterprise or would be violated or circumvented if the benefits of this Agreement were accorded to the enterprise or to its investment.

Article 17.17. Special Formalities and Information Requirements

1. Article 17.6 (National Treatment) shall not be construed to prevent a Party from adopting or maintaining any measure that prescribes special formalities in connection with covered investments, such as a requirement that investors be residents of the Party, that an investor register or otherwise notify the appropriate authorities of its covered investment, or that covered investments be legally constituted under the laws or regulations of the Party, provided that such formalities do not materially impair the protection afforded by a Party to investors of another Party and covered investments pursuant to this Chapter.

2. Notwithstanding Articles 17.6 (National Treatment) and 17.7 (Most‑Favoured‑Nation Treatment), a Party may require an investor of another Party or a covered investment to provide information concerning that investment solely for informational or statistical purposes. The Party shall protect such information that is confidential from any disclosure that would prejudice the competitive position of the investor or the covered investment. This paragraph shall not be construed to prevent a Party from obtaining or disclosing information in connection with the equitable and good faith application of its law.

Section C. Reservations, Exceptions, Exclusions

Article 17.18. Non-Conforming Measures

1. Articles 17.6 (National Treatment), 17.7 (Most-Favoured-Nation Treatment), 17.12 (Performance Requirements), and 17.13 (Senior Management and Boards of Directors) shall not apply to:

(a) any existing non-conforming measure maintained in the territory of a Party at:

(i) the central level of government, as set out by that Party in its Schedule to Annex I;

(ii) the regional level of government, as set out by that Party in its Schedule to Annex I; or

(iii) the level of government other than the central or regional levels;

(b) the continuation or prompt renewal of any non-conforming measure referred to in subparagraph (a); or

(c) an amendment to any non-conforming measure referred to in subparagraph (a) to the extent that the amendment does not decrease the conformity of the measure, as it existed immediately before the amendment, with Articles 17.6 (National Treatment), 17.7 (Most‑Favoured‑Nation Treatment), 17.12 (Performance Requirements), and 17.13 (Senior Management and Boards of Directors).

2. Articles 17.6 (National Treatment), 17.7 (Most-Favoured-Nation Treatment), 17.12 (Performance Requirements), and 17.13 (Senior Management and Boards of Directors) shall not apply to a measure that a Party adopts or maintains with respect to sectors, subsectors, or activities, as set out in its Schedule to Annex II (Reservations for Future Measures).

3. A Party shall not, under any measure adopted after the date of entry into force of this Agreement and covered by its Schedule to Annex II (Reservations for Future Measures), require an investor of the other Party, by reason of its nationality, to sell or otherwise dispose of an investment existing at the time the measure becomes effective.

4. Articles 17.6 (National Treatment) and 17.7 (Most-Favoured-Nation Treatment) do not apply to a measure that relates to the protection of intellectual property rights (9) that is consistent with the TRIPS agreement, including any amendment of or waiver to the TRIPS Agreement that is in force for both Parties.

5. Articles 17.6 (National Treatment), 17.7 (Most-Favoured-Nation Treatment), and 17.13 (Senior Management and Boards of Directors) do not apply to:

(a) procurement by a Party; or

(b) a subsidy or grant provided by a Party, including a government-supported loan, a guarantee, or insurance.

(9) For the purpose of this paragraph, “protection of intellectual property rights” shall include matters affecting the availability, acquisition, scope, maintenance, use, and enforcement of intellectual property rights.

Article 17.19. Exclusions

Section D (Investor-State Dispute Settlement), Section E (Expedited Arbitration), and Chapter 28 (Dispute Settlement) do not apply to the matters set out in Annex 17-A (Exclusions from Dispute Settlement).

Section D. Investor-State Dispute Settlement

Article 17.20. Scope and Purpose

1. Without prejudice to the rights and obligations of the Parties under Chapter 28 (Dispute Settlement), the Parties establish in this Section a mechanism for the settlement of investment disputes.

2. Under this Section, an investor of a Party may submit a claim that the other Party has breached an obligation under Section B (Investment Protections), other than Articles 17.3(4) (Relation to Other Chapters), 17.5 (Non-Derogation), 17.12 (Performance Requirements), 17.13(3) (Senior Management and Boards of Directors), or 17.15 (Responsible Business Conduct).

3. For greater certainty, an investor may not submit a claim under this Section if the investment has been made through fraudulent misrepresentation, concealment, corruption, or conduct amounting to an abuse of process.

Article 17.21. Request for Consultations

1. In the event of an investment dispute under this Agreement, an investor of a Party shall seek to resolve the dispute through consultations, which may include the use of non‑binding, third party procedures, such as good offices, conciliation, or mediation.

2. An investor of a Party shall deliver to the other Party a written request for consultations, which shall specify:

(a) whether the investor intends to claim under Articles 17.23(1) or 17.23(2) (Submission of a Claim to Arbitration);

(b) the name and address of the investor and evidence to establish that the investor is an investor of the other Party;

(c) the investment at issue and evidence to establish that the investor owns or controls the investment, including, if the investment is an enterprise, the name, address, and place of incorporation of the enterprise;

(d) if the investor is an enterprise, the corporate structure up to, and information on, any natural person that has ultimate ownership or control of that investor;

(e) for each claim:

(i) the provision of this Agreement alleged to have been breached; and

(ii) the factual basis for the alleged breach, including the measure at issue; and

(f) the relief sought and the approximate amount of damages claimed.

3. An investor of a Party may, when submitting a request for consultations, propose to hold the consultations by videoconference, telephone, or similar means of communication as appropriate. The other Party should give sympathetic consideration to that request, in particular if the investor is a micro, small, or medium-sized enterprise.

4. The request for consultations shall be submitted to the other Party under this Article no later than:

(a) three years from the date on which the investor or, as applicable, the enterprise referred to in Article 17.23(2) (Submission of a Claim to Arbitration), first acquired or should have first acquired knowledge of the alleged breach and knowledge that the investor or, as applicable, the enterprise, has incurred loss or damage by reason of, or arising out of, that breach; or

(b) if the investor or, as applicable, the enterprise, has initiated a claim or proceeding before an administrative tribunal or court under the law of a Party with respect to the measure at issue in the investor's request for consultations delivered pursuant to paragraph 2, two years after:

(i) the investor or, as applicable, the enterprise, ceases to pursue that claim; or

(ii) when that proceeding has otherwise ended;

provided that it is no later than seven years after the date on which the investor or, as applicable, the enterprise, first acquired or should have first acquired knowledge of the alleged breach and knowledge that the investor or, as applicable, the enterprise, has incurred loss or damage by reason of, or arising out of, that breach.

5. Neither a continuing breach nor the occurrence of similar or related acts or omissions may renew or interrupt the periods set out in paragraphs 4(a) and 4(b).

6. Unless otherwise agreed, consultations shall be held within 90 days of the delivery of the request for consultations pursuant to paragraph 2.

7. Unless otherwise agreed, the place of consultations shall be the capital city of the other Party.

8. If the investor has not submitted a claim under Article 17.23 (Submission of a Claim to Arbitration) within one year of the delivery of the request for consultations, the investor is deemed to have withdrawn its request for consultations and shall not submit a claim under this Section with respect to the same measure. This period may be extended by agreement between the investor of a Party and the other Party.

Article 17.22. Mediation

The disputing parties may at any time agree to have recourse to mediation. A respondent shall give sympathetic consideration to a request for mediation made by a micro, small, or medium-sized enterprise. Recourse to mediation is without prejudice to the legal position or rights of the disputing parties under this Section and is governed by the rules agreed to by the disputing parties, including any applicable rules for mediation adopted by the Joint Commission. If the disputing parties agree to have recourse to mediation, paragraphs 4, 5, and 8 of Article 17.21 (Request for Consultations) and all timelines pursuant to an arbitration under this section are suspended from the date on which the disputing parties agreed to have recourse to mediation, and shall resume on the date on which either disputing party decides to terminate the mediation. A decision by a disputing party to terminate the mediation shall be transmitted by way of letter to the mediator and the other disputing party.

Article 17.23. Submission of a Claim to Arbitration

1. An investor of a Party may make a claim that the other Party has breached an obligation in accordance with Article 17.20 (Scope and Purpose), and that the investor has incurred loss or damage by reason of, or arising out of, that breach, only if:

(a) the investor has fulfilled the requirements of Article 17.21 (Request for Consultations);

(b) 180 days have elapsed since the receipt by the other Party of a request for consultations under Article 17.21 (Request for Consultations);

(c) the claim relates to measures identified in the investor's request for consultations under Article 17.21 (Request for Consultations);

(d) the investor consents to dispute settlement in accordance with the procedures set out in this Agreement; and

(e) the investor and, if the claim is for loss or damage to an interest in an enterprise of the other Party that is a juridical person that the investor owns or controls directly or indirectly, the enterprise, waives its right to initiate or continue before any administrative tribunal or court under the law of any Party, or other dispute settlement procedure, any proceeding with respect to the measure of the other Party that is alleged to be a breach referred to in Article 17.21(2) (Request for Consultations), except for a proceeding for injunctive, declaratory, or other extraordinary relief, not involving the payment of damages, before an administrative tribunal or court under the law of the other Party.

2. An investor of a Party, on behalf of an enterprise of the other Party that is a juridical person that the investor owns or controls directly or indirectly, may make a claim that the other Party has breached an obligation in accordance with Article 17.20 (Scope and Purpose), and that the enterprise has incurred loss or damage by reason of, or arising out of, that breach, only if:

(a) the investor has fulfilled the requirements of Article 17.21 (Request for Consultations);

(b) 180 days have elapsed since the receipt by the other Party of a request for consultations under Article 17.21 (Request for Consultations);

(c) the claim relates to measures identified in the investor's request for consultations under Article 17.21 (Request for Consultations);

(d) the investor consents to dispute settlement in accordance with the procedures set out in this Agreement; and

(e) both the investor and the enterprise waive their right to initiate or continue before an administrative tribunal or court under the law of any Party, or other dispute settlement procedure, any proceeding with respect to the measure of the other Party that is alleged to be a breach referred to in Article 17.21(2) (Request for Consultations), except for a proceeding for injunctive, declaratory, or other extraordinary relief, not involving the payment of damages, before an administrative tribunal or court under the law of the other Party.

3. A consent and waiver required by this Article shall be in writing, shall be delivered to the respondent Party, and shall be included in the submission of a claim to arbitration.

4. Notwithstanding paragraph 3, a waiver from the enterprise under paragraph 1(e) or 2(e) is not required if the other Party has deprived the investor of control of the enterprise.

5. If an investor of a Party makes a claim under paragraph 2 and the investor or a non-controlling investor in the enterprise makes a claim under paragraph 1 arising out of the same events or circumstances, and two or more of the claims are submitted to dispute settlement under this Article, the claims should be heard together by a Tribunal constituted under Article 17.30 (Consolidation), unless the Tribunal finds that the interests of a disputing party would be prejudiced thereby.

6. An investor of a Party may submit a claim to dispute settlement under:

(a) the ICSID Convention, provided that both Parties are parties to the ICSID Convention;

(b) the ICSID Additional Facility Rules, if only one Party is a party to the ICSID Convention;

(c) the UNCITRAL Arbitration Rules; or

(d) any other rules on agreement of the disputing parties.

7. Except to the extent modified by this Agreement, the arbitration shall be governed by the existing version of the arbitration rules applicable under paragraph 6, unless otherwise agreed by both disputing parties.

8. If the claimant proposes rules pursuant to paragraph 6(d), the respondent Party shall reply to the claimant's proposal within 45 days of receipt of the proposal. If the disputing parties have not agreed on those rules within 60 days of receipt, the claimant may submit a claim under the rules provided for in paragraph 6(a), 6(b), or 6(c).

9. An investor of a Party may, when submitting a claim under this Article, propose that a sole member of a Tribunal should hear the claim. The respondent Party may give sympathetic consideration to that request, in particular if the investor is a micro, small, or medium-sized enterprise or the compensation or damages claimed are relatively low.

10. A claim is submitted to arbitration under this Article when:

(a) the request for arbitration under Article 36(1) of the ICSID Convention is received by the Secretary-General of ICSID;

(b) the request for arbitration under Article 2 of Schedule C of the ICSID Additional Facility Rules is received by the Secretariat of ICSID; or

(c) the notice of arbitration under Article 3 of the UNCITRAL Arbitration Rules is received by the respondent Party.

Article 17.24. Consent to Arbitration

1. Each Party consents to the submission of a claim to arbitration under this Section in accordance with the provisions of this Agreement, including the requirements of Articles 17.21 (Request for Consultations) and 17.23 (Submission of a Claim to Arbitration).

2. The consent under paragraph 1 and the submission of a claim to arbitration under Article 17.23 (Submission of a Claim to Arbitration) shall satisfy the requirement of:

(a) Chapter II of the ICSID Convention and the ICSID Additional Facility Rules for written consent of the parties to the dispute; and

(b) Article II of the New York Convention for an "agreement in writing".

Article 17.25. Discontinuance

If the claimant fails to take a step in the proceeding within 180 days of the submission of a claim to arbitration under Article 17.23 (Submission of a Claim to Arbitration), or such other time period as agreed to by the disputing parties, the claimant is deemed to have withdrawn its claim and to have discontinued the proceeding. The Tribunal, if constituted, shall, at the request of the respondent Party, and after notice to the disputing parties, in an order take note of the discontinuance. After the order has been rendered the authority of the Tribunal shall cease.

Article 17.26. Arbitrators

1. Except in respect of a Tribunal established under Article 17.30 (Consolidation), and unless the disputing parties agree otherwise, the Tribunal shall be composed of three arbitrators. Each disputing party shall appoint one arbitrator, and the third arbitrator, who will be the presiding arbitrator, shall be appointed by agreement of, or pursuant to an appointment process agreed to by, the disputing parties. The disputing parties are encouraged to consider greater diversity in arbitrator appointments, including through the appointment of women.

2. Arbitrators should have expertise or experience in public international law, international investment law, international trade law, or dispute resolution arising under international investment or international trade agreements.

3. Arbitrators shall be independent of, and not be affiliated with or take instructions from, a Party or the disputing investor.

4. If the disputing parties do not agree on the remuneration of the arbitrators before the Tribunal is constituted, the prevailing ICSID rate for arbitrators shall apply.

5. If a Tribunal, other than a Tribunal established under Article 17.30 (Consolidation), has not been constituted within 90 days of the submission of a claim to arbitration, a disputing party may ask the Secretary-General of ICSID to appoint the arbitrator or arbitrators not yet appointed. In accordance with this Article, the Secretary-General of ICSID shall make the appointment at his or her own discretion and, to the extent practicable, shall make this appointment in consultation with the disputing parties. The Secretary-General of ICSID shall not appoint as presiding arbitrator a national of a Party.

6. Arbitrators shall abide by the Arbitrator Code of Conduct for Investor-State Dispute Settlement set out in Annex 17-B.

Article 17.27. Agreement to Appointment of Arbitrators by ICSID

1. For the purposes of Article 39 of the ICSID Convention and Article 7 of Schedule C to the ICSID Additional Facility Rules, and without prejudice to an objection to an arbitrator based on a ground other than nationality:

(a) the respondent Party agrees to the appointment of each individual member of a Tribunal established under the ICSID Convention or the ICSID Additional Facility Rules;

(b) an investor of a Party referred to in Article 17.23(1) (Submission of a Claim to Arbitration) may submit a claim to arbitration or continue a claim under the ICSID Convention or the ICSID Additional Facility Rules only if the investor agrees in writing to the appointment of each member of the Tribunal; and

(c) an investor of a Party referred to in Article 17.23(2) (Submission of a Claim to Arbitration) may submit a claim to arbitration or continue a claim under the ICSID Convention or the ICSID Additional Facility Rules only if the investor and the enterprise agree in writing to the appointment of each member of the Tribunal.

Article 17.28. Applicable Law and Interpretation

1. A Tribunal constituted under this Section shall apply this Agreement as interpreted in accordance with the Vienna Convention on the Law of Treaties, done at Vienna on 23 May 1969, and other rules and principles of international law applicable between the Parties.

2. If serious concerns arise as regards matters of interpretation, the Committee on Services and Investment may recommend to the Joint Commission to adopt an interpretation of this Agreement. An interpretation adopted by the Joint Commission shall be binding on a Tribunal established under this Section. The Joint Commission may decide that an interpretation shall have binding effect from a specific date.

3. A Tribunal has no jurisdiction to determine the legality of a measure, alleged to constitute a breach of this Agreement, under the domestic law of a Party. In determining the consistency of a measure with this Agreement, the Tribunal may consider, as appropriate, the domestic law of a Party as a matter of fact. In doing so, the Tribunal shall follow the prevailing interpretation given to the domestic law by the courts or authorities of that Party, and any meaning given to domestic law by the Tribunal is not binding on the courts or authorities of that Party.

4. If an investor of a Party submits a claim to arbitration under Article 17.23 (Submission of a Claim to Arbitration), including a claim that a Party breached Article 17.9 (Minimum Standard of Treatment), the investor has the burden of proving all elements of its claim, consistent with the general principles of international law applicable to international arbitration.

Article 17.29. Preliminary Objections

1. Without prejudice to a Tribunal's authority to address other questions as a preliminary objection, a Tribunal shall address and decide as a preliminary question an objection by the respondent Party that, as a matter of law, a claim submitted is not a claim for which an award in favour of the investor may be made under this Agreement, including that a dispute is not within the competence of the Tribunal, or that a claim is manifestly without legal merit.

2. An objection under paragraph 1 shall be submitted to the Tribunal within 60 days of constitution of the Tribunal. The Tribunal shall suspend any proceeding on the merits and issue a decision or award on the objection, stating the grounds therefor, within 180 days of the objection. However, if a disputing party requests a hearing, the Tribunal may take an additional 30 days to issue the decision or award. Regardless of whether a disputing party requests a hearing, a Tribunal may, on a showing of extraordinary cause, delay issuing its decision or award by an additional brief period, which may not exceed 30 days.

3. When deciding an objection under paragraph 1, the Tribunal shall assume to be true the factual allegations in the claim to arbitration under Article 17.23 (Submission of a Claim to Arbitration), or any amendment to that claim. The Tribunal may also consider relevant facts not in dispute.

4. Whether or not a respondent Party raises an objection under paragraph 1 concerning the competence of the Tribunal, the respondent Party shall have the right to raise, and the Tribunal the authority to address and decide, a question pertaining to its competence in the course of the proceedings.

5. The provisions on costs in Article 17.36 (Final Award) shall apply to decisions or awards issued under this Article.

Article 17.30. Consolidation

1. If two or more claims have been submitted separately to arbitration under Article 17.23 (Submission of a Claim to Arbitration) and the claims have a question of law or fact in common and arise out of the same events or circumstances, a disputing party may seek a consolidation order in accordance with the agreement of all the disputing parties sought to be covered by the order or the terms of paragraphs 2 through 10.

2. A disputing party that seeks a consolidation order under this Article shall deliver, in writing, a request to the Secretary-General of ICSID to establish a Tribunal and shall specify in the request:

(a) the name of the respondent Party, or the investors, against which the order is sought;

(b) the nature of the order sought; and

(c) the grounds for the order sought.

3. The disputing party shall deliver a copy of the request to the respondent Party, or the investors, against which the order is sought.

4. Unless the disputing parties sought to be covered by the order agree to a different appointment process, the Secretary-General of ICSID shall, within 60 days of receiving the request, establish a Tribunal composed of three arbitrators. The Secretary-General of ICSID shall appoint one member who is a national of the respondent Party, one member who is a national of the Party of the investors that submitted the claims, and a presiding arbitrator who is not a national of a Party.

5. A Tribunal established under this Article shall be established under the UNCITRAL Arbitration Rules and shall conduct its proceedings in accordance with the UNCITRAL Arbitration Rules, except as modified by this Section.

6. If a Tribunal established under this Article is satisfied that the claims submitted to arbitration under Article 17.23 (Submission of a Claim to Arbitration) have a question of law or fact in common, the Tribunal may, in the interest of fair and efficient resolution of the claims and after hearing the disputing parties, by order:

(a) assume jurisdiction over, and hear and determine together, all or part of the claims; or

  • Chapter   1 General Provisions and Definitions 1
  • Section   A General Provisions 1
  • Article   1.1 Establishment of the Free Trade Area 1
  • Article   1.2 Relation to other Agreements 1
  • Article   1.3 Extent of Obligations 1
  • Article   1.4 Reference to other Agreements 1
  • Section   B General Definitions 1
  • Article   1.5 Definitions of General Application 1
  • Article   1.6 Country-specific Definitions 1
  • Chapter   2 National Treatment and Market Access 1
  • Article   2.1 Definitions 1
  • Article   2.2 Scope and Coverage 1
  • Section   A National Treatment 1
  • Article   2.3 National Treatment 1
  • Section   B Tariffs 1
  • Article   2.4 Tariff Elimination on Imports 1
  • Section   C Non-Tariff Measures 1
  • Article   2.5 Import and Export Restrictions 1
  • Article   2.6 Customs User Fees and Similar Charges 1
  • Article   2.7 Balance-of Payments Exception 1
  • Article   2.8 Customs Valuation 1
  • Article   2.9 Customs Duties on Exports 1
  • Article   2.10 Agriculture Export Subsides 1
  • Article   2.11 Special Safeguard on Agricultural Goods 1
  • Article   2.12 Distilled Spirits 1
  • Section   D Institutional Provisions 1
  • Article   2.13 Committee on Trade In Goods and Rules of Origin 2
  • Chapter   3 Rules of Origin and Origin Procedures 2
  • Section   A General Provisions 2
  • Article   3.1 Definitions 2
  • Section   B Rules of Origin 2
  • Article   3.2 General Requirements 2
  • Article   3.3 Cumulation of Origin 2
  • Article   3.4 Wholly Obtained Products 2
  • Article   3.5 Sufficient Production 2
  • Article   3.6 Tolerance 2
  • Article   3.7 Unit of Classification 2
  • Article   3.8 Packaging and Packing Materials and Containers 2
  • Article   3.9 Accounting Segregation of Fungible Materials or Products 2
  • Article   3.10 Accessories, Spare Parts and Tools 2
  • Article   3.11 Sets 2
  • Article   3.12 Neutral Elements 2
  • Article   3.13 Transport Through a Non-Party 2
  • Article   3.14 Returned Originating Products 2
  • Section   C Origin Procedures 2
  • Article   3.15 Proof of Origin 2
  • Article   3.16 Obligations Regarding Exportations 2
  • Article   3.17 Validity of the Origin Declaration 2
  • Article   3.18 Obligations Regarding Importations 2
  • Article   3.19 Proof Related to Transport Through a Non-Party 2
  • Article   3.20 Importation by Instalments 3
  • Article   3.21 Exemptions from Origin Declarations 3
  • Article   3.22 Supporting Documents 3
  • Article   3.23 Preservation of Records 3
  • Article   3.24 Discrepancies and Formal Errors 3
  • Article   3.25 Cooperation 3
  • Article   3.26 Origin Verification 3
  • Article   3.27 Review and Appeal 3
  • Article   3.28 Penalties 3
  • Article   3.29 Confidentiality 3
  • Article   3.30 Advance Rulings Relating to Origin 3
  • Article   3.31 The Subcommittee on Origin Procedures 3
  • Chapter   4 Trade Facilitation 3
  • Article   4.1 Objectives, Principles, and General Provisions 3
  • Article   4.2 Transparency 3
  • Article   4.3 Release of Goods 3
  • Article   4.4 Customs Valuation 3
  • Article   4.5 Fees and Charges 3
  • Article   4.6 Risk Management 3
  • Article   4.7 Automation 3
  • Article   4.8 Advance Rulings for Tariff Classification 3
  • Article   4.9 Review and Appeal 3
  • Article   4.10 Penalties 4
  • Article   4.11 Confidentiality 4
  • Article   4.12 Cooperation 4
  • Article   4.13 Future Work Program 4
  • Chapter   5 Trade Remedies 4
  • Section   A Definitions 4
  • Article   5.1 Definitions 4
  • Article   B Global Safeguards and Anti-Dumping and Countervailing Measures 4
  • Article   5.2 Article XIX of the GATT 1994 and the Agreement on Safeguards 4
  • Article   5.3 Relation to other Agreements 4
  • Article   5.4 Transparency 4
  • Chapter   6 Sanitary and Phytosanitary Measures 4
  • Article   6.1 Relation to other Agreements 4
  • Article   6.2 Scope and Coverage 4
  • Article   6.3 Sanitary and Phytosanitary Contact Points 4
  • Article   6.4 Sanitary and Phytosanitary Issue Prevention and Resolution 4
  • Chapter   7 Technical Barriers to Trade 4
  • Article   7.1 Definitions 4
  • Article   7.2 WTO Agreement on Technical Barriers to Trade 4
  • Article   7.3 Scope 4
  • Article   7.4 Joint Cooperation 4
  • Article   7.5 International Standards 4
  • Article   7.6 Conformity Assessment 4
  • Article   7.7 Transparency 4
  • Article   7.8 Contact Points 4
  • Chapter   8 Digital Trade 4
  • Article   8.1 Definitions 4
  • Article   8.2 Scope 4
  • Article   8.3 Access to and Use of the Internet for Digital Trade 5
  • Article   8.4 Electronic Transactions 5
  • Article   8.5 Electronic Authentication and Electronic Signatures 5
  • Article   8.6 Online Consumer Protection 5
  • Article   8.7 Personal Data Protection 5
  • Article   8.8 Unsolicited Commercial Electronic Messages 5
  • Article   8.9 Prohibition of Customs Duties on Digital Products Transmitted Electronically 5
  • Article   8.10 Cross-Border Transfer of Information by Electronic Means 5
  • Article   8.11 Location of Computing Facilities 5
  • Article   8.12 Source Code 5
  • Article   8.13 Open Government Data 5
  • Chapter   9 Competition Policy 5
  • Article   9.1 Objectives 5
  • Article   9.2 Competition Laws and Authorities 5
  • Article   9.3 Procedural Fairness 5
  • Article   9.4 Transparency 5
  • Article   9.5 Confidentiality 5
  • Article   9.6 Cooperation 5
  • Article   9.7 Consultations 5
  • Article   9.8 Non-Application of Dispute Settlement 5
  • Chapter   10 Designated Monopolies and State-Owned Enterprises 5
  • Article   10.1 Definitions 5
  • Article   10.2 Scope 6
  • Article   10.3 Designated Monopolies 6
  • Article   10.4 State-Owned Enterprises 6
  • Article   10.5 Courts and Administrative Bodies 6
  • Article   10.6 Transparency 6
  • Article   10.7 Technical Cooperation 6
  • Article   10.8 Contact Points 6
  • Article   10.9 Exceptions 6
  • Chapter   11 Government Procurement 6
  • Article   11.1 Incorporation and Application of Certain Provisions of the GPA 2012 6
  • Article   11.2 Environmental, Socio-Economic, and Labour-related Considerations 6
  • Article   11.3 Ensuring Integrity In Procurement Practices 6
  • Article   11.4 Facilitation of Participation by Small and Medium Sized Enterprises 6
  • Article   11.5 Cooperation In Government Procurement 6
  • Chapter   12 Intellectual Property 6
  • Article   12.1 Objectives 6
  • Article   12.2 Affirmation of International Agreements 6
  • Article   12.3 Protection of Geographical Indications 6
  • Article   12.4 Enforcement of Intellectual Property Rights 6
  • Article   12.5 Criminal Procedures 6
  • Article   12.6 Camcording 6
  • Article   12.7 Special Measures Against Copyright Infringers on the Internet or other Digital Networks 6
  • Article   12.8 Special Requirements Related to Border Measures 6
  • Article   12.9 Cooperation on Enforcement of Intellectual Property Rights 7
  • Article   12.10 Other Areas of Cooperation 7
  • Article   12.11 Designation of Contact Points 7
  • Article   12.12 Committee on Intellectual Property 7
  • Article   12.13 Transparency 7
  • Article   12.14 Disclosure of Information 7
  • Article   12.15 Consultations 7
  • Article   12.16 Non-Application of Dispute Settlement 7
  • Chapter   13 Environment 7
  • Article   13.1 Definitions 7
  • Article   13.2 Context and Objectives 7
  • Article   13.3 Right to Regulate and Levels of Protection 7
  • Article   13.4 Enforcement of Environmental Laws 7
  • Article   13.5 Public Information and Participation 7
  • Article   13.6 Procedural Matters 7
  • Article   13.7 Scientific and Technical Information 7
  • Article   13.8 Environmental Impact Assessment 7
  • Article   13.9 Multilateral Environmental Agreements 7
  • Article   13.10 Climate Change 7
  • Article   13.11 Protection of the Ozone Layer 7
  • Article   13.12 Protection of the Marine Environment from Ship Pollution 7
  • Article   13.13 Circular Economy 7
  • Article   13.14 Air Quality 7
  • Article   13.15 Chemicals Management 7
  • Article   13.16 Plastic Pollution and Waste 7
  • Article   13.17 Corporate Social Responsibility and Responsible Business Conduct 8
  • Article   13.18 Voluntary Mechanisms to Enhance Environmental Performance 8
  • Article   13.19 Trade and Biological Diversity 8
  • Article   13.20 Sustainable Agriculture 8
  • Article   13.21 Marine Sustainable Fisheries and Aquaculture (14) 8
  • Article   13.22 Sustainable Forest Management and Trade 8
  • Article   13.23 Environmental Goods and Services 8
  • Article   13.24 Cooperation 8
  • Article   13.25 Contact Points and the Committee on the Environment 8
  • Article   13.26 Environment Consultations 8
  • Article   13.27 Senior Representative Consultations 8
  • Article   13.28 Ministerial Consultations 8
  • Article   13.29 Dispute Resolution 8
  • Chapter   14 Labour 8
  • Article   14.1 Definitions 8
  • Section   A Shared Commitments 8
  • Article   14.2 General Commitments 8
  • Section   B Obligations 9
  • Article   14.3 General Obligations 9
  • Article   14.4 Fair and Balanced Labour Laws 9
  • Article   14.5 Levels of Protection 9
  • Article   14.6 Enforcement of Labour Laws 9
  • Article   14.7 Forced or Compulsory Labour 9
  • Article   14.8 Violence Against Workers 9
  • Article   14.9 Public Awareness and Procedural Guarantees 9
  • Section   C Institutional Mechanisms 9
  • Article   14.10 Labour Council 9
  • Article   14.11 National Administrative Office 9
  • Article   14.12 Public Engagement 9
  • Article   14.13 Public Submissions 9
  • Article   14.14 Cooperation 9
  • Article   14.15 Labour Consultations 9
  • Article   14.16 Council Consultations 9
  • Chapter   15 Transparency, Anti-Corruption, and Responsible Business Conduct 9
  • Section   A Definitions 9
  • Article   15.1 Definitions 9
  • Section   B Transparency 10
  • Article   15.2 Publication 10
  • Article   15.3 Notification and Provision of Information 10
  • Article   15.4 Administrative Proceedings 10
  • Article   15.5 Review and Appeal 10
  • Article   15.6 Cooperation on Promoting Increased Transparency 10
  • Section   C Anti-Corruption 10
  • Article   15.7 Scope 10
  • Article   15.8 Measures to Combat Corruption 10
  • Article   15.9 Cooperation In International Fora 10
  • Article   15.10 Promoting Integrity Among Public Officials 10
  • Article   15.11 Participation of Private Sector and Society 10
  • Article   15.12 Application and Enforcement of Anti-Corruption Laws 10
  • Article   15.13 Relation to other Agreements 10
  • Section   D Responsible Business Conduct 10
  • Article   15.14 Responsible Business Conduct 10
  • Chapter   16 Trade-Related Cooperation 10
  • Article   16.1 Trade-Related Cooperation 10
  • Article   16.2 Contact Points 10
  • Chapter   17 Investment 10
  • Section   A Definitions 10
  • Article   17.1 Definitions 10
  • Section   B Investment Protections 11
  • Article   17.2 Scope 11
  • Article   17.3 Relation to other Chapters 11
  • Article   17.4 Right to Regulate 11
  • Article   17.5 Non-Derogation 11
  • Article   17.6 National Treatment 11
  • Article   17.7 Most-Favoured-Nation Treatment 11
  • Article   17.8 Treatment In Case of Armed Conflict, Civil Strife, or Natural Disaster 11
  • Article   17.9 Minimum Standard of Treatment 11
  • Article   17.10 Expropriation 11
  • Article   17.11 Transfer of Funds 11
  • Article   17.12 Performance Requirements 11
  • Article   17.3 Senior Management and Boards of Directors 12
  • Article   17.14 Subrogation 12
  • Article   17.15 Responsible Business Conduct 12
  • Article   17.16 Denial of Benefits 12
  • Article   17.17 Special Formalities and Information Requirements 12
  • Section   C Reservations, Exceptions, Exclusions 12
  • Article   17.18 Non-Conforming Measures 12
  • Article   17.19 Exclusions 12
  • Section   D Investor-State Dispute Settlement 12
  • Article   17.20 Scope and Purpose 12
  • Article   17.21 Request for Consultations 12
  • Article   17.22 Mediation 12
  • Article   17.23 Submission of a Claim to Arbitration 12
  • Article   17.24 Consent to Arbitration 12
  • Article   17.25 Discontinuance 12
  • Article   17.26 Arbitrators 12
  • Article   17.27 Agreement to Appointment of Arbitrators by ICSID 12
  • Article   17.28 Applicable Law and Interpretation 12
  • Article   17.29 Preliminary Objections 12
  • Article   17.30 Consolidation 12
  • Article   17.31 Seat of Arbitration 13
  • Article   17.32 Transparency of Proceedings 13
  • Article   17.33 Participation of a Non-Disputing Party 13
  • Article   17.34 Expert Reports 13
  • Article   17.35 Interim Measures of Protection 13
  • Article   17.36 Final Award 13
  • Article   17.37 Finality and Enforcement of an Award 13
  • Article   17.38 Third Party Funding 13
  • Article   17.39 Service of Documents 13
  • Article   17.40 Establishment of a First Instance Investment Tribunal or an Appellate Mechanism for Investor-State Dispute Settlement 13
  • Section   E Expedited Arbitration 13
  • Article   17.41 Consent to Expedited Arbitration 13
  • Article   17.42 Mediation 13
  • Article   17.43 Constitution of the Tribunal 13
  • Article   17.44 Method of Appointing the Sole Arbitrator 13
  • Article   17.45 First Session In Expedited Arbitration 13
  • Article   17.46 Procedural Schedule for Expedited Arbitration 13
  • Article   17.47 Consolidation 13
  • Annex 17-A  Exclusions from Dispute Settlement 13
  • Annex 17-B  Arbitrator Code of Conduct for Investor-State Dispute Settlement 13
  • Chapter   18 Cross-Border Trade In Services 14
  • Article   18.1 Definitions 14
  • Article   18.2 Scope 14
  • Article   18.3 National Treatment 14
  • Article   18.4 Most-Favoured-Nation Treatment 14
  • Article   18.5 Market Access 14
  • Article   18.6 Formal Requirements 14
  • Article   18.7 Reservations 14
  • Article   18.8 Recognition 15
  • Article   18.9 Denial of Benefits 15
  • Article   18.10 Payments and Transfers 15
  • Annex 18-A  Professional Services 15
  • Appendix 18-A  Guidelines for Mutual Recognition Agreements or Arrangements for Professional Services 15
  • Section   A Conduct of Negotiations and Relevant Obligations 15
  • Section   B Form and Content of MRAs 15
  • Annex 18-B  Understanding on New Services Not Classified in the United Nations Provisional Central Product Classification (CPC), 1991 15
  • Chapter   19 Development and Administration of Measures 15
  • Article   19.1 Definitions 15
  • Article   19.2 Scope 15
  • Article   19.3 Right to Regulate 16
  • Article   19.4 Development of Licensing and Qualification Requirements and Procedures 16
  • Article   19.5 Administration of Licensing and Qualification Requirements and Procedures 16
  • Article   19.6 Fees 16
  • Article   19.7 Review of Administrative Decisions 16
  • Article   19.8 Transparency 16
  • Chapter   20 Financial Services 16
  • Article   20.1 Definitions 16
  • Article   20.2 Scope 16
  • Article   20.3 National Treatment 16
  • Article   20.4 Most-Favoured-Nation Treatment 16
  • Article   20.5 Market Access for Financial Institutions 16
  • Article   20.6 Cross-Border Trade 16
  • Article   20.7 New Financial Services (5) 17
  • Article   20.8 Treatment of Customer Information 17
  • Article   20.9 Senior Management and Boards of Directors 17
  • Article   20.10 Non-Conforming Measures 17
  • Article   20.11 Exceptions 17
  • Article   20.12 Recognition 17
  • Article   20.13 Transparency 17
  • Article   20.14 Processing of Applications 17
  • Article   20.15 Self-Regulatory Organizations 17
  • Article   20.16 Payment and Clearing Systems 17
  • Article   20.17 Expedited Availability of Insurance Services 17
  • Article   20.18 Performance of Back-Office Functions 17
  • Article   20.19 Cross-Border Electronic Payments 17
  • Article   20.20 Transfer of Information 17
  • Article   20.21 Financial Services Committee 17
  • Article   20.22 Consultations 17
  • Article   20.23 Dispute Settlement 17
  • Article   20.24 Investment Disputes In Financial Services 17
  • Annex 20-A  Cross-Border Trade 17
  • Canada (20) 17
  • Ukraine 18
  • Annex 20-B  Authorities Responsible for Financial Services 18
  • Chapter   21 Temporary Entry for Business Persons 18
  • Article   21.1 Definitions 18
  • Article   21.2 Scope 18
  • Article   21.3 Grant of Temporary Entry 18
  • Article   21.4 Application Procedures 18
  • Article   21.5 Provision of Information 18
  • Article   21.6 Contact Points 18
  • Article   21.7 Dispute Settlement 18
  • Article   21.8 Relation to other Chapters 18
  • Article   21.9 Review of Commitments 18
  • Annex 21-A  Temporary Entry for Business Persons 18
  • Section   A Business Visitors 18
  • Section   B Investors 18
  • Section   C Intra-Company Transferees 18
  • Section   D Professionals 19
  • Appendix 21-1  Activities for Business Visitors 19
  • Appendix 21-1  Professionals 19
  • Chapter   22 Telecommunications 19
  • Article   22.1 Definitions 19
  • Article   22.2 Scope of Application 19
  • Article   22.3 Approaches to Regulation 19
  • Article   22.4 Access to and Use of Public Telecommunications Networks or Services 19
  • Article   22.5 Number Portability 19
  • Article   22.6 Competitive Safeguards 19
  • Article   22.7 Treatment by Major Suppliers 19
  • Article   22.8 Resale 19
  • Article   22.9 Interconnection: Obligations Relating to Suppliers of Public Telecommunications Services 19
  • Article   22.10 Interconnection: Obligations Relating to Major Suppliers 19
  • Article   22.11 Access to Essential Facilities 19
  • Article   22.12 Co-location 19
  • Article   22.13 International Submarine Cable Systems 19
  • Article   22.14 Independent Telecommunications Regulatory Body 19
  • Article   22.15 Universal Service 20
  • Article   22.16 Licensing 20
  • Article   22.17 Allocation and Use of Scarce Resources 20
  • Article   22.18 Transparency 20
  • Article   22.19 Enforcement 20
  • Article   22.20 Resolution of Telecommunications Disputes 20
  • Article   22.21 Relation to International Organisations 20
  • Article   22.22 Relation to other Chapters 20
  • Chapter   23 Trade and Gender 20
  • Article   23.1 General Understandings 20
  • Article   23.2 International Instruments 20
  • Article   23.3 Non-Derogation 20
  • Article   23.4 Cooperation Activities 20
  • Article   23.5 Committee on Trade and Gender 20
  • Article   23.6 Dispute Settlement 20
  • Chapter   24 Trade and Small and Medium-Sized Enterprises 20
  • Article   24.1 General Provisions 20
  • Article   24.2 Information Sharing 20
  • Article   24.3 Cooperation Activities on SMEs 20
  • Article   24.4 Committee on SMEs 21
  • Article   24.5 Non-Application of Dispute Settlement 21
  • Chapter   25 Trade and Indigenous Peoples 21
  • Article   25.1 General Provisions 21
  • Article   25.2 Non-Derogation 21
  • Article   25.3 Responsible Business Conduct 21
  • Article   25.4 Cooperation Activities to Facilitate Indigenous Peoples' Participation In International Trade and Investment 21
  • Article   25.5 Committee on Trade and Indigenous Peoples 21
  • Article   25.6 Provisions In the Agreement That Benefit Indigenous Peoples 21
  • Article   25.7 Dispute Settlement 21
  • Chapter   26 Good Regulatory Practices 21
  • Article   26.1 Definitions 21
  • Article   26.2 General Provisions 21
  • Article   26.3 Scope of Application 21
  • Article   26.4 Internal Coordination of Regulatory Development 21
  • Article   26.5 Early Planning 21
  • Article   26.6 Regulatory Impact Assessment 21
  • Article   26.7 Public Consultations and Transparency 21
  • Article   26.8 Use of Plain Language 21
  • Article   26.9 Consideration of other Measures 21
  • Article   26.10 Public Access 21
  • Article   26.11 Retrospective Review 21
  • Article   26.12 Cooperation 21
  • Article   26.13 Report on Implementation and Review 21
  • Article   26.14 Contact Points 22
  • Article   26.15 Relationship to other Chapters 22
  • Article   26.16 Non-Application of Dispute Settlement 22
  • Chapter   27 Administration of the Agreement 22
  • Article   27.1 Joint Commission 22
  • Article   27.2 Agreement Coordinators 22
  • Annex 27-A  Committees, Subcommittees, and Other Bodies 22
  • Chapter   28 Dispute Settlement 22
  • Section   A State to State Dispute Settlement 22
  • Article   28.1 Definitions 22
  • Article   28.2 Cooperation 22
  • Article   28.3 Scope and Coverage 22
  • Article   28.4 Choice of Forum 22
  • Article   28.5 Consultations 22
  • Article   28.6 Good Offices, Conciliation, and Mediation 22
  • Article   28.7 Establishment of a Panel 22
  • Article   28.8 Panel Selection 22
  • Article   28.9 Qualifications of Panellists 22
  • Article   28.10 Rules of Procedure 22
  • Article   28.11 Panel Reports 23
  • Article   28.12 Implementation of the Final Report 23
  • Article   28.13 Non-Implementation – Suspension of Benefits 23
  • Article   28.14 Review of Compliance and Suspension of Benefits 23
  • Article   28.15 Referrals of Matters from Judicial or Administrative Proceedings 23
  • Section   B Other Dispute Settlement 23
  • Article   28.16 Private Rights 23
  • Article   28.17 Alternative Dispute Resolution 23
  • Annex 28-A  Nullification or Impairment 23
  • Annex 28-B  Dispute Settlement for Transparency, Anti-Corruption, and Responsible Business Conduct 23
  • Annex 28-C  Rules of Procedure 23
  • Chapter   29 Exceptions 23
  • Article   29.1 Definitions 23
  • Article   29.2 General Exceptions 24
  • Article   29.3 National Security 24
  • Article   29.4 Taxation 24
  • Article   29.5 Disclosure of Information 24
  • Article   29.6 Indigenous Peoples' Rights 24
  • Article   29.7 Cultural Industries 24
  • Article   29.8 World Trade Organization Waivers 24
  • Chapter   30 Final Provisions 24
  • Article   30.1 Transitional Provision from the 2017 Agreement 24
  • Article   30.2 Annexes, Appendices, and Footnotes 24
  • Article   30.3 Review Clause 24
  • Article   30.4 Amendments 24
  • Article   30.5 Reservations and Unilateral Declarations 24
  • Article   30.6 Entry Into Force 24
  • Article   30.7 Termination of this Agreement 24
  • Article   30.8 Termination of the 2017 Agreement 24
  • Article   30.9 Suspension of other Agreements 24
  • Article   30.10 Accession 24
  • Annex I  Cross-Border Trade in Services and Investment Non-Conforming Measures 24
  • Annex I  Explanatory Note 24
  • Annex I  Schedule of Canada 24
  • Annex I  Schedule of Ukraine 28
  • Annex II  Cross-Border Trade in Services and Investment Non-Conforming Measures 29
  • Annex II  Explanatory Note 29
  • Annex II  Schedule of Canada 29
  • Annex II  Schedule of Ukraine 31