255
Sector: Obligations Concerned: Level of Government
Measures:
Description:
Entry 1 â Seed Industry
Seed Industry
Article 3.3. National Treatment)
Central, Provincial, Local
Seed Law (2021), Articles 8, 11 and 61;
Relevant item of the Special Administrative Measures for the Access of Foreign Investment (Negative List) which is effective on the date of entry into force of this Agreement.
1. Foreign investors may not invest in the research and development, cultivation or planting of the precious and quality varieties which are rare and special in China, and the production of the relevant reproductive materials thereof (including the good genes in the plantation, animal husbandry and fishing industry).
2. Chinese control is required for investments by foreign investors in the selection and breeding of new varieties of wheat and corn and seed production of wheat and corn.
3. Foreign investors may not invest in the selection and breeding of transgenic varieties of crops, livestock and poultry raised for breeding purpose, and seeds and sprouts of aquatic animals or
plants, and in the production of their transgenic seeds (sprouts).
256
Sector: Obligations Concerned: Level of Government:
Measures:
Description:
Entry 2 â Fishery
Fishery
Article 3.3. National Treatment)
Central
Fisheries Law (2013);
Law on the Exclusive Economic Zone and the Continental Shelf (1998), Article 5,
Law on the Territorial Sea and the Contiguous Zone (1992), Article 11
Relevant item of the Special Administrative Measures for the Access of Foreign Investment (Negative List) which is effective on the date of entry into force of this Agreement.
Foreign investors may not invest in the fishing of aquatic animals or plants in the sea and inland waters under the jurisdiction of China.
257
Entry 3 â Exploration and Exploitation of Exclusive Economic Zone and
Sector:
Obligations Concerned: Level of Government
Measures:
Description:
Continental Shelf
Exploration and Exploitation of Exclusive Economic Zone and Continental Shelf
Article 3.3. National Treatment)
Central
Law on the Exclusive Economic Zone and the Continental Shelf (1998), Article 7.
Any international organisation, foreign entity or individual must obtain approval from the Chinese government for carrying out activities of exploring and exploiting natural resources in the exclusive economic zone of China or on the Chinese continental
shelf, or drilling on the Chinese continental shelf for any purpose.
258
Entry 4â Exploration, Exploitation and Smelting of Minerals
Sector: Obligations Concerned: Level of Government:
Measures:
Description:
Exploration, Exploitation and Smelting of Minerals
Article 3.3. National Treatment)
Central
Notice of the State Council on Classifying Tungsten, Tin, Antimony and Ion-Type Rare Earth Minerals as Specific Minerals Under Protective Mining by the State (1991), Article 2;
Relevant item of the Special Administrative Measures for the Access of Foreign Investment (Negative List) which is effective on the date of entry into force of this Agreement.
1, Foreign investors may not invest in the exploration, exploitation or ore dressing of rare earth.
2. Foreign investors may not invest in the exploration, exploitation or ore dressing of tungsten.
3. Foreign investors may not enter the mining area of rare earth mines or obtain mine geological data, ore samples or production
processes and technology without approval.
259
Sector: Obligations Concerned: Level of Government:
Measures:
Description:
Entry 5 â Printing of Publications
Printing of Publications
Article 3.3. National Treatment)
Central
Regulation on the Administration of Printing Industry (2020), Article 14;
Relevant item of the Special Administrative Measures for the Access of Foreign Investment (Negative List) which is effective on the date of entry into force of this Agreement.
Chinese control is required for investments by foreign investors in
the printing of publications.
260
Sector: Obligations Concerned: Level Government:
Measures:
Description:
of
Entry 6 â Atomic Energy
Atomic Energy
Article 3.3. National Treatment)
Central
Regulation of the People's Republic of China on the Control over Nuclear Exports (2006), Articles 2 and 6;
Relevant item of the Special Administrative Measures for the Access of Foreign Investment (Negative List) which is effective on the date of entry into force of this Agreement.
1. Chinese control is required for investment by foreign investors in the building or operation of nuclear power stations. 2. Foreign investors may not invest in the exploration, mining, ore dressing, purification, transformation or isotope separation of radioactive mineral resources, or engage in nuclear export businesses for materials and items listed in the Nuclear Export Control List.
261
Entry 7 â Government-granted Monopoly
Sector: Governnent-granted Monopoly Obligations . .
Article 3.3. National Treatment) Concerned: Level of
Central Government:
Measures: Law on Tobacco Monopoly (2015), Articles 1 through 3; Relevant item of the Special Administrative Measures for the Access of Foreign Investment (Negative List) which is effective on the date of entry into force of this Agreement.
Description: Foreign investors may not invest in the manufacture, wholesale, retail, import or export of leaf tobacco, cigarettes, re-dried leaf
tobacco, cigars, cut tobacco and other tobacco products!.
1 For the purposes of this entry, âother tobacco productsâ refers to products entirely or partly made of the leaf tobacco as raw material, which are manufactured to be used for smoking, sucking, chewing or snuffing, and other new tobacco products including electronic cigarettes.
262
Sector: Obligations Concerned: Level Government:
Measures:
Description:
of
Entry 8 â All Sectors
All Sectors
Article 3.3. National Treatment)
Central
Regulation of the People's Republic of China on the Administration of Foreign Exchange (2008), Articles 16 and 23; Notice of the State Administration of Foreign Exchange on Reforming and Regulating Policies on the Administration of Foreign Exchange Settlement of Capital Accounts (2016).
A foreign investor making an investment within the territory of China shall complete a foreign exchange registration in accordance with the relevant provisions, and shall comply with foreign exchange provisions, including provisions on account opening, funds transfer and settlement, receipt and payment and
cross-border securities investment quota, etc.
263
Sector: Obligations Concerned: Level Government:
Measures:
Description:
of
Entry 9 â All Sectors
All Sectors
Article 3.3. National Treatment)
Central
Law of the Peoples Republic of China on Sole Proprietorship Enterprises (1999), Article 47;
Law of the Peopleâs Republic of China on Specialised Cooperatives of Farmers (2017), Articles 2, 3, 4 and 19; Regulation on Promoting the Development of Individual Business Entities (2022), Article 2;
Special Administrative Measures for Market Access of Foreign Investment (Negative List) (2021 Edition), Paragraph 4 of the Notes.
1, Foreign investors may not carry out business operations in China in the forms of Individual Business Entities or Sole Proprietorship enterprises, or as members of specialised cooperatives of farmers.
2. Foreign-funded partnership enterprises may not be established in industries, areas or businesses which are subject to the requirement of "foreign investors may not invest", "Chinese control", ârelative Chinese control", or "may invest only in the form of a joint venture", or in industries, areas or businesses which are subject to certain proportion of foreign investment requirements, as included in the Schedule of China in List A and List B.
264
Sector: Obligations Concerned: Level of Government:
Measures:
Description:
Entry 10â All Sectors
All Sectors
Article 3.3. National Treatment)
Central
Regulation for the Implementation of Foreign Investment Law (2019), Article 34.
The relevant authorities in the course of performing their duties according to law, shall not grant the licence, enterprise registration, or any other relevant matters if a foreign investor proposes to invest in sectors covered by the Negative List but not in compliance with the requirements listed in the Negative List; nor the project approval for an investment in fixed assets should be issued.!
1 For the purposes of this entry, âNegative Listâ refers to the Special Administrative Measures for the Access of Foreign Investment (Negative List) published by the Chinese government which is effective on the date of entry into force of this Agreement and its subsequent renewals.
265
List B RESERVATIONS FOR FUTURE MEASURES SCHEDULE OF CHINA
266
Explanatory Notes
1. List B sets out, pursuant to Article 3.14 (Non-Conforming Measures), the specific sectors, subsectors, or activities for which China may maintain existing, or adopt new or more restrictive, measures that do not conform with some or all of the obligations imposed by:
(a) Article 3.3 (National Treatment);
(b) Article 3.4 (Most-Favoured-Nation Treatment);
(c) Article 3.9 (Performance Requirements); or
(d) Article 3.10 (Senior Management and Boards of Directors). 2. Each Entry in List B sets out the following elements:
(a) Sector refers to the sector for which the Entry is made;
(b) Obligations Concerned specifies the obligation referred to in paragraph 1 for which a reservation is taken;
(c) Description sets out the scope of the sectors, sub-sectors or activities covered by the Entry.
3. In accordance with paragraph 2 of Article 3.14(Non-Conforming Measures), the articles of this Agreement specified in the Obligations Concerned element of an Entry do not apply to the sectors, sub-sectors or activities identified in the Description element of that Entry.
4. For the purposes of List B, "foreign investor" means any investor of the other Party or a non-Party. 5. List B only applies to non-services investments by foreign investors, does not
apply to any investments by foreign investors in services. Any aspects of such an entry which relate to investment in service are subject to the Chapter II (Trade in Service) only.
267
Sector: Obligations Concerned:
Description:
Without Prejudice
Entry 1 â Atomic Energy
Atomic Energy
Article 3.3. National Treatment)
Article 3.4. Most-Favoured-Nation Treatment)
Article 3.9. Performance Requirements)
Article 3.10. Senior Management and Boards of Directors)
China reserves the right to adopt or maintain any measure with respect to the storage, transportation and reprocessing of spent fuels, decommissioning of nuclear facilities and disposal of
